0001127602-16-065970.txt : 20161103
0001127602-16-065970.hdr.sgml : 20161103
20161103132519
ACCESSION NUMBER: 0001127602-16-065970
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161103
DATE AS OF CHANGE: 20161103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yum China Holdings, Inc.
CENTRAL INDEX KEY: 0001673358
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 812421743
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: (888)298-6986
MAIL ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: Yum! China Holding, Inc.
DATE OF NAME CHANGE: 20160428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huang Johnson
CENTRAL INDEX KEY: 0001685846
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37762
FILM NUMBER: 161970958
MAIL ADDRESS:
STREET 1: 11F-20F, 2 GRAND GATEWAY
STREET 2: 3 HONGQIAO ROAD
CITY: SHANGHAI
STATE: F4
ZIP: 200030
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-01
0001673358
Yum China Holdings, Inc.
YUMC
0001685846
Huang Johnson
16/F TWO GRAND GATEWAY
3 HONG QIAO ROAD
SHANGHAI
F4
200030
CHINA
1
Chief Info & Marketing Officer
Stock Appreciation Right
19.00
2016-11-01
4
A
0
9652
0
A
2023-02-06
Common Stock
9652
9652
D
Stock Appreciation Right
21.30
2016-11-01
4
A
0
9516
0
A
2024-02-05
Common Stock
9516
9516
D
Stock Appreciation Right
21.30
2016-11-01
4
A
0
6797
0
A
2024-02-05
Common Stock
6797
6797
D
Stock Appreciation Right
22.32
2016-11-01
4
A
0
10149
0
A
2025-02-06
Common Stock
10149
10149
D
Stock Appreciation Right
21.06
2016-11-01
4
A
0
13772
0
A
2026-02-05
Common Stock
13772
13772
D
Restricted Stock Unit
2016-11-01
4
A
0
18647
0
A
Common Stock
18647
18647
D
Stock Appreciation Right
19.46
2016-11-01
4
A
0
8994
0
A
2022-02-08
Common Stock
8994
8994
D
Vesting occurs 25% per year beginning one year from 2/6/2013.
Vesting occurs 25% per year beginning one year from 2/5/2014.
Vesting occurs four years from 2/5/2014.
Vesting occurs 25% per year beginning one year from 2/6/2015
Vesting occurs 25% per year beginning one year from 2/5/2016.
Conversion occurs on a one-for-one basis.
Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.
This grant does not have an expiration date.
Vested in full.
The transactions reported on this Form 4 (the "Reported Awards") represent awards made to the Reporting Person pursuant to the terms of the Employee Matters Agreement between the Issuer and YUM! Brands, Inc. dated as of October 31, 2016. Each Reported Award represents the conversion of an award previously granted to the Reporting Person by YUM! Brands, Inc. The Employee Matters Agreement was entered into in connection with the spinoff of the Issuer from YUM! Brands, Inc.
/s/ Pingping Liu, Power of Attorney
2016-11-03
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): HUANG POA
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints each of Shella Ng, Pingping
Liu, Ruonan You and M. Gayle Hobson signing singly, the undersigned's true and
lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer and/or director of Yum China Holdings, Inc.
(the ?Company?), Form 144 in under Rule 144 of the Securities Act of 1933 and
Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange
Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 144, 3, 4,
or 5, complete and execute any amendment or amendments thereto, and timely
file such form with the United States Securities and Exchange Commission and
any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it
being understood that the documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power of Attorney shall be in
such form and shall contain such terms and conditions as such attorney-in-
fact may approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all intents and purposes as
the undersigned might or could do if personally present, with full power
of substitution or revocation, hereby ratifying and confirming all that
such attorney-in-fact, or such attorney-in-fact's substitute or substitutes,
shall lawfully do or cause to be done by virtue of this power of attorney
and the rights and powers herein granted. The undersigned acknowledges that
the foregoing attorneys-in-fact, in serving in such capacity at the request
of the undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934 or Rule 144 of the Securities Act of 1933.
This Power of Attorney shall remain in full force and effect until the
undersigned no longer is required to file Forms 144, 3, 4, and 5 and with
respect to the undersigned?s holdings of and transactions in securities issued
by the Company unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact, except, however, that M. Gayle
Hobson will no longer be appointed attorney-in-fact under this Power of
Attorney as of November 1, 2016.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 28th day of September, 2016.
/s/Johnson Huang