0001669517-23-000074.txt : 20230414 0001669517-23-000074.hdr.sgml : 20230414 20230414075048 ACCESSION NUMBER: 0001669517-23-000074 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 STEWART,JAMES,HAVARD, FILED AS OF DATE: 20230413 DATE AS OF CHANGE: 20230414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 23819747 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I/A 1 primary_doc.xml MA-I/A 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N 0001669517-21-000036 N JAMES HAVARD STEWART N 1 0001669517 PFM FINANCIAL ADVISORS LLC 06-03-2021 N 867-02030 SUPERVISED 06-03-2021 111 CONGRESS AVENUE SUITE 2150 AUSTIN TX 78701 LOCATED 06-03-2021 06-2021 PFM FINANCIAL ADVISORS LLC AUSTIN TX 78701 Y N Business Developer/Relationship Manager 09-2017 05-2021 R W BAIRD MILWAUKEE WI 53202 Y Y MANAGING DIRECTOR 01-2014 09-2017 STIFEL NICHOLAS & COMPANY ST. LOUIS MO 63102 N Y MANAGING DIRECTOR 04-2012 01-2014 HUTCHINSON, SHOCKEY, ERLEY & COMPANY CHICAGO IL 60606 N Y DIRECTOR 04-2008 04-2012 RAYMOND JAMES & ASSOCIATES ST. PETERSBURG FL 33716 N Y SENIOR VP N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-13-2023 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER