0001669517-23-000141.txt : 20231124
0001669517-23-000141.hdr.sgml : 20231124
20231124083834
ACCESSION NUMBER: 0001669517-23-000141
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: KHAMSYVORAVONG,XAYKHAM,REXFORD,
FILED AS OF DATE: 20231122
DATE AS OF CHANGE: 20231124
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 231435079
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I
1
primary_doc.xml
MA-I
0001669517
XXXXXXXX
CHERYL MADDOX
215-557-1239
MADDOXC@PFM.COM
N
N
XAYKHAM
REXFORD
KHAMSYVORAVONG
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
09-11-2023
N
867-00482
SUPERVISED
09-11-2023
XAY
REXFORD
KHAMSYVORAVONG
09-2023
PFM Financial Advisors LLC
HARRISBURG
PA
17101
Y
N
DIRECTOR
12-2022
09-2023
CITY OF NEWPORT
NEWPORT
RI
02840
N
N
CITY COUNCILOR/MAYOR (ACTUAL DATES 12/2022-11/2024; EDGAR SYSTEM WILL NOT ALLOW FOR OVERLAPPING DATES)
05-2021
11-2022
CBRE GLOBAL INVESTORS/CBRE INVESTMENT MANAGEMENT
NEW YORK
NY
10166
N
Y
MANAGING DIRECTOR
10-2013
04-2021
CITY OF PROVIDENCE/PROVIDENCE WATER SUPPLY BOARD
PROVIDENCE
RI
02907
N
N
CHAIRMAN OF BOARD (ACTUAL DATES 10/2013-12/2021; EDGAR SYSTEM WILL NOT ALLOW FOR OVERLAPPING DATES)
12-2012
04-2021
WEBSTER BANK, N.A./WEBSTER PUBLIC FINANCE CORPORATION
PROVIDENCE
RI
02903
N
Y
SENIOR VICE PRESIDENT
Y
12-2022
CITY OF NEWPORT
43 BROADWAY
NEWPORT
RI
02840
N
N
GOVERNMENT
CITY COUNCILOR/MAYOR
40
CITY COUNCILOR AND CEREMONIAL MAYOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-22-2023
CHERYL MADDOX
CHIEF LEGAL AND COMPLIANCE OFFICER