0001669517-23-000012.txt : 20230130
0001669517-23-000012.hdr.sgml : 20230130
20230130162212
ACCESSION NUMBER: 0001669517-23-000012
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CARBONE,JAMES,LEE,
FILED AS OF DATE: 20230127
DATE AS OF CHANGE: 20230130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 23568073
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I/A
1
primary_doc.xml
MA-I/A
0001669517
XXXXXXXX
CHERYL D. MADDOX
215-567-6100
MADDOXC@PFM.COM
N
0001669517-16-000221
N
JAMES
LEE
CARBONE
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
05-31-2016
N
867-02030
LOCATED
SUPERVISED
08-15-2021
555 W. 5TH STREET
35TH FLOOR
LOS ANGELES
CA
90013
01-2022
PFM FINANCIAL ADVISORS LLC
LOS ANGELES
CA
90017
Y
N
SENIOR MANAGING CONSULTANT
05-2016
01-2022
PUBLIC FINANCIAL MANAGEMENT, INC.
LOS ANGELES
CA
90017
N
N
SENIOR MANAGING CONSULTANT
07-2009
03-2016
SAMUEL A RAMIREZ & CO., INC.
LOS ANGELES
CA
90071
N
N
SENIOR VICE PRESIDENT
07-2008
05-2009
DOLINKA GROUP
IRVINE
CA
92618
Y
N
EXECUTIVE DIRECTOR/MUNICIPAL ADVISOR CONSULTANT
11-1995
06-2008
BEAR, STEARNS & CO. INC.
LOS ANGELES
CA
90067
N
N
INVESTMENT BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-27-2023
CHERYL D. MADDOX
CHIEF COMPLIANCE OFFICER