0001669517-23-000012.txt : 20230130 0001669517-23-000012.hdr.sgml : 20230130 20230130162212 ACCESSION NUMBER: 0001669517-23-000012 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CARBONE,JAMES,LEE, FILED AS OF DATE: 20230127 DATE AS OF CHANGE: 20230130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 23568073 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I/A 1 primary_doc.xml MA-I/A 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N 0001669517-16-000221 N JAMES LEE CARBONE N 1 0001669517 PFM FINANCIAL ADVISORS LLC 05-31-2016 N 867-02030 LOCATED SUPERVISED 08-15-2021 555 W. 5TH STREET 35TH FLOOR LOS ANGELES CA 90013 01-2022 PFM FINANCIAL ADVISORS LLC LOS ANGELES CA 90017 Y N SENIOR MANAGING CONSULTANT 05-2016 01-2022 PUBLIC FINANCIAL MANAGEMENT, INC. LOS ANGELES CA 90017 N N SENIOR MANAGING CONSULTANT 07-2009 03-2016 SAMUEL A RAMIREZ & CO., INC. LOS ANGELES CA 90071 N N SENIOR VICE PRESIDENT 07-2008 05-2009 DOLINKA GROUP IRVINE CA 92618 Y N EXECUTIVE DIRECTOR/MUNICIPAL ADVISOR CONSULTANT 11-1995 06-2008 BEAR, STEARNS & CO. INC. LOS ANGELES CA 90067 N N INVESTMENT BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-27-2023 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER