0001669517-24-000022.txt : 20240620 0001669517-24-000022.hdr.sgml : 20240620 20240620094034 ACCESSION NUMBER: 0001669517-24-000022 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: SRIVASTAVA,AJAY,GAUTAM, FILED AS OF DATE: 20240618 DATE AS OF CHANGE: 20240620 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 ORGANIZATION NAME: IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 241054433 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I 1 primary_doc.xml MA-I 0001669517 XXXXXXXX CHERYL MADDOX 215-557-1239 MADDOXC@PFM.COM N N AJAY GAUTAM SRIVASTAVA N 1 0001669517 PFM FINANCIAL ADVISORS LLC 01-16-2024 N 867-00482 LOCATED 01-16-2024 107 SPRING ST SEATTLE WA 98104 01-2024 PFM FINANCIAL ADVISORS LLC SEATTLE WA 98104 Y N ANALYST 09-2023 01-2024 UNEMPLOYED REDMOND WA 98053 N N UNEMPLOYED 05-2023 09-2023 UNEMPLOYED ATHENS GA 30606 N N UNEMPLOYED 04-2023 05-2023 GEORGETOWN UNIVERSITY WASHINGTON DC 20057 N N RESIDENTIAL ASSISTANT (ACTUAL DATES WERE 8/2021-5/2023 EDGAR SYSTEM DOES NOT ALLOW FOR OVERLAPPING DATES) 02-2023 04-2023 PAPA POULE LLC WASHINGTON DC 20057 N N FOOD RUNNER 08-2021 02-2023 GEORGETOWN UNIVERSITY WASHINGTON DC 20057 N N RESIDENTIAL ASSISTANT (ACTUAL DATES WERE 8/2021-5/2023 EDGAR SYSTEM DOES NOT ALLOW FOR OVERLAPPING DATES) 06-2021 08-2021 STUDENTS OF GEORGETOWN, INC WASHINGTON DC 20057 N N VICE PRESIDENT OF IT (ACTUAL DATES WERE 6/2021-5/2023 EDGAR SYSTEM DOESN'T ALLOW FOR OVERLAPPING DATES) 06-2019 06-2021 FULL-TIME EDUCATION WASHINGTON DC 20057 N N STUDENT (ACTUAL DATES WERE 8/2019-5/2023 EDGAR SYSTEM DOES NOT ALLOW FOR OVERLAPPING DATES) 09-2010 06-2019 FULL-TIME EDUCATION REDMOND WA 98053 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-18-2024 CHERYL MADDOX CHIEF LEGAL AND COMPLIANCE OFFICER