0001209191-18-017381.txt : 20180306 0001209191-18-017381.hdr.sgml : 20180306 20180306172740 ACCESSION NUMBER: 0001209191-18-017381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Juhase Thomas F CENTRAL INDEX KEY: 0001685398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37728 FILM NUMBER: 18671028 MAIL ADDRESS: STREET 1: C/O DONNELLEY FINANCIAL SOLUTIONS STREET 2: 35 W. WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Donnelley Financial Solutions, Inc. CENTRAL INDEX KEY: 0001669811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 344829638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 844-866-4337 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-02 0 0001669811 Donnelley Financial Solutions, Inc. DFIN 0001685398 Juhase Thomas F C/O DONNELLEY FINANCIAL SOLUTIONS 35 WEST WACKER DRIVE CHICAGO IL 60601 0 1 0 0 Chief Operating Officer Common Stock 2018-03-02 4 F 0 5080 17.65 D 81361 D Common Stock 2018-03-02 4 A 0 17000 A 98361 D Employee Stock Option (Right to Buy) 17.65 2018-03-02 4 A 0 33800 A 2028-03-01 Common Stock 33800 33800 D Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2019. Includes 15,812 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting, 23,414 shares of restricted stock awards subject to time vesting and 39,035 RSUs. The option vests in four equal annual installments beginning on March 2, 2019. Company granted option issued pursuant to Rule 16b-3 Plan. Jennifer Reiners, pursuant to power of attorney 2018-03-06