0001104659-21-064434.txt : 20210511 0001104659-21-064434.hdr.sgml : 20210511 20210511134755 ACCESSION NUMBER: 0001104659-21-064434 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 EFFECTIVENESS DATE: 20210511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Morningstar Investment Management LLC CENTRAL INDEX KEY: 0001673385 IRS NUMBER: 364317381 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17446 FILM NUMBER: 21910681 BUSINESS ADDRESS: STREET 1: 22 W WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-696-6168 MAIL ADDRESS: STREET 1: 22 W WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001673385 XXXXXXXX 03-31-2021 03-31-2021 false Morningstar Investment Management LLC

22 W Washington Street Chicago IL 60602

13F COMBINATION REPORT 028-17446 0001376113 028-12230 ALPS ADVISORS INC 0001348883 028-11611 Clearbridge Investments, LLC 0001217541 028-10648 DIAMOND HILL CAPITAL MANAGEMENT INC 0001766150 028-19504 Levin Easterly Partners LLC 0001443066 028-13173 MFS Institutional Advisors, Inc. 0000814133 028-01286 WASATCH ADVISORS INC 0000949471 028-05046 WESTWOOD MANAGEMENT CORP /TX 0000928196 028-04434 HARDING LOEVNER LP 0000813917 028-02013 HARRIS ASSOCIATES L P 0001207017 028-10469 LAZARD ASSET MANAGEMENT LLC 0000080255 028-00115 PRICE T ROWE ASSOCIATES INC /MD/ 0001056593 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC 0001579406 028-15553 BlackRock Asset Management International Inc 0001138897 028-10245 Western Asset Management Company, LLC 0001075869 028-04413 WELLS CAPITAL MANAGEMENT INC 0001377581 028-12253 First Pacific Advisors, LP 0000898420 028-03578 FRANKLIN ADVISERS INC 0000312348 028-00398 LOOMIS SAYLES & CO L P 0000938487 028-04720 SSI INVESTMENT MANAGEMENT LLC 0001222765 028-10693 WATER ISLAND CAPITAL LLC 0000829108 028-02204 Brandywine Global Investment Management, LLC N Angela Larson 312-244-7172 /s/ Angela Larson Waukon IA 05-10-2021 0 28 996611 false INFORMATION TABLE 2 a21-15795_1informationtable.xml INFORMATION TABLE DBX ETF TR XTRACK MSCI EURP 233051853 33797 1042528 SH SOLE 1042528 0 0 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 113386 3588155 SH SOLE 3588155 0 0 GLOBAL X FDS US PFD ETF 37954Y657 7819 306521 SH SOLE 306521 0 0 INVESCO EXCH TRADED FD TR II KBW BK ETF 46138E628 6430 103894 SH SOLE 103894 0 0 ISHARES INC MSCI STH KOR ETF 464286772 14400 160532 SH SOLE 160532 0 0 ISHARES INC MSCI MEXICO ETF 464286822 31361 715511 SH SOLE 715511 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 40712 1651594 SH SOLE 1651594 0 0 ISHARES TR MSCI EURO FL ETF 464289180 14647 760068 SH SOLE 760068 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 107277 3426297 SH SOLE 3426297 0 0 ISHARES TR BROAD USD HIGH 46435U853 28807 699372 SH SOLE 699372 0 0 JP MORGAN EXCHANGE TRADED FD BETBULD JAPAN 46641Q712 157298 5523108 SH SOLE 5523108 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 7486 89810 SH SOLE 89810 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 10215 332210 SH SOLE 332210 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 20699 366944 SH SOLE 366944 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 25259 492275 SH SOLE 492275 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 21968 359197 SH SOLE 359197 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 32853 669659 SH SOLE 669659 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 10003 194074 SH SOLE 194074 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 71811 402912 SH SOLE 402912 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 50289 595142 SH SOLE 595142 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 62586 273598 SH SOLE 273598 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 19825 240299 SH SOLE 240299 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 10306 193114 SH SOLE 193114 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 17444 172288 SH SOLE 172288 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 49105 593061 SH SOLE 593061 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 18088 194435 SH SOLE 194435 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4368 20402 SH SOLE 20402 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8371 40500 SH SOLE 40500 0 0