0001669517-23-000003.txt : 20230125 0001669517-23-000003.hdr.sgml : 20230125 20230125083703 ACCESSION NUMBER: 0001669517-23-000003 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 DUGGAN,DANIEL,JOSEPH, FILED AS OF DATE: 20230124 DATE AS OF CHANGE: 20230125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 23549914 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I 1 primary_doc.xml MA-I 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N N DANIEL JOSEPH DUGGAN N 1 0001669517 PFM FINANCIAL ADVISORS LLC 07-11-2022 N 867-02030 LOCATED SUPERVISED 07-11-2022 50 SOUTH 6TH STREET SUITE 2250 MINNEAPOLIS MN 55402 07-2022 PFM FINANCIAL ADVISORS LLC MINNEAPOLIS MN 55042 Y N ANALYST 07-2021 06-2022 FULL-TIME EDUCATION SYRACUSE NY 13244 N N STUDENT 04-2019 06-2021 ALLIANCE FOR THE GREAT LAKES CHICAGO IL 60601 N N FINANCE COORDINATOR 08-2017 04-2019 ANKURA CONSULTING GROUP CHICAGO IL 60613 N N ASSOCIATE 06-2016 06-2017 WARBY PARKER NEW YORK NY 10013 N N CUSTOMER EXPERIENCE ADVISOR 06-2015 05-2016 ACHIEVEMENT FIRST BROOKLYN NY 11201 N N INTERN/COORDINATOR 09-2011 05-2015 WASHINGTON AND LEE UNIVERSITY LEXINGTON VA 24450 N N FULL-TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-24-2023 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER