0000894579-23-000153.txt : 20230504 0000894579-23-000153.hdr.sgml : 20230504 20230504143904 ACCESSION NUMBER: 0000894579-23-000153 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230504 DATE AS OF CHANGE: 20230504 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Yum China Holdings, Inc. CENTRAL INDEX KEY: 0001673358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 812421743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37762 FILM NUMBER: 23888016 BUSINESS ADDRESS: STREET 1: 101 EAST PARK BOULEVARD, SUITE 805 CITY: PLANO STATE: TX ZIP: 75074 BUSINESS PHONE: (469)980-2898 MAIL ADDRESS: STREET 1: 101 EAST PARK BOULEVARD, SUITE 805 CITY: PLANO STATE: TX ZIP: 75074 FORMER COMPANY: FORMER CONFORMED NAME: Yum! China Holding, Inc. DATE OF NAME CHANGE: 20160428 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Pollos Investment L.P. CENTRAL INDEX KEY: 0001974345 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 41F GLOUCESTER TOWER STREET 2: 15 QUEEN'S ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 3767 5100 MAIL ADDRESS: STREET 1: 41F GLOUCESTER TOWER STREET 2: 15 QUEEN'S ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 144 1 primary_doc.xml 144 0001974345 XXXXXXXX LIVE 0001673358 Yum China Holdings, Inc. 001-37762 Yum China Holdings, Inc. Yum China Building 20 Tian Yao Qiao Road F4 20030 469-980-2898 Pollos Investment L.P. See Remarks Common Stock, $0.01 par value BofA Securities, Inc.

One Bryant Park, 8th Floor New York NY 10036

1136016 70785156.96 417865331 05/04/2023 NYSE Common Stock, $0.01 par value 09/01/2016 Investment Agreement, dated as of September 1, 2016, among Yum Brands, Inc., Yum China Holdings, Inc., and Pollos Investment L.P. Yum China Holdings, Inc. N 16374778 10/01/2016 Cash Y The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund"). Fred Hu and William Wang Yang are each directors of YUM China Holdings, Inc. (the "Company"). An affiliate of each of Fred Hu and William Wang Yang is special limited partner ("Special Limited Partner") of the Fund and has a contingent right to receive a performance fee. Each of Fred Hu and William Wang Yang is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. At the request of an ultimate withdrawing limited partner who is not affiliated with either Fred Hu or William Wang Yang, Pollos Investment will seek to sell 1,136,016 shares of common stock of the Company (the "Transaction") and the proceeds of such sale, afte 05/04/2023 /s/ Ena Leung Wai Yin