0001669517-22-000088.txt : 20220906 0001669517-22-000088.hdr.sgml : 20220906 20220906092045 ACCESSION NUMBER: 0001669517-22-000088 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MARTINEZ,JOSHUA,NMN, FILED AS OF DATE: 20220902 DATE AS OF CHANGE: 20220906 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 221227060 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I/A 1 primary_doc.xml MA-I/A 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N 0001669517-21-000042 N JOSHUA NMN MARTINEZ 7136578 N 1 0001669517 PFM FINANCIAL ADVISORS LLC 01-11-2021 N 867-02030 LOCATED SUPERVISED 01-11-2021 213 MARKET STREET HARRISBURG PA 17101 01-2021 PFM FINANCIAL ADVISORS LLC HARRISBURG PA 17101 Y N ANALYST 06-2019 01-2021 FIDELITY INVESTMENTS JACKSONVILLE FL 32246 N Y FINANCIAL SERVICE REPRESENTATIVE 05-2018 05-2019 CAREER CONNECTIONS CENTER AT THE UNIVERSITY OF FLORIDA GAINESVILLE FL 32611 N N OPERATIONS AND FISCAL STUDENT ASSISTANT 05-2018 08-2018 CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT GAINESVILLE FL 32653 N Y WEALTH MANAGEMENT INTERN 08-2017 05-2018 FULL TIME STUDENT GAINESVILLE FL 32601 N N FULL-TIME STUDENT: ACTUAL DATES ARE 8/2011-5/2019 BUT EDGAR SYSTEM DOESN'T ALLOW FOR OVERLAPPING DATES 05-2017 08-2017 THE HYPPO GAINESVILLE FL 32601 N N POP SERVER 08-2011 05-2017 Full-Time Student GAINESVILLE FL 32601 N N FULL-TIME STUDENT: ACTUAL EMPLOYMENT DATES ARE 8/2011-5/2019 BUT EDGAR SYSTEM WON'T ALLOW OVERLAPPING DATES N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-02-2022 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER