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United States

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

May 20, 2021

Date of Report (Date of earliest event reported)

 

Trident Acquisitions Corp.

(Exact Name of Registrant as Specified in its Charter)

 

Delaware   001-38508   81-1996183
(State or other jurisdiction

of incorporation)
  (Commission File Number)   (I.R.S. Employer

Identification No.)

 

One Liberty Plaza, 165 Broadway St, 23rd Floor, New York, NY   10006
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant's telephone number, including area code: (646) 229-7549

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol   Name of each exchange on which registered
Units, each consisting of one share of common stock and one Warrant to acquire one share of common stock   TDACU   NASDAQ Capital Market
Common stock, $0.001 par value per share   TDAC   NASDAQ Capital Market
Warrants   TDACW   NASDAQ Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

Item 1.01.Entry Into a Material Definitive Agreement

 

On May 20, 2021, Trident Acquisitions Corp. (the “Company”) entered into Amendment No. 5 to the Investment Management Trust Agreement, dated May 29, 2018, as amended (the “Trust Agreement”), between it and Continental Stock Transfer & Trust Company (the “Trust Amendment”). Pursuant to the Trust Amendment, the Company changed the vote required to, among other things, amend the Trust Agreement for purposes of extending the date by which the Company has to consummate a business combination from a majority of the outstanding shares of common stock sold in the Company’s initial public offering to a majority of the outstanding shares of common stock.

 

The foregoing description of the Trust Amendment is not complete and is qualified in its entirety by reference to the full text of the Trust Amendment, a copy of which is filed as Exhibit 10.1 hereto and is incorporated herein by reference.

 

Item 9.01.Financial Statements and Exhibits

 

(c)Exhibits:

 

Exhibit No.   Description
     
10.1   Amendment No. 5 to the Investment Management Trust Agreement between Trident Acquisitions Corp. and Continental Stock Transfer & Trust Company, dated May 20, 2021

 

 

 

 

 

 SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: May 20, 2021

 

TRIDENT ACQUISITIONS CORP.



By: /s/ Vadim Komissarov  
Name:  Vadim Komissarov  
Title:  President