0001669517-23-000089.txt : 20230414
0001669517-23-000089.hdr.sgml : 20230414
20230414153346
ACCESSION NUMBER: 0001669517-23-000089
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
ALLEN,KARLOS,CEIVOY,
FILED AS OF DATE: 20230414
DATE AS OF CHANGE: 20230414
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 23820955
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I/A
1
primary_doc.xml
MA-I/A
0001669517
XXXXXXXX
CHERYL D.MADDOX
215-567-6100
MADDOXC@PFM.COM
N
0001669517-19-000010
N
KARLOS
CEIVOY
ALLEN
Y
1
0001669517
PFM FINANCIAL ADVISORS LLC
01-07-2019
N
867-02030
SUPERVISED
01-07-2019
111 CONGRESS AVENUE
21ST FLOOR
AUSTIN
TX
78701
LOCATED
09-24-2019
1200 SMITH STREET
TWO ALLEN CENTER
HOUSTON
TX
77002
KARLOS
CEIVOY
ALLEN-REESE
01-2022
PFM FINANCIAL ADVISORS LLC
HOUSTON
TX
78701
Y
N
DIRECTOR
01-2019
01-2022
PFM FINANCIAL ADVISORS LLC
AUSTIN
TX
78701
Y
N
SENIOR MANAGING CONSULTANT
05-2016
01-2019
TKG & ASSOCIATES LLC
HOUSTON
TX
77074
Y
N
SENIOR CONSULTANT
01-2016
05-2016
UNEMPLOYED
PEARLAND
TX
77584
N
N
UNEMPLOYED
03-2014
01-2016
STIFEL
HOUSTON
TX
77002
Y
N
VICE PRESIDENT
03-2010
03-2014
RICE FINANCIAL PRODUCTS
HOUSTON
TX
77002
Y
N
MANAGING DIRECTOR
09-2007
03-2010
RBC CAPTIAL MARKETS
HOUSTON
TX
77002
N
N
ASSOCIATE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-14-2023
CHERYL D. MADDOX
CHIEF COMPLIANCE OFFICER