0001671161-18-000006.txt : 20180620 0001671161-18-000006.hdr.sgml : 20180620 20180620121103 ACCESSION NUMBER: 0001671161-18-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180620 DATE AS OF CHANGE: 20180620 EFFECTIVENESS DATE: 20180620 FILER: COMPANY DATA: COMPANY CONFORMED NAME: City Financial Investment Co Ltd CENTRAL INDEX KEY: 0001671161 IRS NUMBER: 465485369 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17850 FILM NUMBER: 18909078 BUSINESS ADDRESS: STREET 1: 62 STREET 2: QUEEN STREET CITY: LONDON STATE: X0 ZIP: EC4R 1EB BUSINESS PHONE: 44 207 451 9600 MAIL ADDRESS: STREET 1: 62 STREET 2: QUEEN STREET CITY: LONDON STATE: X0 ZIP: EC4R 1EB 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001671161 XXXXXXXX 03-31-2018 03-31-2018 true 1 RESTATEMENT City Financial Investment Co Ltd

62 QUEEN STREET LONDON X0 EC4R 1EB

13F HOLDINGS REPORT 028-17850 Y Resubmission to correct Valeant Pharmaceuticals Intl Call (91911K102) position, To list APOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 (03762UAA3) position that was missing from the original filing and to correct IQIYI Inc Sponsored ADS (46267X108) Value. Dallas McGillivray 0044 207 451 9600 Dallas McGillivray London X0 06-20-2018 0 84 1490726 false INFORMATION TABLE 2 Q1201813Fv4.xml AMENDED Q1 2018 AETNA INC NEW COM 00817Y108 5987 35427 SH SOLE 35427 0 0 AKORN INC COM 009728106 9296 496866 SH SOLE 496866 0 0 AKORN INC COM 009728106 1403 75000 SH Call SOLE 75000 0 0 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 15479 15000000 PRN SOLE 15000000 0 0 ARBOR RLTY TR INC NOTE 6.500%10/0 038923AA6 12258 11250000 PRN SOLE 11250000 0 0 BANK N S HALIFAX COM 064149107 9255 150000 SH Put SOLE 150000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 1583 33468 SH SOLE 33468 0 0 BLACKHAWK NETWORK HLDGS INC COM 09238E104 15144 338787 SH SOLE 338787 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 2457 2500000 PRN SOLE 2500000 0 0 CALLIDUS SOFTWARE INC COM 13123E500 11582 322164 SH SOLE 322164 0 0 CAVIUM INC COM 14964U108 6350 80000 SH SOLE 80000 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 19863 225000 SH Put SOLE 225000 0 0 CISION LTD *W EXP 06/22/202 G1992S117 324 138579 SH SOLE 138579 0 0 DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 2511 249806 SH SOLE 249806 0 0 DST SYS INC DEL COM 233326107 3080 36815 SH SOLE 36815 0 0 ELECTRUM SPL ACQUISITION COR SHS G3105C104 13235 1275000 SH SOLE 1275000 0 0 FACEBOOK INC CL A 30303M102 15979 100000 SH SOLE 100000 0 0 GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 369300AL2 10602 10000000 PRN SOLE 10000000 0 0 GGP INC COM 36174X101 11843 578830 SH SOLE 578830 0 0 GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 498 500000 PRN SOLE 500000 0 0 HALLIBURTON CO COM 406216101 1033 22000 SH SOLE 22000 0 0 HCI GROUP INC NOTE 3.875% 3/1 40416EAB9 3069 3084000 PRN SOLE 3084000 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 21217 17500000 PRN SOLE 17500000 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 1181 500274 SH SOLE 500274 0 0 INSULET CORP NOTE 1.250% 9/1 45784PAF8 2325 1500000 PRN SOLE 1500000 0 0 IQIYI INC SPONSORED ADS 46267X108 15 1000 SH SOLE 1000 0 0 ISHARES MSCI CDA ETF 464286509 1378 50000 SH SOLE 50000 0 0 ISHARES MSCI CDA ETF 464286509 14469 525000 SH Put SOLE 525000 0 0 ISHARES MSCI BRZ CAP ETF 464286400 4537 101100 SH Call SOLE 101100 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1961 22900 SH Put SOLE 22900 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 11587 240000 SH Put SOLE 240000 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 3185 2500000 PRN SOLE 2500000 0 0 JAZZ US HLDGS INC NOTE 8.000%12/3 47216EAA8 8150 3000000 PRN SOLE 3000000 0 0 LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 3980 400000 SH SOLE 400000 0 0 LEO HOLDINGS CORP UNIT 99/99/9999 G5463L121 1500 150000 SH SOLE 150000 0 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 26711 45000000 PRN SOLE 45000000 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 4595 4000000 PRN SOLE 4000000 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 5763 5000000 PRN SOLE 5000000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 13295 7500000 PRN SOLE 7500000 0 0 MICRON TECHNOLOGY INC COM 595112103 185 3550 SH SOLE 3550 0 0 MICRON TECHNOLOGY INC COM 595112103 626 12000 SH Put SOLE 12000 0 0 MICROSEMI CORP COM 595137100 7378 114000 SH SOLE 114000 0 0 MONSANTO CO NEW COM 61166W101 14419 123570 SH SOLE 123570 0 0 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 2024 200000 SH SOLE 200000 0 0 NUTANIX INC CL A 67059N108 3796 77300 SH SOLE 77300 0 0 NXP SEMICONDUCTORS N V COM N6596X109 36898 315367 SH SOLE 315367 0 0 NXSTAGE MEDICAL INC COM 67072V103 14567 585956 SH SOLE 585956 0 0 ONE MADISON CORP UNIT 99/99/9999 G6772P118 2000 200000 SH SOLE 200000 0 0 OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 2513 250000 SH SOLE 250000 0 0 ORBITAL ATK INC COM 68557N103 13924 105000 SH SOLE 105000 0 0 PENSARE ACQUISITION CORP UNIT 07/27/2022 70957E204 2083 200000 SH SOLE 200000 0 0 PLATINUM EAGLE ACQUISITIN CO UNIT 01/09/2023 G7126L126 2030 200000 SH SOLE 200000 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 3978 172000 SH Put SOLE 172000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 348409 2175790 SH SOLE 2175790 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 313582 1958300 SH Put SOLE 1958300 0 0 REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 2016 200000 SH SOLE 200000 0 0 ROCKWELL COLLINS INC COM 774341101 5682 42136 SH SOLE 42136 0 0 ROSEHILL RES INC *W EXP 09/16/202 777385113 415 500000 SH SOLE 500000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 9661 125000 SH Put SOLE 125000 0 0 SENSEONICS HLDGS INC COM 81727U105 225 75000 SH SOLE 75000 0 0 SENSEONICS HLDGS INC NOTE 5.250% 2/0 81727UAA3 2169 2000000 PRN SOLE 2000000 0 0 SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 1240 125000 SH SOLE 125000 0 0 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 1003 100000 SH SOLE 100000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6578 25000 SH SOLE 25000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 13158 50000 SH Put SOLE 50000 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 18202 516800 SH Call SOLE 516800 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1434 40000 SH Put SOLE 40000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 14198 235100 SH Call SOLE 235100 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 12905 366400 SH Call SOLE 366400 0 0 TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 2012 200000 SH SOLE 200000 0 0 TIME WARNER INC COM NEW 887317303 11391 120437 SH SOLE 120437 0 0 TRIBUNE MEDIA CO CL A 896047503 15569 384330 SH SOLE 384330 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 532 5263 SH SOLE 5263 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 8838 555181 SH SOLE 555181 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 83580 5250000 SH Call SOLE 5250000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1011 46000 SH SOLE 46000 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 137943 40000000 PRN SOLE 40000000 0 0 WELLS FARGO & CO NEW COM 949746101 20959 399900 SH Call SOLE 399900 0 0 XL GROUP LTD COM G98294104 7736 140000 SH SOLE 140000 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 1802 33500 SH SOLE 33500 0 0 APOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 03762UAA3 31954 30000000 PRN SOLE 30000000 0 0 VANECK VEC OIL SERVICES ETF TR OIL SVCS ETF 92189F718 6916 407500 SH SOLE 407500 0 0 NORDIC AMERICAN TANKER LIMI COM G65773106 2768 2000000 SH SOLE 2000000 0 0 DORIAN LPG LTD SHS USD Y2106R110 1737 325000 SH SOLE 325000 0 0