0001209191-17-036931.txt : 20170601
0001209191-17-036931.hdr.sgml : 20170601
20170601190918
ACCESSION NUMBER: 0001209191-17-036931
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170601
FILED AS OF DATE: 20170601
DATE AS OF CHANGE: 20170601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trade Desk, Inc.
CENTRAL INDEX KEY: 0001671933
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 271887399
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
BUSINESS PHONE: (805) 585-3434
MAIL ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stempeck Brian John
CENTRAL INDEX KEY: 0001671413
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37879
FILM NUMBER: 17886077
MAIL ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-06-01
0
0001671933
Trade Desk, Inc.
TTD
0001671413
Stempeck Brian John
C/O THE TRADE DESK, INC.
42 NORTH CHESTNUT STREET
VENTURA
CA
93001
0
1
0
0
Chief Client Officer
Class A Common Stock
2017-06-01
4
C
0
2211
0.00
A
26111
D
Class A Common Stock
2017-06-01
4
S
0
2211
55.472
D
23900
D
Class A Common Stock
2017-06-01
4
C
0
28840
0.00
A
52740
D
Class A Common Stock
2017-06-01
4
S
0
28840
54.59
D
23900
D
Class A Common Stock
2017-06-01
4
C
0
3949
0.00
A
27849
D
Class A Common Stock
2017-06-01
4
S
0
3949
53.842
D
23900
D
Employee Stock Option (Right to Buy)
0.171
2017-06-01
4
M
0
35000
0.00
D
2022-10-16
Class B Common Stock
35000
146332
D
Class B Common Stock
0.00
2017-06-01
4
M
0
35000
0.00
A
Class A Common Stock
35000
155000
D
Class B Common Stock
0.00
2017-06-01
4
C
0
35000
0.00
D
Class A Common Stock
35000
120000
D
The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.08 to $56.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.04 to $55.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $54.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option was granted on October 17, 2012, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on the first monthly anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
/s/ Vivian Yang, Attorney-in-Fact for Brian J. Stempeck
2017-06-01