SC 13D/A 1 d842297dsc13da.htm SC 13D/A SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

RAPT THERAPEUTICS, INC.

(Name of Issuer)

Common Stock, $0.0001 par value

(Title of Class of Securities)

75382E 109

(CUSIP Number)

Peter Svennilson

The Column Group II, LP

1700 Owens Street, Suite 500

San Francisco, CA 94158

(415) 865-2050

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

February 11, 2020

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (“Securities Exchange Act”) or otherwise subject to the liabilities of that section of the Securities Exchange Act but shall be subject to all other provisions of the Securities Exchange Act (however, see the Notes).

 

 

 


CUSIP No. 75382E 109

 

  1.   

Name of Reporting Person

 

The Column Group II, LP

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only:

 

  4.  

Source of Funds (See Instructions):

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):  ☐

 

  6.  

Citizenship or Place of Organization:

 

Delaware

Number of
Shares
Beneficially
by
Owned  by
Each
Reporting
Person
With
    7.   

Sole Voting Power:

 

4,982,333(1)

    8.   

Shared Voting Power:

 

0

    9.   

Sole Dispositive Power:

 

4,982,333(1)

  10.    

Shared Dispositive Power:

 

0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

4,982,333(1)

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):  ☐

 

13.  

Percent of Class Represented by Amount in Row (11):

 

20.5%

14.   

Type of Reporting Person (See Instructions):

 

PN

 

(1)

The Column Group II, LP (“TCG II LP”) has sole voting and dispositive control over 4,982,333 shares of common stock, par value $0.0001 per share (“Common Stock”), of RAPT Therapeutics, Inc. (the “Issuer”), except that The Column Group II GP, LP (“TCG II GP”), the general partner of TCG II LP, and Peter Svennilson (“Svennilson”) and David V. Goeddel (“Goeddel”), the managing partners of TCG II GP, may be deemed to share dispositive and voting power over such stock.


CUSIP No. 75382E 109

 

  1.   

Name of Reporting Person

 

The Column Group II GP, LP

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only:

 

  4.  

Source of Funds (See Instructions):

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):  ☐

 

  6.  

Citizenship or Place of Organization:

 

Delaware

Number of
Shares
Beneficially
by
Owned  by
Each
Reporting
Person
With
    7.   

Sole Voting Power:

 

0

    8.   

Shared Voting Power:

 

4,982,333(2)

    9.   

Sole Dispositive Power:

 

0

  10.    

Shared Dispositive Power:

 

4,982,333(2)

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

4,982,333(2)

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):  ☐

 

13.  

Percent of Class Represented by Amount in Row (11):

 

20.5%

14.   

Type of Reporting Person (See Instructions):

 

PN

 

(2)

TCG II GP is the general partner of TCG II LP and shares voting and dispositive power over the shares of Common Stock held by TCG II LP.


CUSIP No. 75382E 109

 

  1.   

Name of Reporting Person

 

The Column Group II Management, LP

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only:

 

  4.  

Source of Funds (See Instructions):

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):  ☐

 

  6.  

Citizenship or Place of Organization:

 

Delaware

Number of
Shares
Beneficially
by
Owned  by
Each
Reporting
Person
With
    7.   

Sole Voting Power:

 

50,000(3)

    8.   

Shared Voting Power:

 

0

    9.   

Sole Dispositive Power:

 

50,000(3)

  10.    

Shared Dispositive Power:

 

0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

50,000(3)

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):  ☐

 

13.  

Percent of Class Represented by Amount in Row (11):

 

0.2%

14.   

Type of Reporting Person (See Instructions):

 

PN

 

(3)

The Column Group II Management, LP (“TCGM II LP”) has sole voting and dispositive control over 50,000 shares of Common Stock, except that Svennilson and Goeddel, the managing partners of TCGM II LP, may be deemed to share dispositive and voting power over such stock.


CUSIP No. 75382E 109

 

  1.   

Name of Reporting Person

 

Ponoi Capital, LP

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only:

 

  4.  

Source of Funds (See Instructions):

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):  ☐

 

  6.  

Citizenship or Place of Organization:

 

Delaware

Number of
Shares
Beneficially
by
Owned  by
Each
Reporting
Person
With
    7.   

Sole Voting Power:

 

1,599,417(4)

    8.   

Shared Voting Power:

 

0

    9.   

Sole Dispositive Power:

 

1,599,417(4)

  10.    

Shared Dispositive Power:

 

0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

1,599,417(4)

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):  ☐

 

13.  

Percent of Class Represented by Amount in Row (11):

 

6.6%

14.   

Type of Reporting Person (See Instructions):

 

PN

 

(4)

Ponoi Capital, LP (“Ponoi LP”) has sole voting and dispositive control over 1,599,417 shares of Common Stock, except that Ponoi Management, LLC (“Ponoi LLC”), the general partner of Ponoi LP, and Goeddel, Svennilson and Tim Kutzkey (“Kutzkey”), the managing partners of Ponoi LLC, may be deemed to share dispositive and voting power over such stock.


CUSIP No. 75382E 109

 

  1.   

Name of Reporting Person

 

Ponoi Management, LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only:

 

  4.  

Source of Funds (See Instructions):

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):  ☐

 

  6.  

Citizenship or Place of Organization:

 

Delaware

Number of
Shares
Beneficially
by
Owned  by
Each
Reporting
Person
With
    7.   

Sole Voting Power:

 

0

    8.   

Shared Voting Power:

 

1,599,417(5)

    9.   

Sole Dispositive Power:

 

0

  10.    

Shared Dispositive Power:

 

1,599,417(5)

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

1,599,417(5)

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):  ☐

 

13.  

Percent of Class Represented by Amount in Row (11):

 

6.6%

14.   

Type of Reporting Person (See Instructions):

 

OO

 

(5)

Ponoi LLC is the general partner of Ponoi LP and shares voting and dispositive power over the shares of Common Stock held by Ponoi LP.


CUSIP No. 75382E 109

 

  1.   

Name of Reporting Person

 

Ponoi Capital II, LP

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)   ☒

 

  3.  

SEC Use Only:

 

  4.  

Source of Funds (See Instructions):

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):  ☐

 

  6.  

Citizenship or Place of Organization:

 

Delaware

Number of

Shares

Beneficially by

Owned by

Each

Reporting

Person

With

    7.   

Sole Voting Power:

 

145,401(6)

    8.   

Shared Voting Power:

 

0

    9.   

Sole Dispositive Power:

 

145,401(6)

  10.    

Shared Dispositive Power:

 

0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

145,401(6)

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):  ☐

 

13.   

Percent of Class Represented by Amount in Row (11):

 

0.6%

14.  

Type of Reporting Person (See Instructions):

 

PN

 

(6)

Ponoi Capital II, LP (“Ponoi II LP”) has sole voting and dispositive control over 145,401 shares of Common Stock, except that Ponoi II Management, LLC (“Ponoi II LLC”), the general partner of Ponoi II LP, and Goeddel, Svennilson and Kutzkey, the managing partners of Ponoi LLC, may be deemed to share dispositive and voting power over such stock.


CUSIP No. 75382E 109

 

  1.   

Name of Reporting Person

 

Ponoi II Management, LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)   ☒

 

  3.  

SEC Use Only:

 

  4.  

Source of Funds (See Instructions):

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):  ☐

 

  6.  

Citizenship or Place of Organization:

 

Delaware

Number of

Shares

Beneficially by

Owned by

Each

Reporting

Person

With

    7.   

Sole Voting Power:

 

0

    8.   

Shared Voting Power:

 

145,401(7)

    9.   

Sole Dispositive Power:

 

0

  10.    

Shared Dispositive Power:

 

145,401(7)

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

145,401(7)

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):  ☐

 

13.   

Percent of Class Represented by Amount in Row (11):

 

0.6%

14.  

Type of Reporting Person (See Instructions):

 

OO

 

(7)

Ponoi II LLC is the general partner of Ponoi II LP and shares voting and dispositive power over the shares of Common Stock held by Ponoi II LP.


CUSIP No. 75382E 109

 

  1.   

