0000950170-23-072708.txt : 20231222 0000950170-23-072708.hdr.sgml : 20231222 20231222165151 ACCESSION NUMBER: 0000950170-23-072708 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231220 FILED AS OF DATE: 20231222 DATE AS OF CHANGE: 20231222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: St. Ledger Susan CENTRAL INDEX KEY: 0001673606 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 231510534 MAIL ADDRESS: STREET 1: C/O OKTA, INC. STREET 2: 100 FIRST STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] ORGANIZATION NAME: 06 Technology IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 ownership.xml 4 X0508 4 2023-12-20 0001720671 HashiCorp, Inc. HCP 0001673606 St. Ledger Susan C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 true true false false President, Worldwide Field Ops false Class A Common Stock 2023-12-20 4 M false 43737 A 117426 D Class A Common Stock 2023-12-21 4 S false 21566 22.8271 D 95860 D Restricted Stock Units 2023-12-20 4 M false 43737 0 D Class A Common Stock 43737 437370 D Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.68 to $23.2301, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The remaining RSUs vest in ten equal quarterly installments beginning on March 20, 2024. /s/ Paul Warenski, by power of attorney 2023-12-22