0001104659-21-023185.txt : 20210216 0001104659-21-023185.hdr.sgml : 20210216 20210216094114 ACCESSION NUMBER: 0001104659-21-023185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Morningstar Investment Management LLC CENTRAL INDEX KEY: 0001673385 IRS NUMBER: 364317381 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17446 FILM NUMBER: 21633497 BUSINESS ADDRESS: STREET 1: 22 W WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-696-6168 MAIL ADDRESS: STREET 1: 22 W WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001673385 XXXXXXXX 12-31-2020 12-31-2020 false Morningstar Investment Management LLC

22 W Washington Street Chicago IL 60602

13F COMBINATION REPORT 028-17446 0001376113 028-12230 ALPS ADVISORS INC 0001348883 028-11611 Clearbridge Investments, LLC 0001217541 028-10648 DIAMOND HILL CAPITAL MANAGEMENT INC 0001766150 028-19504 Levin Easterly Partners LLC 0001443066 028-13173 MFS Institutional Advisors, Inc. 0000814133 028-01286 WASATCH ADVISORS INC 0000949471 028-05046 WESTWOOD MANAGEMENT CORP /TX 0000928196 028-04434 HARDING LOEVNER LP 0000813917 028-02013 HARRIS ASSOCIATES L P 0001207017 028-10469 LAZARD ASSET MANAGEMENT LLC 0000080255 028-00115 PRICE T ROWE ASSOCIATES INC /MD/ 0001056593 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC 0001579406 028-15553 BlackRock Asset Management International Inc 0001138897 028-10245 Western Asset Management Company, LLC 0001075869 028-04413 WELLS CAPITAL MANAGEMENT INC 0001377581 028-12253 First Pacific Advisors, LP 0000898420 028-03578 FRANKLIN ADVISERS INC 0000312348 028-00398 LOOMIS SAYLES & CO L P 0000938487 028-04720 SSI INVESTMENT MANAGEMENT LLC 0001222765 028-10693 WATER ISLAND CAPITAL LLC 0000829108 028-02204 Brandywine Global Investment Management, LLC N Brittany Smith 312-244-7172 /s/ Brittany Smith Western Springs IL 02-12-2021 0 28 889798 false INFORMATION TABLE 2 a21-6546_1informationtable.xml INFORMATION TABLE DBX ETF TR XTRACK MSCI EURP 233051853 28303 945969 SH SOLE 945969 0 0 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 91679 3401825 SH SOLE 3401825 0 0 GLOBAL X FDS US PFD ETF 37954Y657 7393 286561 SH SOLE 286561 0 0 INVESCO EXCH TRADED FD TR II KBW BK ETF 46138E628 5682 112954 SH SOLE 112954 0 0 ISHARES INC MSCI STH KOR ETF 464286772 14807 172072 SH SOLE 172072 0 0 ISHARES INC MSCI MEXICO ETF 464286822 24585 571883 SH SOLE 571883 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 39662 1952838 SH SOLE 1952838 0 0 ISHARES TR MSCI EURO FL ETF 464289180 12727 725608 SH SOLE 725608 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 95726 3268225 SH SOLE 3268225 0 0 ISHARES TR BROAD USD HIGH 46435U853 28152 682303 SH SOLE 682303 0 0 JP MORGAN EXCHANGE TRADED FD BETBULD JAPAN 46641Q712 143529 5126027 SH SOLE 5126027 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 7915 95601 SH SOLE 95601 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 9388 332210 SH SOLE 332210 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 18782 322597 SH SOLE 322597 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 22677 441265 SH SOLE 441265 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 17413 280487 SH SOLE 280487 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 32686 862436 SH SOLE 862436 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 9731 190436 SH SOLE 190436 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 47233 271581 SH SOLE 271581 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 43359 595184 SH SOLE 595184 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 70061 313149 SH SOLE 313149 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 17919 215248 SH SOLE 215248 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 9270 171448 SH SOLE 171448 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 18076 162745 SH SOLE 162745 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 43820 457120 SH SOLE 457120 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 17842 183671 SH SOLE 183671 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3972 20402 SH SOLE 20402 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7409 38064 SH SOLE 38064 0 0