0001669517-19-000020.txt : 20190424
0001669517-19-000020.hdr.sgml : 20190424
20190424140033
ACCESSION NUMBER: 0001669517-19-000020
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
TOMPKINS,DARIO,NMN,II
FILED AS OF DATE: 20190424
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 19763497
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I
1
primary_doc.xml
MA-I
0001669517
XXXXXXXX
LEO KARWJNA
717-232-2723
KARWEJNAL@PFM.COM
N
N
DARIO
NMN
TOMPKINS
II
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
04-24-2017
N
867-02030
LOCATED
SUPERVISED
04-24-2017
50 6TH ST. SOUTH
SUITE 2250
MINNEAPOLIS
MN
55402
04-2017
PFM FINANCIAL ADVISORS LLC
MINNEAPOLIS
MN
55402
Y
N
ANALYST
10-2015
03-2017
NOTRE DAME COLLEGE
SOUTH EUCLID
OH
44121
N
N
INSTRUCTIONAL ADVISOR
05-2015
10-2015
UNEMPLOYED
CLEVELAND
OH
44110
N
N
UNEMPLOYED
07-2014
05-2015
WAKE FOREST UNIVERSITY SCHOOL OF BUSINESS
WINSTON-SALEM
NC
27106
N
N
STUDENT
03-2014
07-2014
UNEMPLOYED
CLEVELAND
OH
44110
N
N
UNEMPLOYED
07-2010
03-2014
CLEVELAND CLINIC
CLEVELAND
OH
44195
N
N
CLINICAL RESEARCH INTERN
01-2009
12-2010
NORTHWESTERN UNIVERSITY
EVANSTON
IL
60201
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-24-2019
LEO KARWEJNA
CHIEF COMPLIANCE OFFICER