0001669517-22-000063.txt : 20220808 0001669517-22-000063.hdr.sgml : 20220808 20220808083505 ACCESSION NUMBER: 0001669517-22-000063 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 KAPENSTEIN,BENJAMIN,HENRY, FILED AS OF DATE: 20220805 DATE AS OF CHANGE: 20220808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 221142702 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I/A 1 primary_doc.xml MA-I/A 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N 0001669517-16-000097 N BENJAMIN HENRY KAPENSTEIN N 1 0001669517 PFM FINANCIAL ADVISORS LLC 01-15-2016 N 867-02030 LOCATED SUPERVISED 03-01-2022 213 MARKET STREET HARRISBURG PA 17101 01-2015 PFM FINANCIAL ADVISORS LLC HARRISBURG PA 17101 Y N SENIOR MANAGING CONSULTANT 12-2012 12-2014 PFM ASSET MANAGEMENT LLC HARRISBURG PA 17101 N Y INVESTMENT ACCOUNTANT 12-2011 12-2012 PENNSYLVANIA LOTTERY MIDDLETOWN PA 17057 N N ACCOUNTANT1 12-2010 12-2011 DAIRY QUEEN MIDDLETOWN PA 17057 N N STORE MANAGER 08-2006 12-2010 PENNSYLVANIA STATE UNIVERSITY AT HARRISBURG MIDDLETOWN PA 17057 N N FULL TIME STUDENT 01-2004 08-2006 DAIRY QUEEN MIDDLETOWN PA 17057 N N STORE MANAGER Y 04-2014 MIDDLETOWN BOROUGH 60 WEST EMAUS STREET MIDDLETOWN PA 17057 N N ELECTED OFFICIAL COUNCILMAN 20 CHAIR OF FINANCE COMMITTEE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-05-2022 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER