POS EX 1 d370928dposex.htm POS EX POS EX

As filed with the Securities and Exchange Commission on May 23, 2017.

Registration No. 333-218137

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 1

TO

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

THE TRADE DESK, INC.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   7370   27-1887399

(State or other jurisdiction of

incorporation or organization)

  

(Primary Standard Industrial

Classification Code Number)

  

(I.R.S. Employer

Identification Number)

42 N. Chestnut Street

Ventura, California 93001

(805) 585-3434

(Address, including zip code, and telephone number, including area code, of Registrant’s principal executive offices)

 

 

Jeff T. Green

Chief Executive Officer

The Trade Desk, Inc.

42 N. Chestnut Street

Ventura, California 93001

(805) 585-3434

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Richard A. Kline

An-Yen E. Hu

Goodwin Procter LLP

135 Commonwealth Drive

Menlo Park, CA 94025

(650) 752-3100

  

Michael Nordtvedt

Damien Weiss

Megan Baier

Wilson Sonsini Goodrich & Rosati

Professional Corporation

650 Page Mill Road

Palo Alto, California 94304

(650) 493-9300

 

 

Approximate date of commencement of proposed sale to the public:

As soon as practicable after this registration statement becomes effective.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act, check the following box:  ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒ 333-218137

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer   ☐    Accelerated filer   ☐
Non-accelerated filer   ☒ (Do not check if a smaller reporting company)    Smaller reporting company   ☐
Emerging growth company   ☒     

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☒

This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(d) under the Securities Act of 1933, as amended.

 

 

 

Explanatory Note

This Post-Effective Amendment No. 1 (this “Amendment”) to the Registration Statement on Form S-1 (File No. 333-218137) of the Trade Desk, Inc. (the “Registration Statement”) is being filed pursuant to Rule 462(d) under the Securities Act of 1933, as amended (the “Securities Act”), solely to add an exhibit to the previously effective Registration Statement by removing the previously filed Exhibit 5.1 and replacing it with Exhibit 5.1 filed herewith in order to reflect an increase in the number of shares of Class A common stock covered by the legal opinion of Goodwin Procter LLP. Accordingly, this Amendment consists only of a facing page, this explanatory note and Part II Item 16(a) of the Registration Statement on Form S-1 setting forth the exhibits to the Registration Statement. This Amendment does not modify any other part of the Registration Statement. Pursuant to Rule 462(d), this Amendment shall become effective immediately upon filing with the Securities and Exchange Commission.

PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

 

ITEM 16. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.

 

  (a) Exhibits. See the Exhibit Index attached to this registration statement, which is incorporated by reference herein.

 

  (b) No financial statement schedules are provided because the information is either not required or is shown in the financial statements or notes thereto incorporated by reference to the Registration Statement.

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this registration statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in Ventura, California, on the 23rd day of May, 2017.

 

THE TRADE DESK, INC.
By:  

/s/ PAUL E. ROSS

  Paul E. Ross
  Chief Financial Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

   

Title

  

Date

*

Jeff T. Green

   

Chief Executive Officer, Director

(principal executive officer)

   May 23, 2017

/s/ PAUL E. ROSS

Paul E. Ross

    Chief Financial Officer (principal financial officer and principal accounting officer)   May 23, 2017

*

Robert D. Perdue

    Chief Operating Officer, Director   May 23, 2017

*

Roger Ehrenberg

    Director   May 23, 2017

*

Kathryn E. Falberg

    Director   May 23, 2017

*

Thomas Falk

    Director   May 23, 2017

*

Eric B. Paley

    Director   May 23, 2017

    

Juan N. Villalonga

    Director   May 23, 2017

*

David B. Wells

    Director   May 23, 2017

 

*By:  

/s/ PAUL E. ROSS

  Paul E. Ross
  Attorney-in-fact

EXHIBIT INDEX

 

Exhibit

Number

  

Exhibit Description

    Incorporated by Reference     Filed
Herewith
     Form      Filing Date      Number    
  1.1   Form of Underwriting Agreement      S-1        5/19/2017        1.1    
  3.1   Amended and Restated Certificate of Incorporation.      S-1/A        9/6/2016        3.2    
  3.2   Amended and Restated Bylaws.      S-1        8/22/2016        3.4    
  4.1   Reference is made to Exhibits 3.1 and 3.2           
  4.2   Form of Class A Common Stock Certificate.      S-1/A        9/6/2016        4.2    
  4.3   Form of Class B Common Stock Certificate.      S-8        9/22/2016        4.4    
  5.1   Opinion of Goodwin Procter LLP.            X
10.1   Second Amended and Restated Investor Rights Agreement dated as of February 9, 2016, by and among The Trade Desk, Inc. and the investors listed therein.      S-1/A        9/6/2016        10.1    
10.2   Amended and Restated Loan and Security Agreement, dated as of May 9, 2017, among The Trade Desk, Inc., the lenders party thereto, and Citibank, N.A., as administrative agent.      10-Q        5/11/2017        10.1    
10.3(a)+   The Trade Desk, Inc. 2010 Stock Plan.      S-1/A        9/6/2016        10.5 (a)  
10.3(b)+   Form of Stock Option Agreement under The Trade Desk, Inc. 2010 Stock Plan.      S-1/A        9/6/2016        10.5 (b)  
10.3(c)+   Exercise Notice under The Trade Desk, Inc. 2010 Stock Plan.      S-1/A        9/6/2016        10.5 (c)  
10.4(a)+   The Trade Desk, Inc. 2015 Equity Incentive Plan.      S-1/A        9/6/2016        10.6 (a)  
10.4(b)+   First Amendment to The Trade Desk, Inc. 2015 Equity Incentive Plan.      S-8        9/22/2016        99.2    
10.4(c)+   Form of Stock Option Agreement under The Trade Desk, Inc. 2015 Equity Incentive Plan.      S-1/A        9/6/2016        10.6 (b)  
10.4(d)+   Form of Stock Option Agreement under The Trade Desk, Inc. 2015 Equity Incentive Plan (with accelerated vesting).      S-1/A        9/6/2016        10.6 (c)  

10.4(e)+   Exercise Notice under The Trade Desk, Inc. 2015 Equity Incentive Plan.      S-1/A        9/6/2016        10.6 (d)  
10.5(a)+   The Trade Desk, Inc. 2016 Incentive Award Plan.      S-1        8/22/2016        10.7 (a)  
10.5(b)+   Form of Stock Option Agreement under The Trade Desk, Inc. 2016 Equity Incentive Plan.      S-1        8/22/2016        10.7 (b)  
    10.6+   The Trade Desk, Inc. 2016 Employee Stock Purchase Plan.      S-8        9/22/2016        99.5    
    10.7+   Form of Indemnification Agreement.      S-1        8/22/2016        10.8    
    10.8+   Employment Agreement, dated as of May 11, 2017, between The Trade Desk, Inc. and Jeff T. Green.      10-Q        5/11/2017        10.2    
    10.9+   Employment Agreement, dated as of May 11, 2017, between The Trade Desk, Inc. and David R. Pickles.      10-Q        5/11/2017        10.3    
  10.10+   Employment Agreement, dated as of May 11, 2017, between The Trade Desk, Inc. and Paul E. Ross.      10-Q        5/11/2017        10.4    
10.11+   Employment Agreement, dated as of May 11, 2017, between The Trade Desk, Inc. and Robert D. Perdue.      10-Q        5/11/2017        10.5    
10.12+   Employment Agreement, dated as of May 11, 2017, between The Trade Desk, Inc. and Brian J. Stempeck.      10-Q        5/11/2017        10.6    
    21.1   List of Subsidiaries of the Registrant.      10-K        2/16/2017        21.1    
    23.1   Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm.      S-1/A        5/22/2017        23.1    
    23.2   Consent of Goodwin Procter LLP (included in Exhibit 5.1).            X
    24.1   Power of Attorney      S-1        5/19/2017        24.1    

 

+ Indicates a management contract or compensatory plan or arrangement.