0001669517-23-000107.txt : 20230417
0001669517-23-000107.hdr.sgml : 20230417
20230417154439
ACCESSION NUMBER: 0001669517-23-000107
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
LEMIEUX,STEVEN,MICHAEL,
FILED AS OF DATE: 20230417
DATE AS OF CHANGE: 20230417
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 23823858
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I/A
1
primary_doc.xml
MA-I/A
0001669517
XXXXXXXX
CHERYL D. MADDOX
215-567-6100
MADDOXC@PFM.COM
N
0001669517-16-000081
N
Steven
Michael
Lemieux
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
01-15-2016
N
867-02030
LOCATED
SUPERVISED
04-01-2021
368 9TH AVE
NEW YORK
NY
10001
Steven
Michael
Hass
01-2022
PFM FINANCIAL ADVISORS LLC
NEW YORK
NY
10001
Y
N
MANAGING DIRECTOR
12-2012
01-2022
PUBLIC FINANCIAL MANAGEMENT, INC.
NEW YORK
NY
10001
Y
N
MANAGING DIRECTOR
06-2012
12-2012
SELF-EMPLOYED
NEW YORK
NY
10027
N
N
Consultant
10-2008
06-2012
PRAGER & CO.
NEW YORK
NY
10165
Y
N
Director
05-2008
10-2008
SELF-EMPLOYED
NEW YORK
NY
10016
N
N
Consultant
03-2002
05-2008
MORGAN STANLEY & CO.
NEW YORK
NY
10020
N
Y
Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-17-2023
CHERYL D. MADDOX
CHIEF COMPLIANCE OFFICER