0001669517-19-000007.txt : 20190204 0001669517-19-000007.hdr.sgml : 20190204 20190204114605 ACCESSION NUMBER: 0001669517-19-000007 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 DINKLA,LOGAN,PARKER, FILED AS OF DATE: 20190201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 19562596 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I 1 primary_doc.xml MA-I 0001669517 XXXXXXXX LEO KARWEJNA 717-232-2723 KARWEJNAL@PFM.COM N N LOGAN PARKER DINKLA N 1 0001669517 PFM FINANCIAL ADVISORS LLC 09-03-2018 N 867-02030 LOCATED SUPERVISED 09-03-2018 50 SOUTH SIXTH STREET SUITE 2250 MINNEAPOLIS MN 55402 09-2018 PFM FINANCIAL ADVISORS LLC MINNEAPOLIS MN 55402 Y N ANALYST 05-2018 08-2018 PFM FINANCIAL ADVISORS LLC DES MOINES IA 50309 Y N ANALYST 12-2017 05-2018 UNEMPLOYED MASSENA IA 50853 N N UNEMPLOYED 08-2017 12-2017 DRAKE UNIVERSITY DESMOINES IA 50311 N N STUDENT 05-2017 08-2017 PRINCIPAL FINANCIAL GROUP DES MOINES IA 50309 N Y INTERN 01-2017 05-2017 DRAKE UNIVERSITY DES MOINES IA 50311 N N STUDENT 05-2016 01-2017 PRINICIPAL GLOBAL INVESTORS DES MOINES IA 50309 N Y FIXED INCOME ANALYST INTERN 05-2015 01-2017 DICK'S SPORTING GOODS WEST DES MOINES IA 50266 N N SALES ASSOCIATE 08-2014 05-2016 FULL TIME STUDENT (DRAKE UNIVERSITY) DES MOINES IA 50311 N N STUDENT 05-2014 07-2014 CARVER'S RIDGE STUART IL 50250 N N LANDSCAPER 08-2010 05-2014 FULL TIME STUDENT ANITA IA 50020 N N STUDENT 08-2007 05-2010 FULL TIME STUDENT MASSENA IA 50853 N N FULL TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-01-2019 LEO KARWEJNA CHIEF COMPLIANCE OFFICER