0001104659-20-123840.txt : 20201112 0001104659-20-123840.hdr.sgml : 20201112 20201112061605 ACCESSION NUMBER: 0001104659-20-123840 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Morningstar Investment Management LLC CENTRAL INDEX KEY: 0001673385 IRS NUMBER: 364317381 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17446 FILM NUMBER: 201303082 BUSINESS ADDRESS: STREET 1: 22 W WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-696-6168 MAIL ADDRESS: STREET 1: 22 W WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001673385 XXXXXXXX 09-30-2020 09-30-2020 false Morningstar Investment Management LLC

22 W Washington Street Chicago IL 60602

13F COMBINATION REPORT 028-17446 0001376113 028-12230 ALPS ADVISORS INC 0001348883 028-11611 Clearbridge Investments, LLC 0001217541 028-10648 DIAMOND HILL CAPITAL MANAGEMENT INC 0001766150 028-19504 Levin Easterly Partners LLC 0001443066 028-13173 MFS Institutional Advisors, Inc. 0000814133 028-01286 WASATCH ADVISORS INC 0000949471 028-05046 WESTWOOD MANAGEMENT CORP /TX 0000928196 028-04434 HARDING LOEVNER LP 0000813917 028-02013 HARRIS ASSOCIATES L P 0001207017 028-10469 LAZARD ASSET MANAGEMENT LLC 0000080255 028-00115 PRICE T ROWE ASSOCIATES INC /MD/ 0001056593 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC 0001579406 028-15553 BlackRock Asset Management International Inc 0001138897 028-10245 Western Asset Management Company, LLC 0001075869 028-04413 WELLS CAPITAL MANAGEMENT INC 0001377581 028-12253 First Pacific Advisors, LP 0000898420 028-03578 FRANKLIN ADVISERS INC 0000312348 028-00398 LOOMIS SAYLES & CO L P 0000938487 028-04720 SSI INVESTMENT MANAGEMENT LLC 0001222765 028-10693 WATER ISLAND CAPITAL LLC 0000829108 028-02204 Brandywine Global Investment Management, LLC N Angela Larson 312-696-6311 /s/ Angela Larson Waukon IA 11-12-2020 0 28 803400 false INFORMATION TABLE 2 a20-35603_1informationtable.xml INFORMATION TABLE DBX ETF TR XTRACK MSCI EURP 233051853 25079 913944 SH SOLE 913944 0 0 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 75890 3437062 SH SOLE 3437062 0 0 GLOBAL X FDS US PFD ETF 37954Y657 7894 318829 SH SOLE 318829 0 0 INVESCO EXCH TRADED FD TR II KBW BK ETF 46138E628 5065 135102 SH SOLE 135102 0 0 ISHARES INC MSCI STH KOR ETF 464286772 14806 226602 SH SOLE 226602 0 0 ISHARES INC MSCI MEXICO ETF 464286822 21133 633497 SH SOLE 633497 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 31384 1913632 SH SOLE 1913632 0 0 ISHARES TR MSCI EURO FL ETF 464289180 4982 362624 SH SOLE 362624 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 85029 3335774 SH SOLE 3335774 0 0 ISHARES TR BROAD USD HIGH 46435U853 37329 945766 SH SOLE 945766 0 0 JP MORGAN EXCHANGE TRADED FD BETBULD JAPAN 46641Q712 123564 5008668 SH SOLE 5008668 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 7924 115020 SH SOLE 115020 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 6629 279482 SH SOLE 279482 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 20812 354676 SH SOLE 354676 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 28064 544933 SH SOLE 544933 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 28570 463580 SH SOLE 463580 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 25430 849074 SH SOLE 849074 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 14334 280942 SH SOLE 280942 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 47571 291202 SH SOLE 291202 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 39038 667313 SH SOLE 667313 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 45681 223928 SH SOLE 223928 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 21373 257973 SH SOLE 257973 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 11025 203154 SH SOLE 203154 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 18868 176533 SH SOLE 176533 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 26630 267206 SH SOLE 267206 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 19037 198711 SH SOLE 198711 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3431 22309 SH SOLE 22309 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6828 40090 SH SOLE 40090 0 0