0001669517-23-000132.txt : 20230814
0001669517-23-000132.hdr.sgml : 20230814
20230814092152
ACCESSION NUMBER: 0001669517-23-000132
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: ROTTY,KEVIN,DAVID,
FILED AS OF DATE: 20230811
DATE AS OF CHANGE: 20230814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 231166751
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I/A
1
primary_doc.xml
MA-I/A
0001669517
XXXXXXXX
CHERYL D. MADDOX
215-567-6100
MADDOXC@PFM.COM
N
0001669517-23-000115
N
Kevin
David
Rotty
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
01-15-2016
N
867-02030
LOCATED
SUPERVISED
07-01-2023
3900 WESTERRE PARKWAY
SUITE 300
RICHMOND
VA
23233
01-2022
PFM FINANCIAL ADVISORS LLC
RICHMOND
VA
23233
Y
N
MANAGING DIRECTOR
01-2012
01-2022
PUBLIC FINANCIAL MANAGEMENT, INC.
RICHMOND
VA
23233
Y
N
MANAGING DIRECTOR
07-2000
12-2011
MORGAN KEEGAN & COMPANY
RICHMOND
VA
23219
Y
N
MANAGING DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-11-2023
CHERYL MADDOX
CHIEF COMPLIANCE OFFICER