0001669517-23-000041.txt : 20230327
0001669517-23-000041.hdr.sgml : 20230327
20230327095031
ACCESSION NUMBER: 0001669517-23-000041
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
HARTMAN,DANIEL,JAY,
FILED AS OF DATE: 20230324
DATE AS OF CHANGE: 20230327
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 23761713
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I/A
1
primary_doc.xml
MA-I/A
0001669517
XXXXXXXX
CHERYL D. MADDOX
215-567-6100
MADDOXC@PFM.COM
N
0001669517-16-000196
N
DANIEL
JAY
HARTMAN
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
01-15-2016
N
867-02030
LOCATED
SUPERVISED
01-15-2016
4350 N. FAIRFAX ROAD
SUITE 590
ARLINGTON
VA
22203
01-2022
PFM FINANCIAL ADVISORS LLC
ARLINGTON
VA
22203
Y
N
MANAGING DIRECTOR
05-2006
01-2022
PUBLIC FINANCIAL MANAGEMENT, INC.
ARLINGTON
VA
22203
Y
N
MANAGING DIRECTOR
03-2005
05-2006
BEAR STEARNS CAPTIAL MARKETS
SAN FRANCISCO
CA
94111
Y
Y
MANAGING DIRECTOR
08-1999
03-2005
CITIGROUP GLOBAL MARKETS
SAN FRANCISCO
CA
94111
Y
Y
DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-24-2023
CHERYL D. MADDOX
CHIEF COMPLIANCE OFFICER