0001104659-20-035760.txt : 20200319
0001104659-20-035760.hdr.sgml : 20200319
20200319142621
ACCESSION NUMBER: 0001104659-20-035760
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200317
FILED AS OF DATE: 20200319
DATE AS OF CHANGE: 20200319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wallitt Steven
CENTRAL INDEX KEY: 0001790632
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37899
FILM NUMBER: 20727914
MAIL ADDRESS:
STREET 1: C/O SCWORX CORP.
STREET 2: 590 MADISON AVENUE, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCWorx Corp.
CENTRAL INDEX KEY: 0001674227
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 475412331
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127397825
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Alliance MMA, Inc.
DATE OF NAME CHANGE: 20160510
4
1
tm2013183d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-03-17
0
0001674227
SCWorx Corp.
WORX
0001790632
Wallitt Steven
12 ABBY DRIVE
LAWRENCEVILLE
NJ
08648
1
0
0
0
Restricted Stock Units
2020-03-17
4
A
0
80000
0
A
80000
D
Restricted Stock Units
25000
D
Common Stock
10527
D
Stock Option (right to buy)
2.31
2024-10-04
Common Stock
12500
12500
D
Series A Convertible Preferred Stock
3.80
2019-01-30
Common Stock
65953
25062
D
Common Stock Purchase Warrants
3.80
2019-01-30
2024-01-30
Common Stock
32977
32977
D
The Restricted Stock Units vest in full on 09/17/20.
The RSUs were issued to the reporting person as compensation for serving as a director in 2020.
The option vests in 4 quarterly installments, commencing ninety days after the grant date.
The conversion rights of the Series A Preferred Stock are not subject to expiration.
/s/ Steven Wallitt
2020-03-18