0001669517-23-000085.txt : 20230414 0001669517-23-000085.hdr.sgml : 20230414 20230414153420 ACCESSION NUMBER: 0001669517-23-000085 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 GERLACH,SUSANNE,RACHELLE, FILED AS OF DATE: 20230414 DATE AS OF CHANGE: 20230414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 23820960 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I/A 1 primary_doc.xml MA-I/A 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N 0001669517-16-000074 N Susanne Rachelle Gerlach N 1 0001669517 PFM FINANCIAL ADVISORS LLC 01-15-2016 N 867-02030 LOCATED SUPERVISED 01-15-2016 801 GRAND AVENUE SUITE 3300 DES MOINES IA 50309 Susanne Rachelle Marshman Hocker 01-2022 PFM FINANCIAL ADVISORS LLC DES MOINES IA 50309 Y N MANAGING DIRECTOR 08-2006 01-2022 PUBLIC FINANCIAL MANAGEMENT INC. DES MOINES IA 50309 Y N SENIOR MANAGING CONSULTING 05-2004 01-2008 PIONEER HI-BRED INTERNATIONAL JOHNSTON IA 50131 N N Administrative Specialist N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-14-2023 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER