The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SH | COM | 037833100 | 2,219 | 7,556 | SH | DFND | 1,2 | 0 | 0 | 7,556 | |
SH | COM | 002824100 | 766 | 8,821 | SH | DFND | 1,2 | 0 | 0 | 8,821 | |
SH | SHS CLASS A | G1151C101 | 1,339 | 6,363 | SH | DFND | 1,2 | 0 | 0 | 6,363 | |
iShares | MSCI ACWI EX US | 464288240 | 346 | 7,060 | SH | DFND | 1,2 | 0 | 0 | 7,060 | |
SH | COM | 032654105 | 343 | 2,894 | SH | DFND | 1,2 | 0 | 0 | 2,894 | |
SH | COM | 053015103 | 394 | 2,313 | SH | DFND | 1,2 | 0 | 0 | 2,313 | |
iShares | CORE US AGGBD ET | 464287226 | 20,623 | 183,530 | SH | DFND | 1,2 | 0 | 0 | 183,530 | |
SH | COM | 020002101 | 304 | 2,711 | SH | DFND | 1,2 | 0 | 0 | 2,711 | |
SH | COM | 031162100 | 1,451 | 6,021 | SH | DFND | 1,2 | 0 | 0 | 6,021 | |
SH | COM | 03076C106 | 921 | 5,530 | SH | DFND | 1,2 | 0 | 0 | 5,530 | |
SH | COM | 023135106 | 371 | 201 | SH | DFND | 1,2 | 0 | 0 | 201 | |
SH | COM | 009158106 | 329 | 1,400 | SH | DFND | 1,2 | 0 | 0 | 1,400 | |
SH | COM | 11135F101 | 788 | 2,495 | SH | DFND | 1,2 | 0 | 0 | 2,495 | |
SH | COM | 025816109 | 303 | 2,435 | SH | DFND | 1,2 | 0 | 0 | 2,435 | |
SH | COM | 097023105 | 787 | 2,416 | SH | DFND | 1,2 | 0 | 0 | 2,416 | |
SH | COM | 075887109 | 299 | 1,101 | SH | DFND | 1,2 | 0 | 0 | 1,101 | |
SPDR | SPDR BLOOMBERG | 78468R663 | 539 | 5,898 | SH | DFND | 1,2 | 0 | 0 | 5,898 | |
SH | SPONSORED ADS | 091727107 | 148 | 10,000 | SH | DFND | 1,2 | 0 | 0 | 10,000 | |
Vanguard | TOTAL BND MRKT | 921937835 | 267 | 3,195 | SH | DFND | 1,2 | 0 | 0 | 3,195 | |
SH | COM | 11133T103 | 991 | 8,026 | SH | DFND | 1,2 | 0 | 0 | 8,026 | |
SH | CL B NEW | 084670702 | 539 | 2,381 | SH | DFND | 1,2 | 0 | 0 | 2,381 | |
Vanguard | SHORT TRM BOND | 921937827 | 34,079 | 422,764 | SH | DFND | 1,2 | 0 | 0 | 422,764 | |
SH | COM CL A | 09260D107 | 207 | 3,710 | SH | DFND | 1,2 | 0 | 0 | 3,710 | |
SH | COM NEW | 172967424 | 955 | 11,962 | SH | DFND | 1,2 | 0 | 0 | 11,962 | |
SH | COM | H1467J104 | 786 | 5,052 | SH | DFND | 1,2 | 0 | 0 | 5,052 | |
SH | CL A | 20030N101 | 270 | 6,025 | SH | DFND | 1,2 | 0 | 0 | 6,025 | |
SH | COM | 17275R102 | 1,169 | 24,391 | SH | DFND | 1,2 | 0 | 0 | 24,391 | |
SH | COM | 126408103 | 262 | 3,630 | SH | DFND | 1,2 | 0 | 0 | 3,630 | |
SH | COM | 126650100 | 1,318 | 17,752 | SH | DFND | 1,2 | 0 | 0 | 17,752 | |
SH | COM NEW | 247361702 | 830 | 14,199 | SH | DFND | 1,2 | 0 | 0 | 14,199 | |
