0001669517-20-000037.txt : 20200817 0001669517-20-000037.hdr.sgml : 20200817 20200817123416 ACCESSION NUMBER: 0001669517-20-000037 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 WAHL,SEAN,PHILIP, FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 201108771 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I 1 primary_doc.xml MA-I 0001669517 XXXXXXXX LEO KARWEJNA 717-232-2723 KARWEJNAL@PFM.COM N N SEAN PHILIP WAHL N 1 0001669517 PFM FINANCIAL ADVISORS LLC 07-13-2020 N 867-02030 LOCATED SUPERVISED 07-13-2020 555 BRIARWOOD CIRCLE SUITE 333 ANN ARBOR MI 48108 07-2020 PFM FINANCIAL ADVISORS LLC ANN ARBOR MI 48108 Y N SENIOR MANAGING CONSULTANT 08-2018 07-2020 J.P. MORGAN SECURITIES LL CHICAGO IL 60603 N Y ASSOCIATE 12-2015 08-2018 PUBLIC FINANCIAL MANAGEMENT INC ANN ARBOR MI 48108 Y N SENIOR ANALYST 05-2015 12-2015 KANE MCKENNA AND ASSOCIATES CHICAGO IL 60606 Y N ASSOCIATE 02-2015 05-2015 PESG CALEDONIA MI 49316 N N SUBSTITUTE TEACHER 08-2013 11-2014 UNIVERSITY OF MICHIGAN ANN ARBOR MI 48901 N N FULL-TIME GRADUATE STUDENT; (ACTUAL DATES FROM AUGUST 2012 THROUGH NOVEMBER 2014; EDGAR SYSTEM WILL NOT ALLOW FOR OVERLAPPING DATES) 12-2012 08-2013 GRANDMONT ROSEDALE DEVEL. CORP DETROIT MI 48223 N N INTERN 08-2012 08-2013 HENRY FORD WYANDOTTE HOSPITAL WYANDOTTE MI 48192 N N MENTAL HEALTH ASSISTANT 08-2012 08-2013 UNIVERSITY OF MICHIGAN ANN ARBOR MI 48109 N N FULL-TIME GRADUATE STUDENT; (ACTUAL DATES FROM AUGUST 2012 THROUGH NOVEMBER 2014; EDGAR SYSTEM WILL NOT ALLOW FOR OVERLAPPING DATES) 05-2012 08-2012 HENRY FORD WYANDOTTE HOSPITAL WYANDOTTE MI 48192 N N MENTAL HEALTH ASSISTANT 03-2011 04-2012 ALBANY CARE EVANSTON IL 60202 N N CASE MANAGER 09-2010 03-2011 PRESENCE RESURRECTION HEALTH CARE CHICAGO IL 60631 N N PT AIDE 02-2009 03-2011 JOHN BARLEYCORN CHICAGO IL 60657 N N SECURITY 08-2007 03-2011 LOYOLA UNIVERSITY CHICAGO CHICAGO IL 60660 N N STUDENT 08-2007 02-2009 LOYOLA UNIVERSITY CHICAGO CHICAGO IL 60660 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-13-2020 LEO KARWEJNA CHIEF COMPLIANCE OFFICER