0001144204-18-047036.txt : 20180829 0001144204-18-047036.hdr.sgml : 20180829 20180829150246 ACCESSION NUMBER: 0001144204-18-047036 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180829 DATE AS OF CHANGE: 20180829 EFFECTIVENESS DATE: 20180829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NB Crossroads Private Markets Fund IV Holdings LLC CENTRAL INDEX KEY: 0001669382 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23176 FILM NUMBER: 181044111 BUSINESS ADDRESS: STREET 1: C/O NEUBERGER BERMAN INVESTMENT ADVISERS STREET 2: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 800-223-6448 MAIL ADDRESS: STREET 1: C/O NEUBERGER BERMAN INVESTMENT ADVISERS STREET 2: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 N-PX 1 tv501989_npx.htm N-PX
 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number      811-23176    

 

NB Crossroads Private Markets Fund IV Holdings LLC

 

(Exact name of registrant as specified in charter)

 

325 North Saint Paul Street

49th Floor

Dallas, TX 75201

 

(Address of principal executive offices) (Zip code)

 

Jim Bowden, Chief Executive Officer and President

NB Crossroads Private Markets Fund IV Holdings LLC

c/o Neuberger Berman Investment Advisers, LLC

1290 Avenue of the Americas

New York, NY 10104

 

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:      1-212-476-8800    

 

Date of fiscal year end:      March 31    

 

Date of reporting period:      July 1, 2017 – June 30, 2018    

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018

 

During the period July 1, 2017 to June 30, 2018, NB Crossroads Private Markets Fund IV Holdings LLC did not vote any proxies.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

NB Crossroads Private Markets Fund IV Holdings LLC  
       
       
By: /s/ Jim Bowden    
  Jim Bowden    
  Chief Executive Officer and President    
       
Date: August 29, 2018