0001669517-16-000212.txt : 20161110 0001669517-16-000212.hdr.sgml : 20161110 20161110142739 ACCESSION NUMBER: 0001669517-16-000212 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20161108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 161987385 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I 1 primary_doc.xml MA-I 0001669517 XXXXXXXX LEO KARWEJNA 717-232-2723 KARWEJNAL@PFM.COM N N ANDREW JOSEPH ESTRADA Y 2 0001617993 Public Financial Management, Inc. 07-11-2016 N 867-00482 LOCATED SUPERVISED 07-11-2016 1735 MARKET STREET 43RD FLOOR PHILADELPHIA PA 19103-2700 0001669517 PFM FINANCIAL ADVISORS LLC 07-11-2016 N 867-02030 LOCATED SUPERVISED 07-11-2016 1735 MARKET STREET 43RD FLOOR PHILADELPHIA PA 19103-2700 07-2016 PUBLIC FINANCIAL MANAGEMENT, INC. PHILADELPHIA PA 19103 N Y ANALYST 09-2014 05-2016 COLBY COLLEGE WATERVILLE ME 04901 N N STUDENT INORMATION DESK ATTENDENT 06-2014 08-2014 CITY OF EAST PROVIDENCE OFFICE OF COMMUNITY DEVELOPMENT EAST PROVIDENCE RI 02914 N N SUMMER INTERN 09-2013 05-2014 FULL-TIME STUDENT EAST PROVIDENCE RI 02915 N N FULL-TIME STUDENT 05-2011 08-2013 SILVER SPRING GOLF COURSE EAST PROVIDENCE RI 02915 N N GOLF COURSE ATTENDENT 07-2005 01-2012 FULL-TIME STUDENT EAST PROVIDENCE RI 02915 N N FULL-TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-26-2016 LEO KARWEJNA CHIEF COMPLIANCE OFFICER