0001669517-23-000141.txt : 20231124 0001669517-23-000141.hdr.sgml : 20231124 20231124083834 ACCESSION NUMBER: 0001669517-23-000141 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: KHAMSYVORAVONG,XAYKHAM,REXFORD, FILED AS OF DATE: 20231122 DATE AS OF CHANGE: 20231124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 231435079 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I 1 primary_doc.xml MA-I 0001669517 XXXXXXXX CHERYL MADDOX 215-557-1239 MADDOXC@PFM.COM N N XAYKHAM REXFORD KHAMSYVORAVONG N 1 0001669517 PFM FINANCIAL ADVISORS LLC 09-11-2023 N 867-00482 SUPERVISED 09-11-2023 XAY REXFORD KHAMSYVORAVONG 09-2023 PFM Financial Advisors LLC HARRISBURG PA 17101 Y N DIRECTOR 12-2022 09-2023 CITY OF NEWPORT NEWPORT RI 02840 N N CITY COUNCILOR/MAYOR (ACTUAL DATES 12/2022-11/2024; EDGAR SYSTEM WILL NOT ALLOW FOR OVERLAPPING DATES) 05-2021 11-2022 CBRE GLOBAL INVESTORS/CBRE INVESTMENT MANAGEMENT NEW YORK NY 10166 N Y MANAGING DIRECTOR 10-2013 04-2021 CITY OF PROVIDENCE/PROVIDENCE WATER SUPPLY BOARD PROVIDENCE RI 02907 N N CHAIRMAN OF BOARD (ACTUAL DATES 10/2013-12/2021; EDGAR SYSTEM WILL NOT ALLOW FOR OVERLAPPING DATES) 12-2012 04-2021 WEBSTER BANK, N.A./WEBSTER PUBLIC FINANCE CORPORATION PROVIDENCE RI 02903 N Y SENIOR VICE PRESIDENT Y 12-2022 CITY OF NEWPORT 43 BROADWAY NEWPORT RI 02840 N N GOVERNMENT CITY COUNCILOR/MAYOR 40 CITY COUNCILOR AND CEREMONIAL MAYOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-22-2023 CHERYL MADDOX CHIEF LEGAL AND COMPLIANCE OFFICER