EDGAR Filing Documents for 0001654954-16-003326

Form 8-K - Current report:

SEC Accession No. 0001654954-16-003326

Filing Date

2016-11-01

Accepted

2016-11-01 17:27:57

Documents

Period of Report

2016-10-26

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 4.01: Changes in Registrant's Certifying Accountant
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Document Format Files

Seq	Description	Document	Type	Size
1	CURRENT REPORT	yumadel_8k.htm	8-K	243807
2	AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF YUMA ENERGY, INC. DATED OCTOBER	yumadel_ex31.htm	EX-3.1	9225
3	AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF YUMA ENERGY, INC. DATED OCT	yumadel_ex32.htm	EX-3.2	39747
4	CERTIFICATE OF DESIGNATION OF THE SERIES D CONVERTIBLE PREFERRED STOCK OF YUMA E	yumadel_ex33.htm	EX-3.3	86869
5	AMENDED AND RESTATED BYLAWS OF YUMA ENERGY, INC. DATED OCTOBER 26, 2016	yumadel_ex34.htm	EX-3.4	319624
6	CREDIT AGREEMENT DATED AS OF OCTOBER 26, 2016, AMONG YUMA ENERGY, INC., YUMA EXP	yumadel_ex101.htm	EX-10.1	1005822
7	FORM OF INDEMNIFICATION AGREEMENT	yumadel_ex102.htm	EX-10.2	139301
8	REGISTRATION RIGHTS AGREEMENT DATED OCTOBER 26, 2016	yumadel_ex103.htm	EX-10.3	203348
9	FORM OF LOCK UP AGREEMENT	yumadel_ex104.htm	EX-10.4	22179
10	FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT DATED OCTOBER 26, 2016, BETWEEN YUMA	yumadel_ex105a.htm	EX-10.5(A)	51429
11	AMENDMENT TO THE YUMA 2014 LONG-TERM INCENTIVE PLAN DATED OCTOBER 26, 2016	yumadel_ex108a.htm	EX-10.8(A)	11059
12	CODE OF ETHICS	yumadel_ex14.htm	EX-14	147185
13	PRESS RELEASE ANNOUNCING COMPLETION OF REINCORPORATION MERGER DATED OCTOBER 26,	yumadel_ex991.htm	EX-99.1	10796
14	PRESS RELEASE ANNOUNCING COMPLETION OF THE MERGER WITH DAVIS DATED OCTOBER 26, 2	yumadel_ex992.htm	EX-99.2	17661
15	IMAGE	img01.jpg	GRAPHIC	5644
16	IMAGE	img02.jpg	GRAPHIC	6284
17	IMAGE	yumadel_ex992000.jpg	GRAPHIC	3553
	Complete submission text file	0001654954-16-003326.txt		2331571

Mailing Address 1177 WEST LOOP SOUTH SUITE 1825 HOUSTON TX 77027

Business Address 1177 WEST LOOP SOUTH SUITE 1825 HOUSTON TX 77027 7139687068

Yuma Delaware Merger Subsidiary, Inc. (Filer) CIK: 0001672326 (see all company filings)