The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
MEXICO EQUITY & INCOME FD | COM | 592834105 | 854 | 113,100 | SH | SOLE | 113,100 | 0 | 0 | ||
DESTRA MULTI-ALTERNATIVE FD | COMMON SHARES | 25065A502 | 1,010 | 155,340 | SH | SOLE | 155,340 | 0 | 0 | ||
NUVEEN MORTGAGE AND INCOME F | COM | 670735109 | 1,351 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
EATON VANCE CALIF MUN INCOM | SH BEN INT | 27826F101 | 1,029 | 107,178 | SH | SOLE | 107,178 | 0 | 0 | ||
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 1,161 | 385,623 | SH | SOLE | 385,623 | 0 | 0 | ||
SEVEN HILLS REALTY TRUST | COM | 81784E101 | 1,824 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 | 756 | 71,956 | SH | SOLE | 71,956 | 0 | 0 | ||
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 764 | 113,582 | SH | SOLE | 113,582 | 0 | 0 | ||
WESTERN ASSET MTG DEFINED OP | COM | 95790B109 | 1,444 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
VIRTUS GLOBAL MULTI-SECTOR I | COM | 92829B101 | 926 | 123,783 | SH | SOLE | 123,783 | 0 | 0 | ||
GOLDMAN SACHS MLP ENERGY REN | COM | 38148G206 | 2,184 | 182,000 | SH | SOLE | 182,000 | 0 | 0 | ||
NEUBERGER BERMAN N Y MUN FD | COM | 64124K102 | 471 | 50,964 | SH | SOLE | 50,964 | 0 | 0 | ||
PIONEER FLOATING RATE FUND I | COM | 72369J102 | 1,050 | 121,814 | SH | SOLE | 121,814 | 0 | 0 | ||
BRANDYWINEGBL GBL INCM OPP F | COM | 10537L104 | 1,067 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
CLEARBRIDGE MLP AND MIDSTRM | COM | 18469Q207 | 1,316 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
EUROPEAN EQUITY FD INC | COM | 298768102 | 300 | 48,342 | SH | SOLE | 48,342 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 966 | 114,287 | SH | SOLE | 114,287 | 0 | 0 | ||
NUVEEN OHIO QLTY MUN INCOME | COM | 670980101 | 1,327 | 112,900 | SH | SOLE | 112,900 | 0 | 0 | ||
VERTICAL CAP INCOME FD | SHS BEN INT | 92535C104 | 545 | 61,149 | SH | SOLE | 61,149 | 0 | 0 | ||
MORGAN STANLEY EMKT DBT FD I | COM | 61744H105 | 722 | 117,137 | SH | SOLE | 117,137 | 0 | 0 | ||
CENTRAL & EASTERN EUROPE FD | COM | 153436100 | 225 | 33,995 | SH | SOLE | 33,995 | 0 | 0 | ||
PIONEER MUN HIGH INCOME OPPO | COMMON STOCK | 723760104 | 877 | 86,523 | SH | SOLE | 86,523 | 0 | 0 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 811 | 68,837 | SH | SOLE | 68,837 | 0 | 0 | ||
MORGAN STANLEY EMERGING MKTS | COM | 617477104 | 1,231 | 306,290 | SH | SOLE | 306,290 | 0 | 0 | ||
NUVEEN CORE PLUS IMPACT FUND | COM BEN INT | 67080D103 | 1,331 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 1,279 | 94,700 | SH | SOLE | 94,700 | 0 | 0 | ||
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692200 | 1,728 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
MEXICO FD INC | COM | 592835102 | 833 | 63,904 | SH | SOLE | 63,904 | 0 | 0 | ||
BLACKSTONE LONG SHORT CR INC | COM SHS BN INT | 09257D102 | 580 | 53,170 | SH | SOLE | 53,170 | 0 | 0 | ||
FEDERATED HERMES PREM MUNI I | COM | 31423P108 | 461 | 44,588 | SH | SOLE | 44,588 | 0 | 0 | ||
BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 | 569 | 269,838 | SH | SOLE | 269,838 | 0 | 0 | ||
PIMCO ENERGY & TACTICAL CR O | COM SHS BEN INT | 69346N107 | 2,192 | 162,000 | SH | SOLE | 162,000 | 0 | 0 | ||
NEXPOINT DIVERSIFIED REL ET | COM NEW | 65340G205 | 1,570 | 125,100 | SH | SOLE | 125,100 | 0 | 0 | ||
WESTERN ASSET MUN PARTNERS F | COM | 95766P108 | 352 | 31,435 | SH | SOLE | 31,435 | 0 | 0 | ||
DELAWARE IVY HIGH INCOME OPP | COM | 246107106 | 511 | 50,659 | SH | SOLE | 50,659 | 0 | 0 | ||
ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 | 986 | 73,616 | SH | SOLE | 73,616 | 0 | 0 | ||
FIRST TR SR FLTG RATE INCOME | COM | 33733U108 | 742 | 74,274 | SH | SOLE | 74,274 | 0 | 0 | ||
WESTERN ASSET EMERGING MKTS | COM | 95766A101 | 1,262 | 158,089 | SH | SOLE | 158,089 | 0 | 0 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 706 | 60,105 | SH | SOLE | 60,105 | 0 | 0 | ||
ABRDN ASIA PACIFIC INCOME FU | COM | 003009107 | 1,450 | 575,420 | SH | SOLE | 575,420 | 0 | 0 | ||
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 | 725 | 28,992 | SH | SOLE | 28,992 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 779 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
NEUBERGER BERMAN NEXT GENERA | COMMON STOCK | 64133Q108 | 1,510 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
WESTERN ASSET DIVERSIFIED IN | COM SHS BEN INT | 95790K109 | 1,384 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
HIGHLAND INCOME FD | HIGHLAND INCOME | 43010E404 | 1,312 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
INVESCO TR INVT GRADE NEW YO | COM | 46131T101 | 342 | 35,794 | SH | SOLE | 35,794 | 0 | 0 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 393 | 34,381 | SH | SOLE | 34,381 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 870 | 95,920 | SH | SOLE | 95,920 | 0 | 0 | ||
NUVEEN SHORT DURATION CR OPP | COM | 67074X107 | 186 | 15,706 | SH | SOLE | 15,706 | 0 | 0 | ||
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 199 | 30,516 | SH | SOLE | 30,516 | 0 | 0 | ||
HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 | 239 | 27,420 | SH | SOLE | 27,420 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 292 | 27,719 | SH | SOLE | 27,719 | 0 | 0 | ||
ECOFIN SUSTAINABLE AND SOCIA | COM SH BEN INT | 27901F109 | 202 | 15,876 | SH | SOLE | 15,876 | 0 | 0 | ||
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 253 | 20,200 | SH | SOLE | 20,200 | 0 | 0 | ||
BLACKROCK ESG CAP ALLC TR | SHS BEN INT | 09262F100 | 1,281 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FIRST TR HIGH YIELD OPPRT 20 | COM | 33741Q107 | 454 | 33,688 | SH | SOLE | 33,688 | 0 | 0 | ||
KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 | 306 | 43,219 | SH | SOLE | 43,219 | 0 | 0 | ||
BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 | 1,527 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
BNY MELLON MUN INCOME INC | COM | 05589T104 | 93 | 15,490 | SH | SOLE | 15,490 | 0 | 0 | ||
BLACKROCK HEALTH SCIENCS TR | COM SHS | 09260E105 | 1,224 | 82,000 | SH | SOLE | 82,000 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 155 | 18,170 | SH | SOLE | 18,170 | 0 | 0 | ||
DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 | 432 | 32,028 | SH | SOLE | 32,028 | 0 | 0 | ||
PIONEER MUNICIPAL HIGH INCOM | COM SHS | 723763108 | 117 | 14,268 | SH | SOLE | 14,268 | 0 | 0 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 229 | 19,878 | SH | SOLE | 19,878 | 0 | 0 | ||
A-MARK PRECIOUS METALS INC | COM | 00181T107 | 369 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
BARINGS GLOBAL SHORT DURATIO | COM | 06760L100 | 134 | 10,988 | SH | SOLE | 10,988 | 0 | 0 | ||
TEMPLETON EMERGING MKTS INCO | COM | 880192109 | 102 | 22,992 | SH | SOLE | 22,992 | 0 | 0 | ||
ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 | 2,624 | 25,410 | SH | SOLE | 25,410 | 0 | 0 | ||
NEUBERGER BERMAN MLP & ENERG | COM | 64129H104 | 140 | 22,800 | SH | SOLE | 22,800 | 0 | 0 | ||
BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 | 141 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BLACKROCK CAP ALLOCATION TR | COM | 09260U109 | 485 | 35,640 | SH | SOLE | 35,640 | 0 | 0 | ||
ISHARES TR | CORE DIV GRWTH | 46434V621 | 6,327 | 142,275 | SH | SOLE | 142,275 | 0 | 0 | ||
GERON CORP | COM | 374163103 | 257 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
VERASTEM INC | COM | 92337C104 | 30 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 10 | 15,818 | SH | SOLE | 15,818 | 0 | 0 | ||
SOFI TECHNOLOGIES INC | COM | 83406F102 | 497 | 101,894 | SH | SOLE | 101,894 | 0 | 0 | ||
ENERGY FUELS INC | COM NEW | 292671708 | 99 | 16,248 | SH | SOLE | 16,248 | 0 | 0 | ||
NOVAGOLD RES INC | COM NEW | 66987E206 | 47 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 715 | 17,740 | SH | SOLE | 17,740 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 307 | 11,900 | SH | SOLE | 11,900 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 3,886 | 16,684 | SH | SOLE | 16,684 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 4,641 | 33,582 | SH | SOLE | 33,582 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,067 | 11,160 | SH | SOLE | 11,160 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,718 | 15,201 | SH | SOLE | 15,201 | 0 | 0 |