0001669517-22-000068.txt : 20220815 0001669517-22-000068.hdr.sgml : 20220815 20220815173604 ACCESSION NUMBER: 0001669517-22-000068 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CARTER,BRIAN,MICHAEL, FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 221166988 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I/A 1 primary_doc.xml MA-I/A 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N 0001669517-18-000077 N BRIAN MICHAEL CARTER N 1 0001669517 PFM FINANCIAL ADVISORS LLC 09-05-2018 N 867-02030 LOCATED SUPERVISED 09-10-2018 1735 MARKET STREET 43RD FLOOR PHILADELPHIA PA 19103-2700 09-2018 PFM FINANCIAL ADVISORS LLC PHILADELPHIA PA 19103 Y N DIRECTOR 04-2005 06-2018 WELLS FARGO SECURITIES PHILADELPHIA PA 19109 Y N DIRECTOR -- PUBLIC FINANCE, HEALTHCARE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-15-2022 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER