0001669517-23-000074.txt : 20230414
0001669517-23-000074.hdr.sgml : 20230414
20230414075048
ACCESSION NUMBER: 0001669517-23-000074
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
STEWART,JAMES,HAVARD,
FILED AS OF DATE: 20230413
DATE AS OF CHANGE: 20230414
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 23819747
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I/A
1
primary_doc.xml
MA-I/A
0001669517
XXXXXXXX
CHERYL D. MADDOX
215-567-6100
MADDOXC@PFM.COM
N
0001669517-21-000036
N
JAMES
HAVARD
STEWART
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
06-03-2021
N
867-02030
SUPERVISED
06-03-2021
111 CONGRESS AVENUE
SUITE 2150
AUSTIN
TX
78701
LOCATED
06-03-2021
06-2021
PFM FINANCIAL ADVISORS LLC
AUSTIN
TX
78701
Y
N
Business Developer/Relationship Manager
09-2017
05-2021
R W BAIRD
MILWAUKEE
WI
53202
Y
Y
MANAGING DIRECTOR
01-2014
09-2017
STIFEL NICHOLAS & COMPANY
ST. LOUIS
MO
63102
N
Y
MANAGING DIRECTOR
04-2012
01-2014
HUTCHINSON, SHOCKEY, ERLEY & COMPANY
CHICAGO
IL
60606
N
Y
DIRECTOR
04-2008
04-2012
RAYMOND JAMES & ASSOCIATES
ST. PETERSBURG
FL
33716
N
Y
SENIOR VP
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-13-2023
CHERYL D. MADDOX
CHIEF COMPLIANCE OFFICER