0001669517-19-000020.txt : 20190424 0001669517-19-000020.hdr.sgml : 20190424 20190424140033 ACCESSION NUMBER: 0001669517-19-000020 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 TOMPKINS,DARIO,NMN,II FILED AS OF DATE: 20190424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 19763497 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I 1 primary_doc.xml MA-I 0001669517 XXXXXXXX LEO KARWJNA 717-232-2723 KARWEJNAL@PFM.COM N N DARIO NMN TOMPKINS II N 1 0001669517 PFM FINANCIAL ADVISORS LLC 04-24-2017 N 867-02030 LOCATED SUPERVISED 04-24-2017 50 6TH ST. SOUTH SUITE 2250 MINNEAPOLIS MN 55402 04-2017 PFM FINANCIAL ADVISORS LLC MINNEAPOLIS MN 55402 Y N ANALYST 10-2015 03-2017 NOTRE DAME COLLEGE SOUTH EUCLID OH 44121 N N INSTRUCTIONAL ADVISOR 05-2015 10-2015 UNEMPLOYED CLEVELAND OH 44110 N N UNEMPLOYED 07-2014 05-2015 WAKE FOREST UNIVERSITY SCHOOL OF BUSINESS WINSTON-SALEM NC 27106 N N STUDENT 03-2014 07-2014 UNEMPLOYED CLEVELAND OH 44110 N N UNEMPLOYED 07-2010 03-2014 CLEVELAND CLINIC CLEVELAND OH 44195 N N CLINICAL RESEARCH INTERN 01-2009 12-2010 NORTHWESTERN UNIVERSITY EVANSTON IL 60201 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-24-2019 LEO KARWEJNA CHIEF COMPLIANCE OFFICER