0001669517-23-000041.txt : 20230327 0001669517-23-000041.hdr.sgml : 20230327 20230327095031 ACCESSION NUMBER: 0001669517-23-000041 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 HARTMAN,DANIEL,JAY, FILED AS OF DATE: 20230324 DATE AS OF CHANGE: 20230327 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 23761713 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I/A 1 primary_doc.xml MA-I/A 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N 0001669517-16-000196 N DANIEL JAY HARTMAN N 1 0001669517 PFM FINANCIAL ADVISORS LLC 01-15-2016 N 867-02030 LOCATED SUPERVISED 01-15-2016 4350 N. FAIRFAX ROAD SUITE 590 ARLINGTON VA 22203 01-2022 PFM FINANCIAL ADVISORS LLC ARLINGTON VA 22203 Y N MANAGING DIRECTOR 05-2006 01-2022 PUBLIC FINANCIAL MANAGEMENT, INC. ARLINGTON VA 22203 Y N MANAGING DIRECTOR 03-2005 05-2006 BEAR STEARNS CAPTIAL MARKETS SAN FRANCISCO CA 94111 Y Y MANAGING DIRECTOR 08-1999 03-2005 CITIGROUP GLOBAL MARKETS SAN FRANCISCO CA 94111 Y Y DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-24-2023 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER