0001671161-17-000001.txt : 20170214 0001671161-17-000001.hdr.sgml : 20170214 20170214124804 ACCESSION NUMBER: 0001671161-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: City Financial Investment Co Ltd CENTRAL INDEX KEY: 0001671161 IRS NUMBER: 465485369 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17850 FILM NUMBER: 17606010 BUSINESS ADDRESS: STREET 1: 62 STREET 2: QUEEN STREET CITY: LONDON STATE: X0 ZIP: EC4R 1EB BUSINESS PHONE: 44 207 451 9600 MAIL ADDRESS: STREET 1: 62 STREET 2: QUEEN STREET CITY: LONDON STATE: X0 ZIP: EC4R 1EB 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001671161 XXXXXXXX 12-31-2016 12-31-2016 City Financial Investment Co Ltd

62 QUEEN STREET LONDON X0 EC4R 1EB

13F HOLDINGS REPORT 028-17850 N David Watkinson 0044 207 726 9869 /S/ David Watkinson London X0 02-14-2017 1 60 546067 false 1 City Financial Investment Company (Hong Kong) Limited INFORMATION TABLE 2 cityfinancial13F_HR.xml HOLDINGS REPORT ALCOA CORP COM 013872106 1872 66665 SH SOLE 66665 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5268 60000 SH SOLE 60000 0 0 ALLERGAN PLC SHS 00507K103 37801 180000 SH SOLE 180000 0 0 ARCONIC INC COM 03965L100 3708 200000 SH SOLE 200000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 5789 99069 SH SOLE 99069 0 0 CANADIAN NAT RES LTD COM 136385101 3188 100000 SH SOLE 100000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 6565 935297 SH SOLE 935297 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 1691 30750 SH SOLE 30750 0 0 FREEPORT-MCMORAN INC CL B 35671D857 3297 250000 SH SOLE 250000 0 0 HERBALIFE LTD COM USD SHS G4412G101 5776 120000 SH SOLE 120000 0 0 ISHARES MSCI BRZ CAP ETF 464286400 3713 111386 SH SOLE 111386 0 0 ISHARES MSCI TURKEY ETF 464286715 26556 817900 SH SOLE 817900 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 2725 25000 SH SOLE 25000 0 0 JUNIPER NETWORKS INC COM 48203R104 2332 82500 SH SOLE 82500 0 0 LENDINGCLUB CORP COM 52603A109 788 150000 SH SOLE 150000 0 0 MAGNA INTL INC COM 559222401 4688 108000 SH SOLE 108000 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 388 10045 SH SOLE 10045 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 473 7387 SH SOLE 7387 0 0 MICRON TECHNOLOGY INC COM 595112103 320 14581 SH SOLE 14581 0 0 MOSAIC CO NEW COM 61945C103 1877 64000 SH SOLE 64000 0 0 POTASH CORP SASK INC COM 73755L107 1809 100000 SH SOLE 100000 0 0 SANDRIDGE ENERGY INC COM NEW 80007P869 2315 98283 SH SOLE 98283 0 0 SILICON LABORATORIES INC COM 826919102 503 7728 SH SOLE 7728 0 0 SOUTHWESTERN ENERGY CO COM 845467109 2705 250000 SH SOLE 250000 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2072 50000 SH SOLE 50000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 12858 885548 SH SOLE 885548 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 4184 200000 SH SOLE 200000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2092 100000 SH DFND 1 100000 0 0 VMWARE INC CL A COM 928563402 1597 20282 SH SOLE 20282 0 0 WHITING PETE CORP NEW COM 966387102 15747 1310013 SH SOLE 1310013 0 0 XILINX INC COM 983919101 484 8017 SH SOLE 8017 0 0 NATIONSTAR MTG HLDGS INC COM 63861C109 10593 586529 SH SOLE 586529 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 5452 439713 SH SOLE 439713 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 3335 320369 SH SOLE 320369 0 0 UNIQURE NV SHS N90064101 1492 266494 SH SOLE 266494 0 0 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 4043 250346 SH SOLE 250346 0 0 CHEMOCENTRYX INC COM 16383L106 1086 146789 SH SOLE 146789 0 0 GILEAD SCIENCES INC COM 375558103 8658 120900 SH SOLE 120900 0 0 ZOGENIX INC COM NEW 98978L204 1393 114654 SH SOLE 114654 0 0 FACEBOOK INC CL A 30303M102 14036 122000 SH SOLE 122000 0 0 WEB COM GROUP INC COM 94733A104 1635 77287 SH SOLE 77287 0 0 LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 494 28188 SH SOLE 28188 0 0 JOHNSON & JOHNSON COM 478160104 2592 22500 SH SOLE 22500 0 0 ALPHABET INC CAP STK CL C 02079K305 6252 8100 SH SOLE 8100 0 0 PRICELINE GRP INC COM NEW 741503403 11728 8000 SH SOLE 8000 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 1876 375672 SH SOLE 375672 0 0 ISHARES TR IBOXX HI YD ETF 464288513 5193 60000 SH Put SOLE 60000 0 0 ALLERGAN PLC SHS 00507K103 21001 100000 SH Call SOLE 100000 0 0 AT&T INC COM 00206R102 12759 300000 SH Call SOLE 300000 0 0 FACEBOOK INC CL A 30303M102 6903 60000 SH Call SOLE 60000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 20445 1550000 SH Call SOLE 1550000 0 0 HERBALIFE LTD COM USD SHS G4412G101 6018 125000 SH Call SOLE 125000 0 0 LENDINGCLUB CORP COM 52603A109 6563 1250000 SH Call SOLE 1250000 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 20289 360000 SH Call SOLE 360000 0 0 RANGE RES CORP COM 75281A109 8590 250000 SH Call SOLE 250000 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 64201 1550000 SH Call SOLE 1550000 0 0 UNITED STATES STL CORP NEW COM 912909108 24758 750000 SH Call SOLE 750000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 16014 300000 SH Call SOLE 300000 0 0 WELLS FARGO & CO NEW COM 949746101 18186 330000 SH Call SOLE 330000 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 75301 1520000 SH Call SOLE 1520000 0 0