0001669517-19-000007.txt : 20190204
0001669517-19-000007.hdr.sgml : 20190204
20190204114605
ACCESSION NUMBER: 0001669517-19-000007
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
DINKLA,LOGAN,PARKER,
FILED AS OF DATE: 20190201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 19562596
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I
1
primary_doc.xml
MA-I
0001669517
XXXXXXXX
LEO KARWEJNA
717-232-2723
KARWEJNAL@PFM.COM
N
N
LOGAN
PARKER
DINKLA
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
09-03-2018
N
867-02030
LOCATED
SUPERVISED
09-03-2018
50 SOUTH SIXTH STREET
SUITE 2250
MINNEAPOLIS
MN
55402
09-2018
PFM FINANCIAL ADVISORS LLC
MINNEAPOLIS
MN
55402
Y
N
ANALYST
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08-2018
PFM FINANCIAL ADVISORS LLC
DES MOINES
IA
50309
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N
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12-2017
05-2018
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MASSENA
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12-2017
DRAKE UNIVERSITY
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50311
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PRINCIPAL FINANCIAL GROUP
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50309
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INTERN
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DRAKE UNIVERSITY
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IA
50311
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N
STUDENT
05-2016
01-2017
PRINICIPAL GLOBAL INVESTORS
DES MOINES
IA
50309
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Y
FIXED INCOME ANALYST INTERN
05-2015
01-2017
DICK'S SPORTING GOODS
WEST DES MOINES
IA
50266
N
N
SALES ASSOCIATE
08-2014
05-2016
FULL TIME STUDENT (DRAKE UNIVERSITY)
DES MOINES
IA
50311
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STUDENT
05-2014
07-2014
CARVER'S RIDGE
STUART
IL
50250
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LANDSCAPER
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ANITA
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05-2010
FULL TIME STUDENT
MASSENA
IA
50853
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N
FULL TIME STUDENT
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N
N
N
N
N
N
N
N
N
N
N
N
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N
N
N
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N
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N
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02-01-2019
LEO KARWEJNA
CHIEF COMPLIANCE OFFICER