0001669517-22-000005.txt : 20220119 0001669517-22-000005.hdr.sgml : 20220119 20220119130241 ACCESSION NUMBER: 0001669517-22-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 LEE,SHANON,SUM TING, FILED AS OF DATE: 20220118 DATE AS OF CHANGE: 20220119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 22537859 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I 1 primary_doc.xml MA-I 0001669517 XXXXXXXX CHERYL D. MADDOX 215-557-1239 MADDOXC@PFM.COM N N SHANON SUM TING LEE N 1 0001669517 PFM FINANCIAL ADVISORS LLC 07-12-2021 N 867-02030 LOCATED SUPERVISED 07-12-2021 4350 NORTH FAIRFAX DRI SUITE 580 ARLINGTON VA 22203 07-2021 PFM FINANCIAL ADVISORS LLC ARLINGTON VA 22203 Y N ANALYST 12-2020 05-2021 UNIVERSITY OF VIRGINIA CHARLOTTESVILLE VA 22204 N N STUDENT 09-2020 12-2020 UNIVERSITY OF VIRGINIA CHARLOTTESVILLE VA 22904 N N ARCHIVAL ASSISTANT 07-2020 08-2020 BROWN BROTHERS HARRIMAN NEW YORK NY 10005 N N MUNICIPAL FIXED INCOME INTERN 09-2019 05-2020 UNIVERSITY OF VIRGINIA CHARLOTTESVILLE VA 22904 N N LIBRARY ASSISTANT 05-2018 09-2019 UNIVERSITY OF VIRGINIA CHARLOTTESVILLE VA 22204 N N STUDENT; ACTUAL DATES AUGUST 2017 - MAY 2021; EDGAR SYSTEM WILL NOT ALLOW FOR OVERLAPPING DATES 03-2018 05-2018 UNIVERSITY OF VIRGINIA CHARLOTTESVILLE VA 22904 N N STUDENT CODER 08-2017 03-2018 UNIVERSITY OF VIRGINIA CHARLOTTESVILLE 2L 22204 N N STUDENT; ACTUAL DATES AUGUST 2017 - MAY 2021; EDGAR SYSTEM WILL NOT ALLOW FOR OVERLAPPING DATES 07-2017 08-2017 TEDDY'S BIGGER BURGERS HONOLULU HI 96826 N N CASHIER 01-2011 07-2017 FULL-TIME EDUCATION HONOLULU HI 96813 N N FULL-TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-17-2022 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER