0001669517-23-000107.txt : 20230417 0001669517-23-000107.hdr.sgml : 20230417 20230417154439 ACCESSION NUMBER: 0001669517-23-000107 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LEMIEUX,STEVEN,MICHAEL, FILED AS OF DATE: 20230417 DATE AS OF CHANGE: 20230417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 23823858 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I/A 1 primary_doc.xml MA-I/A 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N 0001669517-16-000081 N Steven Michael Lemieux N 1 0001669517 PFM FINANCIAL ADVISORS LLC 01-15-2016 N 867-02030 LOCATED SUPERVISED 04-01-2021 368 9TH AVE NEW YORK NY 10001 Steven Michael Hass 01-2022 PFM FINANCIAL ADVISORS LLC NEW YORK NY 10001 Y N MANAGING DIRECTOR 12-2012 01-2022 PUBLIC FINANCIAL MANAGEMENT, INC. NEW YORK NY 10001 Y N MANAGING DIRECTOR 06-2012 12-2012 SELF-EMPLOYED NEW YORK NY 10027 N N Consultant 10-2008 06-2012 PRAGER & CO. NEW YORK NY 10165 Y N Director 05-2008 10-2008 SELF-EMPLOYED NEW YORK NY 10016 N N Consultant 03-2002 05-2008 MORGAN STANLEY & CO. NEW YORK NY 10020 N Y Vice President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-17-2023 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER