0001668428-19-000060.txt : 20190522 0001668428-19-000060.hdr.sgml : 20190522 20190522125309 ACCESSION NUMBER: 0001668428-19-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190520 FILED AS OF DATE: 20190522 DATE AS OF CHANGE: 20190522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Castillo Ruben Alejandro CENTRAL INDEX KEY: 0001777055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37779 FILM NUMBER: 19844933 MAIL ADDRESS: STREET 1: 601 LOCUST STREET STREET 2: 14TH FLOOR CITY: DES MOINES STATE: IA ZIP: 50309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FGL Holdings CENTRAL INDEX KEY: 0001668428 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 981354810 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4TH FLOOR STREET 2: BOUNDARY HALL, CRICKET SQUARE CITY: GRAND CAYMAN STATE: E9 ZIP: KY 1-1102 BUSINESS PHONE: 410-895-0100 MAIL ADDRESS: STREET 1: 4TH FLOOR STREET 2: BOUNDARY HALL, CRICKET SQUARE CITY: GRAND CAYMAN STATE: E9 ZIP: KY 1-1102 FORMER COMPANY: FORMER CONFORMED NAME: CF Corp DATE OF NAME CHANGE: 20160302 4 1 wf-form4_155854397423466.xml FORM 4 X0306 4 2019-05-20 0 0001668428 FGL Holdings FG 0001777055 Castillo Ruben Alejandro 4TH FLOOR BOUNDARY HALL, CRICKET SQUARE GRAND CAYMAN E9 KY1-1102 E9 CAYMAN ISLANDS 0 1 0 0 Chief HR Off of Subsidiary Employee Stock Option 10.0 2019-05-20 4 A 0 100000 0 A 2026-05-20 Ordinary Shares 100000.0 100000 D Employee Stock Option 10.0 2019-05-20 4 A 0 100000 0 A 2026-05-20 Ordinary Shares 100000.0 100000 D Employee Stock Option 10.0 2019-05-20 4 A 0 25000 0 A 2026-05-20 Ordinary Shares 25000.0 25000 D Stock option granted pursuant to the Issuer's 2017 Omnibus Incentive Plan (the "Plan"), which vests in four equal annual installments beginning on March 15, 2020. Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in four equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $12.75, $14.75, $17 and $20, respectively, and (b) the end of four one year periods ending March 15, 2020, 2021, 2022 and 2023, respectively. Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in four equal annual installments if the average daily closing price of the Issuer's ordinary shares for 20 consecutive trading days meets or exceeds specified annual price hurdles of $14.50 for the one year period ending March 15, 2020, $17 for the one year period ending March 15, 2021, $21 for the one year period ending March 15, 2022 and $25 for the one year period ending March 15, 2023, respectively. /s/ Tessa Cantonwine, Attorney-in-Fact 2019-05-22