0001104659-20-058065.txt : 20200507 0001104659-20-058065.hdr.sgml : 20200507 20200507153848 ACCESSION NUMBER: 0001104659-20-058065 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 EFFECTIVENESS DATE: 20200507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Matisse Capital CENTRAL INDEX KEY: 0001668256 IRS NUMBER: 275035231 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17404 FILM NUMBER: 20856070 BUSINESS ADDRESS: STREET 1: 4949 MEADOWS ROAD STREET 2: SUITE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 5032103000 MAIL ADDRESS: STREET 1: 4949 MEADOWS ROAD STREET 2: SUITE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 FORMER COMPANY: FORMER CONFORMED NAME: Deschutes Portfolio Strategy, LLC DATE OF NAME CHANGE: 20160229 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001668256 XXXXXXXX 03-31-2020 03-31-2020 false Matisse Capital

4949 Meadows Road Suite 200 Lake Oswego OR 97035

13F HOLDINGS REPORT 028-17404 N Eric Boughton 503-210-3005 /s/ Eric Boughton Lake Oswego OR 05-07-2020 2 254 254093 1 0001009289 028-05392 CITY NATIONAL ROCHDALE, LLC 2 0001375664 028-12173 Round Table Services, LLC INFORMATION TABLE 2 infotable.xml TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 3345 331170 SH SOLE 331170 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 409 117719 SH SOLE 117719 0 0 PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 1575 130048 SH SOLE 130048 0 0 PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 3970 739297 SH SOLE 739297 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 2058 1124670 SH SOLE 1124670 0 0 CALAMOS LNG SHR EQT DYNAMIC COM 12812C106 3903 270268 SH SOLE 270268 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 1628 183933 SH SOLE 183933 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 18469Q108 679 492221 SH SOLE 492221 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K101 202 175532 SH SOLE 175532 0 0 NEUBERGER BERMAN MLP AND ENR COM 64129H104 1000 528923 SH SOLE 528923 0 0 ALLIANZGI DIVERSIFIED INCOME COM 01883J108 1567 87091 SH SOLE 87091 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 618 76810 SH SOLE 76810 0 0 HIGH INCOME SECS FD SHS BEN INT 42968F108 251 38511 SH SOLE 38511 0 0 INVESCO EXCHANGE-TRADED FD T CEF INM COMPSI 46138E404 4318 246733 SH SOLE 246733 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 354 414753 SH SOLE 414753 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 1419 197922 SH SOLE 197922 0 0 FIDUCIARY CLAYMORE ENGRY INF COM 31647Q106 269 213204 SH SOLE 213204 0 0 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 294 29629 SH SOLE 29629 0 0 KAYNE ANDERSN MLP MIDS INVT COM 486606106 2477 682374 SH SOLE 682374 0 0 NUVEEN NEW YORK MUN VALUE FD COM 670706100 153 11229 SH SOLE 11229 0 0 NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 660 93813 SH SOLE 93813 0 0 VANECK VECTORS ETF TR SHORT HIGH YIELD 92189F387 1177 52267 SH SOLE 52267 0 0 ALLIANZGI ARTIFICIAL INTELLI COM 01883M101 2402 150146 SH SOLE 150146 0 0 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 339 87436 SH SOLE 87436 0 0 AMPLIFY ETF TR HIGH INCOME 032108847 728 57059 SH SOLE 57059 0 0 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 610 23960 SH SOLE 23960 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 508 198552 SH SOLE 198552 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 4596 365049 SH SOLE 365049 0 0 ALLIANZGI CONV INCOME FD II COM 018825109 841 252650 SH SOLE 252650 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 155 22212 SH SOLE 22212 0 0 NUVEEN ARIZONA QLTY MUN INC COM 67061W104 434 35000 SH SOLE 35000 0 0 ELLSWORTH GROWTH & INCOME FD COM 289074106 337 39317 SH SOLE 39317 0 0 BANCROFT FD LTD COM 059695106 307 15798 SH SOLE 15798 0 0 HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 159 31670 SH SOLE 31670 0 0 KOREA FD COM NEW 500634209 319 14254 SH SOLE 14254 0 0 EUROPEAN EQUITY FUND COM 298768102 149 21119 SH SOLE 21119 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 5441 104116 SH SOLE 104116 0 0 ROYCE MICRO-CAP TR INC COM 780915104 465 83653 SH SOLE 83653 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 665 70991 SH SOLE 70991 0 0 NUVEEN REAL ASSET INCOME & G COM 67074Y105 510 51646 SH SOLE 51646 0 0 NUVEEN MINESOTA QLT MUN INC SHS 670734102 133 10200 SH SOLE 10200 0 0 DELAWARE ENHANCED GBL DIV & COM 246060107 147 19711 SH SOLE 19711 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 1057 71975 SH SOLE 71975 0 0 PIONEER MUN HIGH INCOME TR COM SHS 723763108 395 34918 SH SOLE 34918 0 0 KALA PHARMACEUTICALS INC COM 483119103 713 81100 SH SOLE 81100 0 0 LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 37 34826 SH SOLE 34826 0 0 SCPHARMACEUTICALS INC COM 810648105 205 27685 SH SOLE 27685 0 0 WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 400 38045 SH SOLE 38045 0 0 COHEN & STEERS REIT & PFD &I COM 19247X100 903 55989 SH SOLE 55989 0 0 SOLID BIOSCIENCES INC COM 83422E105 118 49500 SH SOLE 49500 0 0 COHEN & STEERS CLOSED END OP COM 19248P106 281 29220 SH SOLE 29220 0 0 WESTERN ASSET INTER MUNI FD COM 958435109 102 12123 SH SOLE 12123 0 0 ORBCOMM INC COM 68555P100 152 62148 SH SOLE 62148 0 0 SOLITON INC COM 834251100 108 13324 SH SOLE 13324 0 0 VERASTEM INC COM 92337C104 322 122000 SH SOLE 122000 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 554 74221 SH SOLE 74221 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 396 75557 SH SOLE 75557 0 0 INDIA FD INC COM 454089103 235 17286 SH SOLE 17286 0 0 BRANDYWINEGBL GLBAL INM OPRT COM 10537L104 141 13397 SH SOLE 13397 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 257 20240 SH SOLE 20240 0 0 PIONEER MUN HIGH INCOME ADVA COM 723762100 132 12934 SH SOLE 12934 0 0 ISHARES TR CORE DIV GRWTH 46434V621 4108 126036 SH SOLE 126036 0 0 COHEN & STEERS QUALITY INCOM COM 19247L106 519 57360 SH SOLE 57360 0 0 TCW STRATEGIC INCOME FD INC COM 872340104 99 19077 SH SOLE 19077 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 288 38275 SH SOLE 38275 0 0 MEDIFAST INC COM 58470H101 252 4033 SH SOLE 4033 0 0 GABELLI DIVID & INCOME TR COM 36242H104 367 24781 SH SOLE 24781 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 321 6672 SH SOLE 6672 0 0 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 170 11100 SH SOLE 11100 0 0 ASCENDIS PHARMA A S SPONSORED ADR 04351P101 1369 12160 SH SOLE 12160 0 0 ARVINAS INC COM 04335A105 391 9700 SH SOLE 9700 0 0 ENERGY FUELS INC COM NEW 292671708 23 19284 SH SOLE 19284 0 0 GREENTREE HOSPITALTY GROUP L SPONSORED ADS 39579V100 110 10000 SH SOLE 10000 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 206 7242 SH SOLE 7242 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 657 11853 SH SOLE 11853 0 0 NOVAGOLD RES INC COM NEW 66987E206 74 10000 SH SOLE 10000 0 0 US BANCORP DEL COM NEW 902973304 1284 37266 SH SOLE 37266 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 254 5233 SH SOLE 5233 0 0 LAM RESEARCH CORP COM 512807108 608 2535 SH SOLE 2535 0 0 NORTHROP GRUMMAN CORP COM 666807102 540 1785 SH SOLE 1785 0 0 HUMANA INC COM 444859102 431 1374 SH SOLE 1374 0 0 ANTHEM INC COM 036752103 516 2272 SH SOLE 2272 0 0 GENERAL DYNAMICS CORP COM 369550108 297 2242 SH SOLE 2242 0 0 NIKE INC CL B 654106103 654 7902 SH SOLE 7902 0 0 LOCKHEED MARTIN CORP COM 539830109 483 1425 SH SOLE 1425 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 268 541 SH SOLE 541 0 0 INTEL CORP COM 458140100 913 16874 SH SOLE 16874 0 0 STARBUCKS CORP COM 855244109 292 4445 SH SOLE 4445 0 0 ALPHABET INC CAP STK CL A 02079K305 925 796 SH SOLE 796 0 0 3M CO COM 88579Y101 202 1480 SH SOLE 1480 0 0 COSTCO WHSL CORP NEW COM 22160K105 310 1088 SH SOLE 1088 0 0 MICROSOFT CORP COM 594918104 2762 17512 SH SOLE 17512 0 0 APPLE INC COM 037833100 1850 7274 SH SOLE 7274 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 403 2205 SH SOLE 2205 0 0 HOME DEPOT INC COM 437076102 285 1528 SH SOLE 1528 0 0 AMAZON COM INC COM 023135106 1281 657 SH SOLE 657 0 0 MASTERCARD INC CL A 57636Q104 296 1225 SH SOLE 1225 0 0 WALMART INC COM 931142103 377 3320 SH SOLE 3320 0 0 JOHNSON & JOHNSON COM 478160104 219 1670 SH SOLE 1670 0 0 NUVEEN SR INCOME FD COM 67067Y104 61 13848 SH SOLE 13848 0 0 NUVEEN SR INCOME FD COM 67067Y104 7 1696 SH OTR 1 1696 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 947 177072 SH SOLE 177072 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 11 2000 SH OTR 1 2000 0 0 PIONEER FLOATING RATE TR COM 72369J102 371 48440 SH SOLE 48440 0 0 PIONEER FLOATING RATE TR COM 72369J102 35 4528 SH OTR 1 4528 0 0 VIVALDI OPPORTUNITIES FD COM 92853C207 43 3887 SH SOLE 3887 0 0 VIVALDI OPPORTUNITIES FD COM 92853C207 110 9932 SH OTR 1 9932 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 109 8146 SH SOLE 8146 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 165 12301 SH OTR 1 12301 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 171 13542 SH OTR 1 13542 0 0 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 341 19952 SH OTR 1 19952 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 1088 235937 SH SOLE 235937 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 114 24621 SH OTR 1 24621 0 0 ABERDEEN INCOME CR STRATEGIE COM 003057106 75 10181 SH SOLE 10181 0 0 ABERDEEN INCOME CR STRATEGIE COM 003057106 194 26437 SH OTR 1 26437 0 0 NUVEEN NEW JERSEY MUN VALUE SHS 670702109 53 4174 SH SOLE 4174 0 0 NUVEEN NEW JERSEY MUN VALUE SHS 670702109 347 27128 SH OTR 1 27128 0 0 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 168 17435 SH SOLE 17435 0 0 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 303 31443 SH OTR 1 31443 0 0 FIRST TR SR FLG RTE INCM FD COM 33733U108 102 10730 SH SOLE 10730 0 0 FIRST TR SR FLG RTE INCM FD COM 33733U108 331 34858 SH OTR 1 34858 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 496 50208 SH OTR 1 50208 0 0 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 240 22782 SH SOLE 22782 0 0 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 627 59516 SH OTR 1 59516 0 0 IVY HIGH INCOME OPPORTUNITIE COM 465893105 708 68092 SH OTR 1 68092 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 311 29493 SH SOLE 29493 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 794 75445 SH OTR 1 75445 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 562 74458 SH SOLE 74458 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 608 80567 SH OTR 1 80567 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 925 99905 SH OTR 1 99905 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 94 8092 SH SOLE 8092 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 1253 107890 SH OTR 1 107890 0 0 XAI OCTAGON FLOATNG RATE ALT COM 98400T106 27 6000 SH SOLE 6000 0 0 XAI OCTAGON FLOATNG RATE ALT COM 98400T106 585 130186 SH OTR 1 130186 0 0 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 109 8100 SH SOLE 8100 0 0 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 1777 132388 SH OTR 1 132388 0 0 THL CR SR LN FD COM 87244R103 2067 178835 SH OTR 1 178835 0 0 RIVERNORTH MARKETPLACE LENDI COM 76882B108 2888 178692 SH SOLE 178692 0 0 RIVERNORTH MARKETPLACE LENDI COM 76882B108 3125 193379 SH OTR 1 193379 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 439 77385 SH SOLE 77385 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 1156 203909 SH OTR 1 203909 0 0 NUVEEN OHIO QLTY MUN INCOME COM 670980101 112 7600 SH SOLE 7600 0 0 NUVEEN OHIO QLTY MUN INCOME COM 670980101 3369 228703 SH OTR 1 228703 0 0 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 16 8865 SH SOLE 8865 0 0 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 446 243984 SH OTR 1 243984 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 203 17951 SH SOLE 17951 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 2824 249267 SH OTR 1 249267 0 0 BNY MELLON HIGH YIELD STRATE SH BEN INT 09660L105 622 274083 SH OTR 1 274083 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 3092 297061 SH OTR 1 297061 0 0 NUVEEN SHT DUR CR OPP FD COM 67074X107 303 27828 SH SOLE 27828 0 0 NUVEEN SHT DUR CR OPP FD COM 67074X107 3286 302000 SH OTR 1 302000 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 2125 306251 SH OTR 1 306251 0 0 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 2719 324500 SH SOLE 324500 0 0 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 2606 311000 SH OTR 1 311000 0 0 ARES DYNAMIC CR ALLOCATION F COM 04014F102 595 55104 SH SOLE 55104 0 0 ARES DYNAMIC CR ALLOCATION F COM 04014F102 3491 323562 SH OTR 1 323562 0 0 FRANKLIN LTD DURATION INCOME COM 35472T101 6 800 SH SOLE 800 0 0 FRANKLIN LTD DURATION INCOME COM 35472T101 2601 331374 SH OTR 1 331374 0 0 WESTERN ASSET HIGH INCM FD I COM 95766J102 1683 336020 SH OTR 1 336020 0 0 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 8591 1007200 SH SOLE 1007200 0 0 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 3395 398000 SH OTR 1 398000 0 0 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 2992 374965 SH SOLE 374965 0 0 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 3479 436000 SH OTR 1 436000 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 3264 439289 SH OTR 1 439289 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 1089 145631 SH SOLE 145631 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 3574 477755 SH OTR 1 477755 0 0 INVESCO SR INCOME TR COM 46131H107 642 199492 SH SOLE 199492 0 0 INVESCO SR INCOME TR COM 46131H107 3598 1117500 SH OTR 1 1117500 0 0 THE CENTRAL AND EASTERN EU I COM 153436100 991 56498 SH SOLE 56498 0 0 THE CENTRAL AND EASTERN EU I COM 153436100 16 900 SH OTR 2 900 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 1792 286761 SH SOLE 286761 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 6 1000 SH OTR 2 1000 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 3440 660362 SH SOLE 660362 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 3608 692600 SH OTR 2 692600 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1117 62738 SH SOLE 62738 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 32 1800 SH OTR 2 1800 0 0 NUVEEN GEORGIA QLTY MUN INC COM 67072B107 133 11200 SH SOLE 11200 0 0 NUVEEN GEORGIA QLTY MUN INC COM 67072B107 24 2000 SH OTR 2 2000 0 0 EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN 26958J105 97 9181 SH SOLE 9181 0 0 EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN 26958J105 24 2300 SH OTR 2 2300 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 2862 191074 SH SOLE 191074 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 44 2957 SH OTR 2 2957 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 233 45072 SH SOLE 45072 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 15 2975 SH OTR 2 2975 0 0 MEXICO FD INC COM 592835102 395 47459 SH SOLE 47459 0 0 MEXICO FD INC COM 592835102 27 3300 SH OTR 2 3300 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 3808 398287 SH SOLE 398287 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 36 3770 SH OTR 1,2 3770 0 0 CUSHING RENAISSANCE FD COM 231647108 148 24428 SH SOLE 24428 0 0 CUSHING RENAISSANCE FD COM 231647108 22 3600 SH OTR 2 3600 0 0 NEUBERGER BRMAN NY MUNI FD I COM 64124K102 159 13718 SH SOLE 13718 0 0 NEUBERGER BRMAN NY MUNI FD I COM 64124K102 46 3972 SH OTR 2 3972 0 0 BLACKROCK RES & COMMODITIES SHS 09257A108 3148 624669 SH SOLE 624669 0 0 BLACKROCK RES & COMMODITIES SHS 09257A108 22 4400 SH OTR 2 4400 0 0 GENERAL AMERN INVS INC COM 368802104 509 18557 SH SOLE 18557 0 0 GENERAL AMERN INVS INC COM 368802104 144 5239 SH OTR 2 5239 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 1047 805165 SH SOLE 805165 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 7 5400 SH OTR 2 5400 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 389 44877 SH SOLE 44877 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 47 5400 SH OTR 2 5400 0 0 NUVEEN MARYLAND QLT MUN INC COM 67061Q107 115 9100 SH SOLE 9100 0 0 NUVEEN MARYLAND QLT MUN INC COM 67061Q107 69 5500 SH OTR 2 5500 0 0 VOYA INFRASTRUCTURE INDLS & COM 92912X101 1099 135142 SH SOLE 135142 0 0 VOYA INFRASTRUCTURE INDLS & COM 92912X101 47 5800 SH OTR 2 5800 0 0 CENTRAL SECS CORP COM 155123102 3983 154261 SH SOLE 154261 0 0 CENTRAL SECS CORP COM 155123102 162 6261 SH OTR 2 6261 0 0 NEW GERMANY FD INC COM 644465106 372 32024 SH SOLE 32024 0 0 NEW GERMANY FD INC COM 644465106 74 6400 SH OTR 2 6400 0 0 ADAM NAT RES FD INC COM 00548F105 637 76894 SH SOLE 76894 0 0 ADAM NAT RES FD INC COM 00548F105 60 7199 SH OTR 2 7199 0 0 TAIWAN FD INC COM 874036106 1377 83708 SH SOLE 83708 0 0 TAIWAN FD INC COM 874036106 123 7500 SH OTR 2 7500 0 0 EAGLE CAP GROWTH FD INC COM 269451100 368 60185 SH SOLE 60185 0 0 EAGLE CAP GROWTH FD INC COM 269451100 48 7800 SH OTR 2 7800 0 0 CHINA FD INC COM 169373107 623 33751 SH SOLE 33751 0 0 CHINA FD INC COM 169373107 150 8100 SH OTR 2 8100 0 0 NEW IRELAND FD INC COM 645673104 965 156400 SH SOLE 156400 0 0 NEW IRELAND FD INC COM 645673104 51 8200 SH OTR 2 8200 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 3855 212748 SH SOLE 212748 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 149 8200 SH OTR 2 8200 0 0 RMR REAL ESTATE INCOME FD COM 76970B101 3229 318173 SH SOLE 318173 0 0 RMR REAL ESTATE INCOME FD COM 76970B101 90 8900 SH OTR 2 8900 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 2712 211748 SH SOLE 211748 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 120 9400 SH OTR 2 9400 0 0 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 7083 857450 SH SOLE 857450 0 0 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 89 10733 SH OTR 2 10733 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 231 20742 SH SOLE 20742 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 122 10900 SH OTR 2 10900 0 0 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 3229 969812 SH SOLE 969812 0 0 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 38 11300 SH OTR 2 11300 0 0 JAPAN SMALLER CAPITALIZATION COM 47109U104 2312 327948 SH SOLE 327948 0 0 JAPAN SMALLER CAPITALIZATION COM 47109U104 82 11663 SH OTR 2 11663 0 0 GABELLI GLB SML & MD CP VAL COM 36249W104 1393 191614 SH SOLE 191614 0 0 GABELLI GLB SML & MD CP VAL COM 36249W104 99 13600 SH OTR 2 13600 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 2888 328546 SH SOLE 328546 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 122 13900 SH OTR 2 13900 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 218 21149 SH SOLE 21149 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 144 14000 SH OTR 2 14000 0 0 SWISS HELVETIA FD INC COM 870875101 2239 322200 SH SOLE 322200 0 0 SWISS HELVETIA FD INC COM 870875101 104 15000 SH OTR 2 15000 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 2845 309211 SH SOLE 309211 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 153 16600 SH OTR 2 16600 0 0 GDL FD COM SH BEN IT 361570104 2783 355022 SH SOLE 355022 0 0 GDL FD COM SH BEN IT 361570104 143 18300 SH OTR 2 18300 0 0 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 3112 715500 SH SOLE 715500 0 0 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 84 19200 SH OTR 2 19200 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 1926 553400 SH SOLE 553400 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 77 22100 SH OTR 2 22100 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 536 117637 SH SOLE 117637 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 124 27100 SH OTR 2 27100 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 5101 1509170 SH SOLE 1509170 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 3712 1098200 SH OTR 1,2 1098200 0 0 VOYA NAT RES EQUITY INCOME F COM 92913C106 999 462700 SH SOLE 462700 0 0 VOYA NAT RES EQUITY INCOME F COM 92913C106 96 44500 SH OTR 2 44500 0 0