0001213900-21-038335.txt : 20210723
0001213900-21-038335.hdr.sgml : 20210723
20210723150340
ACCESSION NUMBER: 0001213900-21-038335
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210721
FILED AS OF DATE: 20210723
DATE AS OF CHANGE: 20210723
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schessel Marc Sanford
CENTRAL INDEX KEY: 0001767842
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37899
FILM NUMBER: 211110622
MAIL ADDRESS:
STREET 1: 4 JACOBS LANE
CITY: NEW PALTZ
STATE: NY
ZIP: 12561
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCWorx Corp.
CENTRAL INDEX KEY: 0001674227
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 475412331
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127397825
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Alliance MMA, Inc.
DATE OF NAME CHANGE: 20160510
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2021-07-21
0
0001674227
SCWorx Corp.
WORX
0001767842
Schessel Marc Sanford
4 JACOBS LANE
NEW PALTZ
NY
12561
0
0
1
0
Common Stock, $.001 par value
862606
D
Common Stock, $.001 par value
197820
I
See Footnote
Restricted Stock Units
75000
D
Restricted Stock Units
25000
D
Restricted Stock Units
25000
D
Restricted Stock Units
25000
D
Restricted Stock Units
80000
D
Restricted Stock Units
319000
D
Restricted Stock Units
20000
D
Common Stock
2021-07-21
4
S
0
150000
2.43
D
359613
D
Owned of record by Greg Lewis Stivers, Trustee, TSS 2019 Irrevocable Trust. These shares are held in a trust for the benefit of the reporting person's spouse, who is not a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of. Section 16 or for any other purpose.
These Restricted stock Units ("RSUs") vest in quarterly installments over three years, commencing August 15, 2019.
These RSUs vest only if the Issuer obtains $10M in new recurring revenue on or before 08/15/20.
These RSUs vest if and when the Issuer's stock price attains a volume weighted average price ("VWAP") of$20 per share for 15 consecutive trading days.
These RSU s vest if and when the Issuer's stock price attains a VWAP of $40 per share for 15 consecutive trading days.
The Restricted Stock Units vested in full on 09/17/20.
The Restricted Stock Unites vest in 12 quarterly tranches beginning September 30, 2020
The Restricted Stock Units vested in full on 09/17/20.
/s/ Marc S. Schessel
2021-07-22