0001669517-22-000082.txt : 20220829 0001669517-22-000082.hdr.sgml : 20220829 20220829170624 ACCESSION NUMBER: 0001669517-22-000082 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 SWARTZ,CARRIE,ANN, FILED AS OF DATE: 20220829 DATE AS OF CHANGE: 20220829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 221211945 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I 1 primary_doc.xml MA-I 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N N CARRIE ANN SWARTZ N 1 0001669517 PFM FINANCIAL ADVISORS LLC 01-11-2021 N 867-02030 LOCATED SUPERVISED 01-11-2021 801 GRAND AVENUE 33RD FLOOR DES MOINES IA 50309 01-2021 PFM FINANCIAL ADVISORS LLC DES MOINES IA 50309 Y N ANALYST 05-2020 11-2020 IOWA HOUSE TRUMAN FUND, IOWA DEMOCRATIC PARTY DES MOINES IA 50321 N N FINANCE ASSISTANT 01-2020 06-2020 STATE OF IOWA DES MOINES IA 50319 N N LEGISLATIVE CLERK 01-2019 05-2020 IOWA STATE UNIVERSITY AMES IA 50011 N N UNDERGRADUATE RESEARCH ASSISTANT 08-2019 05-2020 IOWA STATE UNIVERSITY AMES IA 50011 N N FULL-TIME STUDENT -- ACTUAL DATES AUGUST 2017 THROUGH MAY 2020; EDGAR SYSTEM WILL NOT ALLOW FOR OVERLAPPING DATES 05-2019 08-2019 IOWA STATE UNIVERSITY AMES IA 50011 N N UNDERGRADUATE ASSISTANT RESEARCHER 08-2017 05-2019 IOWA STATE UNIVERSITY AMES IA 50011 N N FULL-TIME STUDENT -- ACTUAL DATES AUGUST 2017 THROUGH MAY 2020; EDGAR SYSTEM WILL NOT ALLOW FOR OVERLAPPING DATES 05-2012 05-2017 FULL-TIME EDUCATION NORMAL IL 61761 N N FULL-TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-29-2022 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER