0001669517-23-000132.txt : 20230814 0001669517-23-000132.hdr.sgml : 20230814 20230814092152 ACCESSION NUMBER: 0001669517-23-000132 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: ROTTY,KEVIN,DAVID, FILED AS OF DATE: 20230811 DATE AS OF CHANGE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 231166751 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I/A 1 primary_doc.xml MA-I/A 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N 0001669517-23-000115 N Kevin David Rotty N 1 0001669517 PFM FINANCIAL ADVISORS LLC 01-15-2016 N 867-02030 LOCATED SUPERVISED 07-01-2023 3900 WESTERRE PARKWAY SUITE 300 RICHMOND VA 23233 01-2022 PFM FINANCIAL ADVISORS LLC RICHMOND VA 23233 Y N MANAGING DIRECTOR 01-2012 01-2022 PUBLIC FINANCIAL MANAGEMENT, INC. RICHMOND VA 23233 Y N MANAGING DIRECTOR 07-2000 12-2011 MORGAN KEEGAN & COMPANY RICHMOND VA 23219 Y N MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-11-2023 CHERYL MADDOX CHIEF COMPLIANCE OFFICER