0001104659-20-035760.txt : 20200319 0001104659-20-035760.hdr.sgml : 20200319 20200319142621 ACCESSION NUMBER: 0001104659-20-035760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200317 FILED AS OF DATE: 20200319 DATE AS OF CHANGE: 20200319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallitt Steven CENTRAL INDEX KEY: 0001790632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37899 FILM NUMBER: 20727914 MAIL ADDRESS: STREET 1: C/O SCWORX CORP. STREET 2: 590 MADISON AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCWorx Corp. CENTRAL INDEX KEY: 0001674227 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 475412331 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127397825 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Alliance MMA, Inc. DATE OF NAME CHANGE: 20160510 4 1 tm2013183d1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-03-17 0 0001674227 SCWorx Corp. WORX 0001790632 Wallitt Steven 12 ABBY DRIVE LAWRENCEVILLE NJ 08648 1 0 0 0 Restricted Stock Units 2020-03-17 4 A 0 80000 0 A 80000 D Restricted Stock Units 25000 D Common Stock 10527 D Stock Option (right to buy) 2.31 2024-10-04 Common Stock 12500 12500 D Series A Convertible Preferred Stock 3.80 2019-01-30 Common Stock 65953 25062 D Common Stock Purchase Warrants 3.80 2019-01-30 2024-01-30 Common Stock 32977 32977 D The Restricted Stock Units vest in full on 09/17/20. The RSUs were issued to the reporting person as compensation for serving as a director in 2020. The option vests in 4 quarterly installments, commencing ninety days after the grant date. The conversion rights of the Series A Preferred Stock are not subject to expiration. /s/ Steven Wallitt 2020-03-18