0000950170-23-064598.txt : 20231116 0000950170-23-064598.hdr.sgml : 20231116 20231116181915 ACCESSION NUMBER: 0000950170-23-064598 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231114 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Eric J CENTRAL INDEX KEY: 0001847839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37728 FILM NUMBER: 231415871 MAIL ADDRESS: STREET 1: C/O DONNELLEY FINANCIAL SOLUTIONS STREET 2: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Donnelley Financial Solutions, Inc. CENTRAL INDEX KEY: 0001669811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 344829638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 800-823-5304 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 4 1 ownership.xml 4 X0508 4 2023-11-14 0001669811 Donnelley Financial Solutions, Inc. DFIN 0001847839 Johnson Eric J C/O DONNELLEY FINANCIAL SOLUTIONS 35 WEST WACKER DRIVE CHICAGO IL 60601 true President, GIC false Common Stock 2023-11-14 4 M false 3800 22.35 A 142613 D Common Stock 2023-11-14 4 M false 3863 17.65 A 146476 D Common Stock 2023-11-14 4 S false 7663 56.6679 D 138813 D Common Stock 2023-11-15 4 M false 1212 17.65 A 140025 D Common Stock 2023-11-15 4 M false 6450 14.15 A 146475 D Common Stock 2023-11-15 4 S false 7662 55.9987 D 138813 D Employee Stock Option (right to buy) 22.35 2023-11-14 4 M false 3800 0 D 2027-03-01 Common Stock 3800 0 D Employee Stock Option (right to buy) 17.65 2023-11-14 4 M false 3863 0 D 2028-03-01 Common Stock 3836 1212 D Employee Stock Option (right to buy) 17.65 2023-11-15 4 M false 1212 0 D 2028-03-01 Common Stock 1212 0 D Employee Stock Option (right to buy) 14.15 2023-11-15 4 M false 6450 0 D 2029-03-04 Common Stock 6450 0 D The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $56.54 to $56.87 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $55.73 to $56.16 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. Includes 90,889 shares held directly, 21,676 restricted stock unit, and 26,248 earned performance share units with additional service-based vesting. The option vests/ vested in four equal annual installments beginning on March 2, 2018. The option vests/ vested in four equal annual installments beginning on March 2, 2019. The option vests/ vested in four equal annual installments beginning on March 5, 2020. William Zola, pursuant to power of attorney 2023-11-16