SH | SPON ADR NEW | 25243Q205 | 500 | 2,970 | SH | DFND | 1,2 | 0 | 0 | 2,970 | |
SH | COM DISNEY | 254687106 | 1,398 | 9,667 | SH | DFND | 1,2 | 0 | 0 | 9,667 | |
SH | COM | 260003108 | 211 | 1,838 | SH | DFND | 1,2 | 0 | 0 | 1,838 | |
iShares | MIN VOL EAFE ETF | 46429B689 | 465 | 6,248 | SH | DFND | 1,2 | 0 | 0 | 6,248 | |
SH | COM | 291011104 | 239 | 3,135 | SH | DFND | 1,2 | 0 | 0 | 3,135 | |
SH | COM | 29250N105 | 664 | 16,712 | SH | DFND | 1,2 | 0 | 0 | 16,712 | |
SH | COM | 30040W108 | 206 | 2,431 | SH | DFND | 1,2 | 0 | 0 | 2,431 | |
iShares | ESG MSCI EAFE | 46435G516 | 506 | 7,375 | SH | DFND | 1,2 | 0 | 0 | 7,375 | |
iShares | ESG MSCI USA ETF | 46435G425 | 349 | 4,907 | SH | DFND | 1,2 | 0 | 0 | 4,907 | |
SH | SHS | G29183103 | 224 | 2,374 | SH | DFND | 1,2 | 0 | 0 | 2,374 | |
SH | COM | 30161N101 | 798 | 17,515 | SH | DFND | 1,2 | 0 | 0 | 17,515 | |
SH | COM | 375558103 | 906 | 13,956 | SH | DFND | 1,2 | 0 | 0 | 13,956 | |
SH | COM UNITS | 37946R109 | 534 | 26,517 | SH | DFND | 1,2 | 0 | 0 | 26,517 | |
SH | CAP STK CL C | 02079K107 | 294 | 220 | SH | DFND | 1,2 | 0 | 0 | 220 | |
SH | CAP STK CL A | 02079K305 | 211 | 158 | SH | DFND | 1,2 | 0 | 0 | 158 | |
SH | COM | 437076102 | 993 | 4,547 | SH | DFND | 1,2 | 0 | 0 | 4,547 | |
SH | COM | 416515104 | 201 | 3,317 | SH | DFND | 1,2 | 0 | 0 | 3,317 | |
SH | COM | 438516106 | 955 | 5,399 | SH | DFND | 1,2 | 0 | 0 | 5,399 | |
SH | COM | 44107P104 | 284 | 15,328 | SH | DFND | 1,2 | 0 | 0 | 15,328 | |
iShares | ISHARES | 464285105 | 8,035 | 554,158 | SH | DFND | 1,2 | 0 | 0 | 554,158 | |
iShares | BARCLAYS 7 10 YR | 464287440 | 30,622 | 277,835 | SH | DFND | 1,2 | 0 | 0 | 277,835 | |
iShares | CORE MSCI EAFE | 46432F842 | 303 | 4,657 | SH | DFND | 1,2 | 0 | 0 | 4,657 | |
iShares | 3 7 YR TREAS BD | 464288661 | 1,024 | 8,150 | SH | DFND | 1,2 | 0 | 0 | 8,150 | |
iShares | CORE MSCI EMKT | 46434G103 | 466 | 8,676 | SH | DFND | 1,2 | 0 | 0 | 8,676 | |
iShares | CORE S&P MCP ETF | 464287507 | 23,275 | 113,087 | SH | DFND | 1,2 | 0 | 0 | 113,087 | |
SH | COM | 458140100 | 488 | 8,164 | SH | DFND | 1,2 | 0 | 0 | 8,164 | |
SH | COM | 452308109 | 469 | 2,613 | SH | DFND | 1,2 | 0 | 0 | 2,613 | |
Vanguard | MIDCP 400 IDX | 921932885 | 570 | 4,104 | SH | DFND | 1,2 | 0 | 0 | 4,104 | |
iShares | CORE S&P500 ETF | 464287200 | 31,905 | 98,705 | SH | DFND | 1,2 | 0 | 0 | 98,705 | |
iShares | RUSSELL 2000 ETF | 464287655 | 414 | 2,503 | SH | DFND | 1,2 | 0 | 0 | 2,503 | |
SH | COM | 478160104 | 1,548 | 10,616 | SH | DFND | 1,2 | 0 | 0 | 10,616 | |
SH | COM | 46625H100 | 1,982 | 14,225 | SH | DFND | 1,2 | 0 | 0 | 14,225 | |
SH | COM | 191216100 | 258 | 4,671 | SH | DFND | 1,2 | 0 | 0 | 4,671 | |
SH | COM | 532457108 | 214 | 1,632 | SH | DFND | 1,2 | 0 | 0 | 1,632 | |
SH | COM | 539830109 | 362 | 931 | SH | DFND | 1,2 | 0 | 0 | 931 | |
SH | SHS - A - | N53745100 | 961 | 10,174 | SH | DFND | 1,2 | 0 | 0 | 10,174 | |
SH | CL A | 57636Q104 | 1,412 | 4,731 | SH | DFND | 1,2 | 0 | 0 | 4,731 | |
SH | COM | 580135101 | 957 | 4,846 | SH | DFND | 1,2 | 0 | 0 | 4,846 | |
SH | CL A | 609207105 | 883 | 16,041 | SH | DFND | 1,2 | 0 | 0 | 16,041 | |
SH | SHS | G5960L103 | 1,139 | 10,046 | SH | DFND | 1,2 | 0 | 0 | 10,046 | |
SH | COM | 88579Y101 | 334 | 1,898 | SH | DFND | 1,2 | 0 | 0 | 1,898 | |
SH | COM | 594918104 | 2,197 | 13,932 | SH | DFND | 1,2 | 0 | 0 | 13,932 | |
SH | CL B | 654106103 | 364 | 3,593 | SH | DFND | 1,2 | 0 | 0 | 3,593 | |
iShares | S&P 100 ETF | 464287101 | 306 | 2,127 | SH | DFND | 1,2 | 0 | 0 | 2,127 | |
SH | COM | 713448108 | 1,155 | 8,455 | SH | DFND | 1,2 | 0 | 0 | 8,455 | |
SH | COM | 717081103 | 1,228 | 31,351 | SH | DFND | 1,2 | 0 | 0 | 31,351 | |
SH | COM | 742718109 | 1,455 | 11,651 | SH | DFND | 1,2 | 0 | 0 | 11,651 | |
SH | COM | 693475105 | 802 | 5,027 | SH | DFND | 1,2 | 0 | 0 | 5,027 | |
SH | COM | 718546104 | 941 | 8,452 | SH | DFND | 1,2 | 0 | 0 | 8,452 | |
Invesco | DYNMC LRG VALU | 46137V738 | 308 | 7,472 | SH | DFND | 1,2 | 0 | 0 | 7,472 | |
SH | COM | 747525103 | 1,293 | 14,658 | SH | DFND | 1,2 | 0 | 0 | 14,658 | |
Invesco | UNIT SER 1 | 46090E103 | 8,830 | 41,532 | SH | DFND | 1,2 | 0 | 0 | 41,532 | |
iShares | USA QUALITY FCTR | 46432F339 | 456 | 4,515 | SH | DFND | 1,2 | 0 | 0 | 4,515 | |
SH | SPONS ADR 2 ORD | 780097689 | 67 | 10,440 | SH | DFND | 1,2 | 0 | 0 | 10,440 | |
SH | COM | V7780T103 | 903 | 6,765 | SH | DFND | 1,2 | 0 | 0 | 6,765 | |
SH | SPON ADR B | 780259107 | 697 | 11,637 | SH | DFND | 1,2 | 0 | 0 | 11,637 | |
SH | COM | 78377T107 | 635 | 7,335 | SH | DFND | 1,2 | 0 | 0 | 7,335 | |
SH | COM NEW | 755111507 | 531 | 2,419 | SH | DFND | 1,2 | 0 | 0 | 2,419 | |
SH | COM | 855244109 | 213 | 2,429 | SH | DFND | 1,2 | 0 | 0 | 2,429 | |
Charles Schwab | US DIVIDEND EQ | 808524797 | 13,512 | 233,291 | SH | DFND | 1,2 | 0 | 0 | 233,291 | |
Charles Schwab | SHT TM US TRES | 808524862 | 564 | 11,185 | SH | DFND | 1,2 | 0 | 0 | 11,185 | |
iShares | SHORT TREAS BD | 464288679 | 223 | 2,021 | SH | DFND | 1,2 | 0 | 0 | 2,021 | |
SH | COM | 78440X101 | 253 | 2,759 | SH | DFND | 1,2 | 0 | 0 | 2,759 | |
Invesco | S&P500 LOW VOL | 46138E354 | 2,754 | 47,219 | SH | DFND | 1,2 | 0 | 0 | 47,219 | |
SPDR | PORTFOLIO SHORT | 78464A474 | 17,339 | 562,237 | SH | DFND | 1,2 | 0 | 0 | 562,237 | |
SPDR | TR UNIT | 78462F103 | 5,425 | 16,856 | SH | DFND | 1,2 | 0 | 0 | 16,856 | |
SH | COM | 862121100 | 627 | 16,842 | SH | DFND | 1,2 | 0 | 0 | 16,842 | |
SH | COM | 857477103 | 1,008 | 12,746 | SH | DFND | 1,2 | 0 | 0 | 12,746 | |
SH | COM | 00206R102 | 1,068 | 27,336 | SH | DFND | 1,2 | 0 | 0 | 27,336 | |
SH | COM NEW | 891160509 | 230 | 4,100 | SH | DFND | 1,2 | 0 | 0 | 4,100 | |
SH | REG SHS | H84989104 | 1,103 | 11,509 | SH | DFND | 1,2 | 0 | 0 | 11,509 | |
iShares | TIPS BD ETF | 464287176 | 269 | 2,311 | SH | DFND | 1,2 | 0 | 0 | 2,311 | |
SH | COM | 872540109 | 1,055 | 17,288 | SH | DFND | 1,2 | 0 | 0 | 17,288 | |
SH | COM | 89417E109 | 572 | 4,180 | SH | DFND | 1,2 | 0 | 0 | 4,180 | |
SH | COM | 882508104 | 394 | 3,076 | SH | DFND | 1,2 | 0 | 0 | 3,076 | |
SH | COM | 907818108 | 1,109 | 6,134 | SH | DFND | 1,2 | 0 | 0 | 6,134 | |
SH | COM | 913017109 | 1,030 | 6,881 | SH | DFND | 1,2 | 0 | 0 | 6,881 | |
SH | COM CL A | 92826C839 | 291 | 1,550 | SH | DFND | 1,2 | 0 | 0 | 1,550 | |
Vanguard | SMALL CP ETF | 922908751 | 205 | 1,241 | SH | DFND | 1,2 | 0 | 0 | 1,241 | |
Vanguard | FTSE DEV MKT ETF | 921943858 | 30,873 | 700,710 | SH | DFND | 1,2 | 0 | 0 | 700,710 | |
Vanguard | ALLWRLD EX US | 922042775 | 702 | 13,062 | SH | DFND | 1,2 | 0 | 0 | 13,062 | |
SH | COM | 918204108 | 1,054 | 10,584 | SH | DFND | 1,2 | 0 | 0 | 10,584 | |
Vanguard | DIV APP ETF | 921908844 | 5,540 | 44,446 | SH | DFND | 1,2 | 0 | 0 | 44,446 | |
Vanguard | REAL ESTATE ETF | 922908553 | 301 | 3,244 | SH | DFND | 1,2 | 0 | 0 | 3,244 | |
Vanguard | TOTAL STK MKT | 922908769 | 8,353 | 51,052 | SH | DFND | 1,2 | 0 | 0 | 51,052 | |
Vanguard | FTSE EMR MKT ETF | 922042858 | 12,271 | 275,954 | SH | DFND | 1,2 | 0 | 0 | 275,954 | |
SH | COM | 92343V104 | 1,550 | 25,248 | SH | DFND | 1,2 | 0 | 0 | 25,248 | |
SH | COM | 94106L109 | 213 | 1,869 | SH | DFND | 1,2 | 0 | 0 | 1,869 | |
SH | COM | 98389B100 | 929 | 14,636 | SH | DFND | 1,2 | 0 | 0 | 14,636 | |
SH | COM | 30231G102 | 600 | 8,612 | SH | DFND | 1,2 | 0 | 0 | 8,612 |