0001668428-19-000060.txt : 20190522
0001668428-19-000060.hdr.sgml : 20190522
20190522125309
ACCESSION NUMBER: 0001668428-19-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190520
FILED AS OF DATE: 20190522
DATE AS OF CHANGE: 20190522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Castillo Ruben Alejandro
CENTRAL INDEX KEY: 0001777055
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37779
FILM NUMBER: 19844933
MAIL ADDRESS:
STREET 1: 601 LOCUST STREET
STREET 2: 14TH FLOOR
CITY: DES MOINES
STATE: IA
ZIP: 50309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FGL Holdings
CENTRAL INDEX KEY: 0001668428
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 981354810
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4TH FLOOR
STREET 2: BOUNDARY HALL, CRICKET SQUARE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY 1-1102
BUSINESS PHONE: 410-895-0100
MAIL ADDRESS:
STREET 1: 4TH FLOOR
STREET 2: BOUNDARY HALL, CRICKET SQUARE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY 1-1102
FORMER COMPANY:
FORMER CONFORMED NAME: CF Corp
DATE OF NAME CHANGE: 20160302
4
1
wf-form4_155854397423466.xml
FORM 4
X0306
4
2019-05-20
0
0001668428
FGL Holdings
FG
0001777055
Castillo Ruben Alejandro
4TH FLOOR
BOUNDARY HALL, CRICKET SQUARE
GRAND CAYMAN E9 KY1-1102
E9
CAYMAN ISLANDS
0
1
0
0
Chief HR Off of Subsidiary
Employee Stock Option
10.0
2019-05-20
4
A
0
100000
0
A
2026-05-20
Ordinary Shares
100000.0
100000
D
Employee Stock Option
10.0
2019-05-20
4
A
0
100000
0
A
2026-05-20
Ordinary Shares
100000.0
100000
D
Employee Stock Option
10.0
2019-05-20
4
A
0
25000
0
A
2026-05-20
Ordinary Shares
25000.0
25000
D
Stock option granted pursuant to the Issuer's 2017 Omnibus Incentive Plan (the "Plan"), which vests in four equal annual installments beginning on March 15, 2020.
Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in four equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $12.75, $14.75, $17 and $20, respectively, and (b) the end of four one year periods ending March 15, 2020, 2021, 2022 and 2023, respectively.
Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in four equal annual installments if the average daily closing price of the Issuer's ordinary shares for 20 consecutive trading days meets or exceeds specified annual price hurdles of $14.50 for the one year period ending March 15, 2020, $17 for the one year period ending March 15, 2021, $21 for the one year period ending March 15, 2022 and $25 for the one year period ending March 15, 2023, respectively.
/s/ Tessa Cantonwine, Attorney-in-Fact
2019-05-22