0001669517-23-000003.txt : 20230125
0001669517-23-000003.hdr.sgml : 20230125
20230125083703
ACCESSION NUMBER: 0001669517-23-000003
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
DUGGAN,DANIEL,JOSEPH,
FILED AS OF DATE: 20230124
DATE AS OF CHANGE: 20230125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 23549914
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I
1
primary_doc.xml
MA-I
0001669517
XXXXXXXX
CHERYL D. MADDOX
215-567-6100
MADDOXC@PFM.COM
N
N
DANIEL
JOSEPH
DUGGAN
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
07-11-2022
N
867-02030
LOCATED
SUPERVISED
07-11-2022
50 SOUTH 6TH STREET
SUITE 2250
MINNEAPOLIS
MN
55402
07-2022
PFM FINANCIAL ADVISORS LLC
MINNEAPOLIS
MN
55042
Y
N
ANALYST
07-2021
06-2022
FULL-TIME EDUCATION
SYRACUSE
NY
13244
N
N
STUDENT
04-2019
06-2021
ALLIANCE FOR THE GREAT LAKES
CHICAGO
IL
60601
N
N
FINANCE COORDINATOR
08-2017
04-2019
ANKURA CONSULTING GROUP
CHICAGO
IL
60613
N
N
ASSOCIATE
06-2016
06-2017
WARBY PARKER
NEW YORK
NY
10013
N
N
CUSTOMER EXPERIENCE ADVISOR
06-2015
05-2016
ACHIEVEMENT FIRST
BROOKLYN
NY
11201
N
N
INTERN/COORDINATOR
09-2011
05-2015
WASHINGTON AND LEE UNIVERSITY
LEXINGTON
VA
24450
N
N
FULL-TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-24-2023
CHERYL D. MADDOX
CHIEF COMPLIANCE OFFICER