Unassociated Document

0001209191-16-132779.txt : 20160714 0001209191-16-132779.hdr.sgml : 20160714 20160714180043 ACCESSION NUMBER: 0001209191-16-132779 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160714 FILED AS OF DATE: 20160714 DATE AS OF CHANGE: 20160714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AdvancePierre Foods Holdings, Inc. CENTRAL INDEX KEY: 0001669792 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 263712208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9987 CARVER ROAD CITY: BLUE ASH STATE: OH ZIP: 45242 BUSINESS PHONE: (800) 969-2747 MAIL ADDRESS: STREET 1: 9987 CARVER ROAD CITY: BLUE ASH STATE: OH ZIP: 45242 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM HOLDINGS I, LLC CENTRAL INDEX KEY: 0001407178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37826 FILM NUMBER: 161768166 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER NAME: FORMER CONFORMED NAME: OAKTREE HOLDINGS I, LLC DATE OF NAME CHANGE: 20070718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oaktree Capital I, L.P. CENTRAL INDEX KEY: 0001403530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37826 FILM NUMBER: 161768167 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAKTREE FUND GP I, L.P. CENTRAL INDEX KEY: 0001402746 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37826 FILM NUMBER: 161768169 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM Principal Opportunities Fund IV GP LTD CENTRAL INDEX KEY: 0001394232 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37826 FILM NUMBER: 161768170 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM Principal Opportunities Fund IV, LP CENTRAL INDEX KEY: 0001394231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37826 FILM NUMBER: 161768172 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-2100 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM Principal Opportunities Fund IV Delaware GP Inc. CENTRAL INDEX KEY: 0001411373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37826 FILM NUMBER: 161768173 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM Principal Opportunities Fund IV Delaware, L.P. CENTRAL INDEX KEY: 0001411372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37826 FILM NUMBER: 161768174 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0000949509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37826 FILM NUMBER: 161768168 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVENUE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 1: 333 S GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER NAME: FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oaktree Holdings, Inc. CENTRAL INDEX KEY: 0001403382 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37826 FILM NUMBER: 161768165 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM Principal Opportunities Fund IV GP, LP CENTRAL INDEX KEY: 0001394233 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37826 FILM NUMBER: 161768171 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2016-07-14 0 0001669792 AdvancePierre Foods Holdings, Inc. APFH 0001411372 OCM Principal Opportunities Fund IV Delaware, L.P. C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 1 0 0001411373 OCM Principal Opportunities Fund IV Delaware GP Inc. C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 1 0 0001394231 OCM Principal Opportunities Fund IV, LP C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 1 0 0001394233 OCM Principal Opportunities Fund IV GP, LP C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 1 0 0001394232 OCM Principal Opportunities Fund IV GP LTD C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 1 0 0001402746 OAKTREE FUND GP I, L.P. C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 1 0 0000949509 OAKTREE CAPITAL MANAGEMENT LP C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 1 0 0001403530 Oaktree Capital I, L.P. C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 1 0 0001407178 OCM HOLDINGS I, LLC C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 1 0 0001403382 Oaktree Holdings, Inc. C/O OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 1 0 Common Stock 51898728 D OCM Principal Opportunities Fund IV Delaware, L.P. ("POF IV Delaware") directly owns 51,898,728 shares of the common stock (the "Common Stock") of AdvancePierre Foods Holdings, Inc. ("Issuer"). This Form 3 is also being filed by (i) OCM Principal Opportunities Fund IV Delaware GP Inc. ("POF IV Delaware GP"), in its capacity as the general partner of POF IV Delaware; (ii) OCM Principal Opportunities Fund IV, L.P. ("POF IV"), in its capacity as the sole shareholder of POF IV Delaware GP; (iii) OCM Principal Opportunities Fund IV GP, L.P. ("POF IV GP"), in its capacity as the general partner of POF IV; (iv) OCM Principal Opportunities Fund IV GP Ltd. ("POF IV GP Ltd"), in its capacity as the general partner of POF IV GP; (v) Oaktree Fund GP I, L.P. ("GP I") in its capacity as the sole shareholder of POF IV GP Ltd; (vi) Oaktree Capital Management, L.P. ("OCM LP"), in its capacity as the sole director of POF IV GP Ltd; (continued in footnote 2) (continued from footnote 1) (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of GP I; (viii) Oaktree Holdings, Inc. ("Holdings Inc."), in its capacity as the general partner of OCM LP; (ix) OCM Holdings I, LLC ("Holdings I"), in its capacity as the general partner of Capital I; (x) Oaktree Holdings, LLC ("Holdings LLC"), in its capacity as the managing member of Holdings I; (xi) Oaktree Capital Group, LLC ("OCG"), in its capacity as the managing member of Holdings LLC and in its capacity as the sole shareholder of Holdings Inc.; and (xii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP", and together with POF IV Delaware GP, POF IV Delaware, POF IV, POF IV GP, POF IV GP Ltd, GP I, OCM LP, Capital I, Holdings Inc., Holdings I, Holdings LLC and OCG, collectively, the "Reporting Persons"), in its capacity as the duly appointed manager of OCG. Each Reporting Person disclaims beneficial ownership of all Common Stock reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any Common Stock covered by this Form 3. OCGH GP is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, Jay S. Wintrob, John B. Frank, Sheldon M. Stone, Stephen A. Kaplan, and David M. Kirchheimer (each, an "OCGH GP Member" and collectively, the "OCGH GP Members"). In such capacity, the OCGH Members may be deemed indirect beneficial owners of the Common Stock reported herein. Except to the extent of their respective pecuniary interest, each OCGH Member disclaims beneficial ownership of the Common Stock reported herein and the filing of this Form 3 shall not be construed as an admission that any such person is the beneficial owner of any Common Stock covered by this Form 3. The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. This Form 3 is being filed in two parts due to the number of Reporting Persons. Both filings relate to the same holdings described above. See Signatures Included in Exhibit 99.1 2016-07-14 EX-99 2 attachment1.htm EX-99 DOCUMENT Unassociated Document

EXHIBIT 99.1

This Statement on Form 3 is filed jointly by the Reporting Persons listed below. The principal business address of each of these Reporting Persons is 333 South Grand Avenue, 28th Fl., Los Angeles, CA 90071.

Name of Designated Filer: OCM Principal Opportunities Fund IV Delaware, L.P.

Date of Event Requiring Statement: July 14, 2016

Issuer Name and Ticker or Trading Symbol: AdvancePierre Foods Holdings, Inc. [APFH]

	OCM PRINCIPAL OPPORTUNITIES FUND IV DELAWARE, L.P.

	By:		OCM Principal Opportunities Fund IV Delaware GP Inc., its general partner


	By:		/s/ Martin Boskovich
			Name: Martin Boskovich
			Title: Authorized Signatory

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Authorized Signatory

	OCM PRINCIPAL OPPORTUNITIES FUND IV DELAWARE GP INC.



	By:		/s/ Martin Boskovich
			Name: Martin Boskovich
			Title: Authorized Signatory

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Authorized Signatory

[Signature Page to Form 3 (OCM)]

	OCM PRINCIPAL OPPORTUNITIES FUND IV L.P.

	By:		OCM Principal Opportunities Fund IV GP, L.P., its general partner

	By:		OCM Principal Opportunities Fund IV GP Ltd., its general partner

	By:		Oaktree Capital Management, L.P., its director


	By:		/s/ Martin Boskovich
			Name: Martin Boscovich
			Title: Managing Director

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Vice President, Legal

[Signature Page to Form 3 (OCM)]

	OCM PRINCIPAL OPPORTUNITIES FUND IV GP, L.P.

	By:		OCM Principal Opportunities Fund IV GP Ltd., its general partner
	By:		Oaktree Capital Management, L.P., its director


	By:		/s/ Martin Boskovich
			Name: Martin Boscovich
			Title: Managing Director

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Vice President, Legal


	OCM PRINCIPAL OPPORTUNITIES FUND IV GP LTD.

	By:		Oaktree Capital Management, L.P., its director


	By:		/s/ Martin Boskovich
			Name: Martin Boscovich
			Title: Managing Director

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Vice President, Legal


	OAKTREE CAPITAL MANAGEMENT, L.P.


	By:		/s/ Martin Boskovich
			Name: Martin Boscovich
			Title: Managing Director

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Vice President, Legal

[Signature Page to Form 3 (OCM)]

	OAKTREE HOLDINGS, INC.


	By:		/s/ Martin Boskovich
			Name: Martin Boscovich
			Title: Managing Director

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Vice President, Legal


	OAKTREE FUND GP I, L.P.


	By:		/s/ Martin Boskovich
			Name: Martin Boscovich
			Title: Authorized Signatory

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Authorized Signatory


	OAKTREE CAPITAL I, L.P.


	By:		/s/ Martin Boskovich
			Name: Martin Boscovich
			Title: Managing Director

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Vice President, Legal

[Signature Page to Form 3 (OCM)]

	OCM HOLDINGS I, LLC


	By:		/s/ Martin Boskovich
			Name: Martin Boscovich
			Title: Managing Director

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Vice President, Legal


	OAKTREE HOLDINGS, LLC


	By:		/s/ Martin Boskovich
			Name: Martin Boscovich
			Title: Managing Director

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Vice President, Legal


	OAKTREE CAPITAL GROUP, LLC

	By:		Oaktree Capital Group Holdings GP, LLC, its manager


	By:		/s/ Martin Boskovich
			Name: Martin Boscovich
			Title: Managing Director

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Vice President, Legal

[Signature Page to Form 3 (OCM)]

	OAKTREE CAPITAL GROUP HOLDINGS GP, LLC


	By:		/s/ Martin Boskovich
			Name: Martin Boskovich
			Title: Managing Director

	By:		/s/ Jamie Toothman
			Name: Jamie Toothman
			Title: Vice President, Legal

[Signature Page to Form 3 (OCM)]