Name of Reporting Person

 

Peter Svennilson

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)   ☒

 

  3.  

SEC Use Only:

 

  4.  

Source of Funds (See Instructions):

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):  ☐

 

  6.  

Citizenship or Place of Organization:

 

Sweden

Number of

Shares

Beneficially by

Owned by

Each

Reporting

Person

With

    7.   

Sole Voting Power:

 

0

    8.   

Shared Voting Power:

 

6,777,151(8)

    9.   

Sole Dispositive Power:

 

0

  10.    

Shared Dispositive Power:

 

6,777,151(8)

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

6,777,151(8)

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):  ☐

 

13.   

Percent of Class Represented by Amount in Row (11):

 

27.9%

14.  

Type of Reporting Person (See Instructions):

 

IN

 

(8)

Svennilson is a managing partner of TCG II GP, TCGM II LP, Ponoi LLC and Ponoi II LLC and may be deemed to share voting and dispositive control over the shares of Common Stock held by TCG II LP, TCGM II LP, Ponoi LP and Ponoi II LP.


CUSIP No. 75382E 109

 

  1.   

Name of Reporting Person

 

David V. Goeddel

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)   ☒

 

  3.  

SEC Use Only:

 

  4.  

Source of Funds (See Instructions):

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):  ☐

 

  6.  

Citizenship or Place of Organization:

 

U.S.A.

Number of

Shares

Beneficially by

Owned by

Each

Reporting

Person

With

    7.   

Sole Voting Power:

 

0

    8.   

Shared Voting Power:

 

6,777,151(9)

    9.   

Sole Dispositive Power:

 

0

  10.    

Shared Dispositive Power:

 

6,777,151(9)

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

6,777,151(9)

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):  ☐

 

13.   

Percent of Class Represented by Amount in Row (11):

 

27.9%

14.  

Type of Reporting Person (See Instructions):

 

IN

 

(9)

Goeddel is a managing partner of TCG II GP, TCGM II LP, Ponoi LLC and Ponoi II LLC and may be deemed to share voting and dispositive control over the shares of Common Stock held by TCG II LP, TCGM II LP, Ponoi LP and Ponoi II LP.


CUSIP No. 75382E 109

 

  1.   

Name of Reporting Person

 

Tim Kutzkey

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)   ☒

 

  3.  

SEC Use Only:

 

  4.  

Source of Funds (See Instructions):

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):  ☐

 

  6.  

Citizenship or Place of Organization:

 

U.S.A.

Number of

Shares

Beneficially by

Owned by

Each

Reporting

Person

With

    7.   

Sole Voting Power:

 

0

    8.   

Shared Voting Power:

 

1,744,818(10)

    9.   

Sole Dispositive Power:

 

0

  10.    

Shared Dispositive Power:

 

1,744,818(10)

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

1,744,818(10)

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):  ☐

 

13.   

Percent of Class Represented by Amount in Row (11):

 

7.2%

14.  

Type of Reporting Person (See Instructions):

 

IN

 

(10)

Kutzkey is a managing partner of Ponoi LLC and Ponoi II LLC and may be deemed to share voting and dispositive control over the shares of Common Stock held by Ponoi LP and Ponoi II LP.


SCHEDULE 13D

Item 1. Security and Issuer

This Amendment No. 1 (the “Amendment”) supplements and amends the Schedule 13D relating to shares of common stock, par value $0.0001 per share (the “Common Stock”), of RAPT Therapeutics, Inc., a Delaware corporation (the “Issuer”) that was filed with the Securities and Exchange Commission (the “SEC”) on November 8, 2019 (the “Original Statement”). Only those items that are reported are hereby amended; all other items reported in the Original Statement remain unchanged. Capitalized terms contained herein but not otherwise defined shall have the meanings ascribed to such terms in the Original Statement. Information given in response to each item shall be deemed incorporated by reference in all other items as applicable.

This Amendment relates to the Issuer’s sale of 2,500,000 shares of its Common Stock as disclosed in the Issuer’s final prospectus dated February 6, 2020, as filed with the SEC on February 7, 2020 (the “Final Prospectus”) which resulted in an increase in the aggregate number of shares of the Issuer’s Common Stock outstanding and a decrease in the percentage of the Issuer’s outstanding Common Stock beneficially owned by the Reporting Persons.

