0001669517-22-000082.txt : 20220829
0001669517-22-000082.hdr.sgml : 20220829
20220829170624
ACCESSION NUMBER: 0001669517-22-000082
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
SWARTZ,CARRIE,ANN,
FILED AS OF DATE: 20220829
DATE AS OF CHANGE: 20220829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 221211945
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I
1
primary_doc.xml
MA-I
0001669517
XXXXXXXX
CHERYL D. MADDOX
215-567-6100
MADDOXC@PFM.COM
N
N
CARRIE
ANN
SWARTZ
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
01-11-2021
N
867-02030
LOCATED
SUPERVISED
01-11-2021
801 GRAND AVENUE
33RD FLOOR
DES MOINES
IA
50309
01-2021
PFM FINANCIAL ADVISORS LLC
DES MOINES
IA
50309
Y
N
ANALYST
05-2020
11-2020
IOWA HOUSE TRUMAN FUND, IOWA DEMOCRATIC PARTY
DES MOINES
IA
50321
N
N
FINANCE ASSISTANT
01-2020
06-2020
STATE OF IOWA
DES MOINES
IA
50319
N
N
LEGISLATIVE CLERK
01-2019
05-2020
IOWA STATE UNIVERSITY
AMES
IA
50011
N
N
UNDERGRADUATE RESEARCH ASSISTANT
08-2019
05-2020
IOWA STATE UNIVERSITY
AMES
IA
50011
N
N
FULL-TIME STUDENT -- ACTUAL DATES AUGUST 2017 THROUGH MAY 2020; EDGAR SYSTEM WILL NOT ALLOW FOR OVERLAPPING DATES
05-2019
08-2019
IOWA STATE UNIVERSITY
AMES
IA
50011
N
N
UNDERGRADUATE ASSISTANT RESEARCHER
08-2017
05-2019
IOWA STATE UNIVERSITY
AMES
IA
50011
N
N
FULL-TIME STUDENT -- ACTUAL DATES AUGUST 2017 THROUGH MAY 2020; EDGAR SYSTEM WILL NOT ALLOW FOR OVERLAPPING DATES
05-2012
05-2017
FULL-TIME EDUCATION
NORMAL
IL
61761
N
N
FULL-TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-29-2022
CHERYL D. MADDOX
CHIEF COMPLIANCE OFFICER