0001127602-23-011627.txt : 20230330 0001127602-23-011627.hdr.sgml : 20230330 20230330090053 ACCESSION NUMBER: 0001127602-23-011627 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230328 FILED AS OF DATE: 20230330 DATE AS OF CHANGE: 20230330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lu Xueling CENTRAL INDEX KEY: 0001725927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37762 FILM NUMBER: 23777371 MAIL ADDRESS: STREET 1: 11/F YUM CHINA BUILDING STREET 2: 20 TIAN YAO QIAO ROAD CITY: SHANGHAI STATE: F4 ZIP: 200030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yum China Holdings, Inc. CENTRAL INDEX KEY: 0001673358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 812421743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 EAST PARK BOULEVARD, SUITE 805 CITY: PLANO STATE: TX ZIP: 75074 BUSINESS PHONE: (469)980-2898 MAIL ADDRESS: STREET 1: 101 EAST PARK BOULEVARD, SUITE 805 CITY: PLANO STATE: TX ZIP: 75074 FORMER COMPANY: FORMER CONFORMED NAME: Yum! China Holding, Inc. DATE OF NAME CHANGE: 20160428 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-03-28 0001673358 Yum China Holdings, Inc. YUMC 0001725927 Lu Xueling YUM CHINA BUILDING 20 TIAN YAO QIAO ROAD SHANGHAI F4 200030 CHINA 1 Controller and PAO 0 Restricted Stock Unit 2023-03-28 4 A 0 29 0 A Common Stock 29 14227 D Restricted Stock Unit 2023-03-28 4 A 0 1 0 A Common Stock 1 906 D Restricted Stock Unit 2023-03-28 4 A 0 5 0 A Common Stock 5 2419 D Restricted Stock Unit 2023-03-28 4 A 0 5 0 A Common Stock 5 2621 D Conversion occurs on a one-for-one basis. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. This grant does not have an expiration date. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. /s/ Pingping Liu, Power of Attorney 2023-03-30