0000950170-23-006515.txt : 20230307
0000950170-23-006515.hdr.sgml : 20230307
20230307175527
ACCESSION NUMBER: 0000950170-23-006515
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230303
FILED AS OF DATE: 20230307
DATE AS OF CHANGE: 20230307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gardella David A
CENTRAL INDEX KEY: 0001685399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37728
FILM NUMBER: 23714152
MAIL ADDRESS:
STREET 1: C/O DONNELLEY FINANCIAL SOLUTIONS
STREET 2: 35 W. WACKER DR
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Donnelley Financial Solutions, Inc.
CENTRAL INDEX KEY: 0001669811
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 344829638
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 800-823-5304
MAIL ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
4
1
ownership.xml
4
X0306
4
2023-03-03
0001669811
Donnelley Financial Solutions, Inc.
DFIN
0001685399
Gardella David A
C/O DONNELLEY FINANCIAL SOLUTIONS
35 WEST WACKER DRIVE
CHICAGO
IL
60601
false
true
false
false
Chief Financial Officer
Common Stock
2023-03-03
4
F
false
2644
41.85
D
148692
D
Common Stock
2023-03-03
4
F
false
2156
41.85
D
146536
D
Common Stock
2023-03-03
4
A
false
21902
41.85
A
168438
D
Common Stock
2023-03-03
4
F
false
25009
41.85
D
143429
D
Common Stock
2023-03-03
4
A
false
18225
A
161654
D
Common Stock
2023-03-03
4
A
false
15605
A
177259
D
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
Represents earned portions of Company granted PSUs issued in 2020 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022 and 2020-2022, resulting in 7,025 and 14,877 earned stock units, respectively. The Compensaiton Committee had previously determined the achievement of the performance goals for 2020 and 2021, resulting in 14,100 and 20,450 earned stock units. The total earned stock units of 56,452 were delivered on March 3, 2023.
Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.
Represents earned portions of Company granted PSUs issued in 2021 and 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2021 and 2022 PSUs are subject to performance goals for 2022. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022, resulting in 7,895 and 10,330 earned stock units, for the 2021 and 2022 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2023 and 2024 performance year, as applicable
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2024.
Includes 109,578 shares held directly, 31,306 restricted stock unit, and 36,375 earned performance share units with additional service-based vesting.
Jennifer Reiners, pursuant to power of attorney
2023-03-07