0001127602-16-067100.txt : 20161115 0001127602-16-067100.hdr.sgml : 20161115 20161115120910 ACCESSION NUMBER: 0001127602-16-067100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161111 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yum China Holdings, Inc. CENTRAL INDEX KEY: 0001673358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 812421743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (888)298-6986 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: Yum! China Holding, Inc. DATE OF NAME CHANGE: 20160428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huang Johnson CENTRAL INDEX KEY: 0001685846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37762 FILM NUMBER: 161998635 MAIL ADDRESS: STREET 1: 11F-20F, 2 GRAND GATEWAY STREET 2: 3 HONGQIAO ROAD CITY: SHANGHAI STATE: F4 ZIP: 200030 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-11 0001673358 Yum China Holdings, Inc. YUMC 0001685846 Huang Johnson 16/F TWO GRAND GATEWAY 3 HONG QIAO ROAD SHANGHAI F4 200030 CHINA 1 Chief Info & Marketing Officer Stock Appreciation Right 26.98 2016-11-11 4 A 0 24423 0 A 2026-11-11 Common Stock 24423 24423 D Restricted Stock Unit 2016-11-11 4 A 0 9267 0 A Common Stock 9267 9267 D Vesting occurs 25% per year beginning one year from grant date. Conversion occurs on a one-for-one basis. Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. This grant does not have an expiration date. /s/ Pingping Liu, Power of Attorney 2016-11-15