0001669517-22-000019.txt : 20220224 0001669517-22-000019.hdr.sgml : 20220224 20220224143458 ACCESSION NUMBER: 0001669517-22-000019 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 LI,XIAOYUN,NMN, FILED AS OF DATE: 20220223 DATE AS OF CHANGE: 20220224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 22669884 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I 1 primary_doc.xml MA-I 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N N XIAOYUN NMN LI N 1 0001669517 PFM FINANCIAL ADVISORS LLC 06-01-2021 N 867-02030 LOCATED SUPERVISED 06-01-2021 200 S. ORANGE AVENUE SUITE 760 ORLANDO FL 32801 06-2021 PFM FINANCIAL ADVISORS LLC ORLANDO FL 32801 Y N ANALYST 11-2020 04-2021 LEVELUP HCS NEW YORK CITY NY 10004 N N FILE REVIEWER/COMPLIANCE ANALYST 06-2020 11-2020 UNEMPLOYED TAMPA FL 33624 N N UNEMPLOYED 01-2019 05-2020 UNIVERSITY AT BUFFALO - FULL-TIME EDUCATION BUFFALO NY 14260 N N FULL-TIME STUDENT 08-2018 01-2019 UNEMPLOYED - STUDY FOR GRADUATE SCHOOL (GMAT EXAMS) TAMPA FL 33624 N N UNEMPLOYED 05-2015 07-2018 UNIVERSITY OF SOUTH FLORIDA - FULL-TIME STUDENT TAMPA FL 33620 N N FULL-TIME STUDENT 08-2014 05-2015 Hillsborough Community College Tampa FL 33614 N N Full-Time Student 08-2013 06-2014 Full Time Education Tampa FL 33616 N N Full-Time Student 08-2011 05-2013 Full Time Education Tampa FL 33616 N N Full-Time Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-23-2022 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER