0001104659-20-137966.txt : 20201221
0001104659-20-137966.hdr.sgml : 20201221
20201221133227
ACCESSION NUMBER: 0001104659-20-137966
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201217
FILED AS OF DATE: 20201221
DATE AS OF CHANGE: 20201221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atlas Venture Fund IX, L.P.
CENTRAL INDEX KEY: 0001671219
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1012
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38459
FILM NUMBER: 201403432
BUSINESS ADDRESS:
STREET 1: 46 WAREHAM STREET, FLOOR 3
CITY: BOSTON
STATE: MA
ZIP: 02118
BUSINESS PHONE: 617-588-2694
MAIL ADDRESS:
STREET 1: 46 WAREHAM STREET, FLOOR 3
CITY: BOSTON
STATE: MA
ZIP: 02118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atlas Venture Associates IX, L.P.
CENTRAL INDEX KEY: 0001671208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1012
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38459
FILM NUMBER: 201403433
BUSINESS ADDRESS:
STREET 1: 46 WAREHAM STREET, FLOOR 3
CITY: BOSTON
STATE: MA
ZIP: 02118
BUSINESS PHONE: 617-588-2694
MAIL ADDRESS:
STREET 1: 46 WAREHAM STREET, FLOOR 3
CITY: BOSTON
STATE: MA
ZIP: 02118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atlas Venture Associates IX, LLC
CENTRAL INDEX KEY: 0001671207
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1012
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38459
FILM NUMBER: 201403434
BUSINESS ADDRESS:
STREET 1: 46 WAREHAM STREET, FLOOR 3
CITY: BOSTON
STATE: MA
ZIP: 02118
BUSINESS PHONE: 617-588-2695
MAIL ADDRESS:
STREET 1: 46 WAREHAM STREET, FLOOR 3
CITY: BOSTON
STATE: MA
ZIP: 02118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Surface Oncology, Inc.
CENTRAL INDEX KEY: 0001718108
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 HAMPSHIRE STREET, 8TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
BUSINESS PHONE: 617-714-4096
MAIL ADDRESS:
STREET 1: 50 HAMPSHIRE STREET, 8TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
4
1
a4.xml
4
X0306
4
2020-12-17
0
0001718108
Surface Oncology, Inc.
SURF
0001671219
Atlas Venture Fund IX, L.P.
56 WAREHAM STREET, FLOOR 3
BOSTON
MA
02118
0
0
1
0
0001671208
Atlas Venture Associates IX, L.P.
56 WAREHAM STREET, FLOOR 3
BOSTON
MA
02118
0
0
1
0
0001671207
Atlas Venture Associates IX, LLC
56 WAREHAM STREET, FLOOR 3
BOSTON
MA
02118
0
0
1
0
Common Stock
2020-12-17
4
S
0
1700000
18.10
D
2945453
D
Represents shares sold by Atlas Venture Fund IX, L.P. ("Atlas IX"). Atlas Venture Associates IX, L.P. ("AVA IX LP") is the general partner of Atlas IX. Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Each of Atlas IX, AVA IX LP and AVA IX LLC disclaims Section 16 beneficial ownership of the securities held by Atlas IX, except to the extent of their pecuniary interest therein, if any. This report shall not be deemed to an admission that any of the Reporting Persons is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
The high, low and average for the shares sold were all $8.10. Each of the Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
Represents shares held directly by Atlas IX. The general partner of the Atlas IX is AVA IX LP. AVA IX LLC is the general partner of AVA IX LP. Each of AVA IX LP and AVA IX LLC disclaims Section 16 beneficial ownership of the securities held by the Atlas IX except to the extent of its pecuniary interest therein, if any.
Atlas Venture Associates IX, L,P,, By: Atlas Venture Associates IX, LLC, its general partner, By: /s/ Frank Castellucci, General Counsel
2020-12-21
Atlas Venture Associates IX, LLC, By: /s/ Frank Castellucci, General Counsel
2020-12-21
Atlas Venture Fund IX, L.P. By: Atlas Venture Associates IX, L.P, its general partner, By: Atlas Venture Associates IX, LLC, its general partner By: /s/ Frank Castellucci, General Counsel
2020-12-21