Item 5. Interest in Securities of the Issuer

Item 5(a) of the Original Statement is hereby amended and restated in its entirety as follows:

(a) As of the date hereof, TCG II LP directly holds 4,982,333 shares of Common Stock, representing 20.5% of the Issuer’s outstanding Common Stock. As the general partner of TCG II LP, TCG II GP beneficially owns an aggregate of 4,982,333 shares of Common Stock, representing 20.5% of the Issuer’s outstanding Common Stock. TCGM II LP directly holds 50,000 shares of Common Stock, representing 0.2% of the Issuer’s outstanding Common Stock. Ponoi LP directly holds 1,599,417 shares of Common Stock, representing 6.6% of the Issuer’s outstanding Common Stock. As the general partner of Ponoi LP, Ponoi LLC beneficially owns an aggregate of 1,599,417 shares of Common Stock, representing 6.6% of the Issuer’s outstanding Common Stock. Ponoi II LP directly holds 145,401 shares of Common Stock, representing 0.6% of the Issuer’s outstanding Common Stock. As the general partner of Ponoi II LP, Ponoi II LLC beneficially owns an aggregate of 145,401 shares of Common Stock, representing 0.6% of the Issuer’s outstanding Common Stock. Mr. Svennilson, beneficially owns 6,777,151 shares of Common Stock, representing 27.9% of the Issuer’s outstanding Common Stock, which consists of 6,777,151 shares of Common Stock that Mr. Svennilson beneficially owns as a Managing Partner of TCG II GP, TCGM II LP, Ponoi LLC and Ponoi II LLC. Mr. Goeddel beneficially owns 6,777,151 shares of Common Stock, representing 27.9% of the Issuer’s outstanding Common Stock, which consists of 6,777,151 shares of Common Stock that Mr. Goeddel beneficially owns as a Managing Partner of TCG II GP, TCGM II LP, Ponoi LLC and Ponoi II LLC. Mr. Kutzkey beneficially owns 1,744,818 shares of Common Stock, representing 7.2% of the Issuer’s outstanding Common Stock, which consists of 1,744,818 shares of Common Stock that Mr. Kutzkey beneficially owns as a Managing Partner of Ponoi LLC and Ponoi II LLC.

The percentages set forth in this Item 5 and in the cover page for each Reporting Person are based on the 24,329,584 outstanding shares of Common Stock as of February 11, 2020, as disclosed in the Final Prospectus, which assumes no exercise of the underwriters’ option to purchase up to 375,000 additional shares.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 14, 2020

 

THE COLUMN GROUP II, LP     THE COLUMN GROUP II GP, LP

By:

  The Column Group II GP, LP     By:  

/s/ Jennifer J. Carlson, Attorney-in-Fact

By:

 

/s/ Jennifer J. Carlson, Attorney-in-Fact

     

 

PONOI CAPITAL, LP     PONOI MANAGEMENT, LLC

By:

  Ponoi Management, LLC     By:  

/s/ Jennifer J. Carlson, Attorney-in-Fact

By:

 

/s/ Jennifer J. Carlson, Attorney-in-Fact

     

 

PONOI CAPITAL II, LP     PONOI II MANAGEMENT, LLC

By:

  Ponoi II Management, LLC     By:  

/s/ Jennifer J. Carlson, Attorney-in-Fact

By:

 

/s/ Jennifer J. Carlson, Attorney-in-Fact

     

 

THE COLUMN GROUP II MANAGEMENT, LP    
By:  

/s/ Jennifer J. Carlson, Attorney-in-Fact

     
By:  

/s/ Jennifer J. Carlson, Attorney-in-Fact on behalf of Peter Svennilson

    By:  

/s/ Jennifer J. Carlson, Attorney-in-Fact on behalf of Tim Kutzkey

By:  

/s/ Jennifer J. Carlson, Attorney-in-Fact on behalf of David V. Goeddel