0001669517-22-000068.txt : 20220815
0001669517-22-000068.hdr.sgml : 20220815
20220815173604
ACCESSION NUMBER: 0001669517-22-000068
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CARTER,BRIAN,MICHAEL,
FILED AS OF DATE: 20220815
DATE AS OF CHANGE: 20220815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 221166988
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I/A
1
primary_doc.xml
MA-I/A
0001669517
XXXXXXXX
CHERYL D. MADDOX
215-567-6100
MADDOXC@PFM.COM
N
0001669517-18-000077
N
BRIAN
MICHAEL
CARTER
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
09-05-2018
N
867-02030
LOCATED
SUPERVISED
09-10-2018
1735 MARKET STREET
43RD FLOOR
PHILADELPHIA
PA
19103-2700
09-2018
PFM FINANCIAL ADVISORS LLC
PHILADELPHIA
PA
19103
Y
N
DIRECTOR
04-2005
06-2018
WELLS FARGO SECURITIES
PHILADELPHIA
PA
19109
Y
N
DIRECTOR -- PUBLIC FINANCE, HEALTHCARE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-15-2022
CHERYL D. MADDOX
CHIEF COMPLIANCE OFFICER