0001104659-20-137966.txt : 20201221 0001104659-20-137966.hdr.sgml : 20201221 20201221133227 ACCESSION NUMBER: 0001104659-20-137966 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201217 FILED AS OF DATE: 20201221 DATE AS OF CHANGE: 20201221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Venture Fund IX, L.P. CENTRAL INDEX KEY: 0001671219 STATE OF INCORPORATION: DE FISCAL YEAR END: 1012 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38459 FILM NUMBER: 201403432 BUSINESS ADDRESS: STREET 1: 46 WAREHAM STREET, FLOOR 3 CITY: BOSTON STATE: MA ZIP: 02118 BUSINESS PHONE: 617-588-2694 MAIL ADDRESS: STREET 1: 46 WAREHAM STREET, FLOOR 3 CITY: BOSTON STATE: MA ZIP: 02118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Venture Associates IX, L.P. CENTRAL INDEX KEY: 0001671208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1012 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38459 FILM NUMBER: 201403433 BUSINESS ADDRESS: STREET 1: 46 WAREHAM STREET, FLOOR 3 CITY: BOSTON STATE: MA ZIP: 02118 BUSINESS PHONE: 617-588-2694 MAIL ADDRESS: STREET 1: 46 WAREHAM STREET, FLOOR 3 CITY: BOSTON STATE: MA ZIP: 02118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Venture Associates IX, LLC CENTRAL INDEX KEY: 0001671207 STATE OF INCORPORATION: DE FISCAL YEAR END: 1012 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38459 FILM NUMBER: 201403434 BUSINESS ADDRESS: STREET 1: 46 WAREHAM STREET, FLOOR 3 CITY: BOSTON STATE: MA ZIP: 02118 BUSINESS PHONE: 617-588-2695 MAIL ADDRESS: STREET 1: 46 WAREHAM STREET, FLOOR 3 CITY: BOSTON STATE: MA ZIP: 02118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Surface Oncology, Inc. CENTRAL INDEX KEY: 0001718108 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 HAMPSHIRE STREET, 8TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-714-4096 MAIL ADDRESS: STREET 1: 50 HAMPSHIRE STREET, 8TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 a4.xml 4 X0306 4 2020-12-17 0 0001718108 Surface Oncology, Inc. SURF 0001671219 Atlas Venture Fund IX, L.P. 56 WAREHAM STREET, FLOOR 3 BOSTON MA 02118 0 0 1 0 0001671208 Atlas Venture Associates IX, L.P. 56 WAREHAM STREET, FLOOR 3 BOSTON MA 02118 0 0 1 0 0001671207 Atlas Venture Associates IX, LLC 56 WAREHAM STREET, FLOOR 3 BOSTON MA 02118 0 0 1 0 Common Stock 2020-12-17 4 S 0 1700000 18.10 D 2945453 D Represents shares sold by Atlas Venture Fund IX, L.P. ("Atlas IX"). Atlas Venture Associates IX, L.P. ("AVA IX LP") is the general partner of Atlas IX. Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Each of Atlas IX, AVA IX LP and AVA IX LLC disclaims Section 16 beneficial ownership of the securities held by Atlas IX, except to the extent of their pecuniary interest therein, if any. This report shall not be deemed to an admission that any of the Reporting Persons is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The high, low and average for the shares sold were all $8.10. Each of the Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4. Represents shares held directly by Atlas IX. The general partner of the Atlas IX is AVA IX LP. AVA IX LLC is the general partner of AVA IX LP. Each of AVA IX LP and AVA IX LLC disclaims Section 16 beneficial ownership of the securities held by the Atlas IX except to the extent of its pecuniary interest therein, if any. Atlas Venture Associates IX, L,P,, By: Atlas Venture Associates IX, LLC, its general partner, By: /s/ Frank Castellucci, General Counsel 2020-12-21 Atlas Venture Associates IX, LLC, By: /s/ Frank Castellucci, General Counsel 2020-12-21 Atlas Venture Fund IX, L.P. By: Atlas Venture Associates IX, L.P, its general partner, By: Atlas Venture Associates IX, LLC, its general partner By: /s/ Frank Castellucci, General Counsel 2020-12-21