EX-99.M 12B-1 PLAN 12 exhibit_m2.htm EXHIBIT A TO 12B-1 SERVICE PLAN

 

Exhibit A

 

Fund Effective Date
First Trust Income Opportunities ETF September 28, 2016
First Trust Flexible Municipal High Income ETF September 28, 2016
First Trust TCW Opportunistic Fixed Income ETF February 13, 2017
First Trust TCW Unconstrained Plus Bond ETF May 29, 2018
First Trust Low Duration Strategic Focus ETF December 18, 2018
FT Cboe Vest U.S. Equity Buffer ETF – August November 1, 2019
FT Cboe Vest U.S. Equity Deep Buffer ETF – August November 1, 2019
FT Cboe Vest U.S. Equity Buffer ETF – November November 1, 2019
FT Cboe Vest U.S. Equity Deep Buffer ETF – November November 1, 2019
First Trust Active Factor Large Cap ETF November 24, 2019
First Trust Active Factor Mid Cap ETF November 24, 2019
First Trust Active Factor Small Cap ETF November 24, 2019
FT Cboe Vest U.S. Equity Buffer ETF – February February 5, 2020
FT Cboe Vest U.S. Equity Deep Buffer ETF – February February 5, 2020
First Trust TCW Securitized Plus ETF April 6, 2020
FT Cboe Vest U.S. Equity Buffer ETF – May May 1, 2020
FT Cboe Vest U.S. Equity Deep Buffer ETF – May May 1, 2020
First Trust Multi-Manager Large Growth ETF May 15, 2020
FT Cboe Vest U.S. Equity Buffer ETF – June June 1, 2020
FT Cboe Vest U.S. Equity Deep Buffer ETF – June June 1, 2020
FT Cboe Vest U.S. Equity Buffer ETF – July July 1, 2020
FT Cboe Vest U.S. Equity Deep Buffer ETF – July July 1, 2020
FT Cboe Vest Fund of Buffer ETFs August 10, 2020
FT Cboe Vest U.S. Equity Buffer ETF – September September 1, 2020
FT Cboe Vest U.S. Equity Deep Buffer ETF – September September 1, 2020
FT Cboe Vest U.S. Equity Buffer ETF – October October 5, 2020
FT Cboe Vest U.S. Equity Deep Buffer ETF – October October 5, 2020
FT Cboe Vest U.S. Equity Buffer ETF – December December 8, 2020
FT Cboe Vest U.S. Equity Deep Buffer ETF – December December 8, 2020
FT Cboe Vest Nasdaq-100® Buffer ETF – December December 9, 2020
FT Cboe Vest International Equity Buffer ETF – December December 9, 2020
FT Cboe Vest U.S. Equity Buffer ETF – January January 4, 2021
FT Cboe Vest U.S. Equity Deep Buffer ETF – January January 4, 2021
FT Cboe Vest Fund of Deep Buffer ETFs January 15, 2021
First Trust TCW Emerging Markets Debt ETF February 12, 2021

 

 

 

 

EXHIBIT A (Continued)

 

 

Fund Effective Date
FT Cboe Vest U.S. Equity Buffer ETF – March March 8, 2021
FT Cboe Vest U.S. Equity Deep Buffer ETF – March March 8, 2021
FT Cboe Vest Nasdaq-100® Buffer ETF – March March 8, 2021
FT Cboe Vest International Equity Buffer ETF – March March 8, 2021
FT Cboe Vest U.S. Equity Buffer ETF – April April 15, 2021
FT Cboe Vest U.S. Equity Deep Buffer ETF – April April 15, 2021
First Trust Innovation Leaders ETF May 24, 2021
First Trust Expanded Technology ETF June 8, 2021
FT Cboe Vest Nasdaq-100® Buffer ETF – June June 17, 2021
FT Cboe Vest International Equity Buffer ETF – June June 17, 2021
FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF – June June 28, 2021
FT Cboe Vest Nasdaq-100® Buffer ETF – September September 16, 2021
FT Cboe Vest International Equity Buffer ETF – September September 16, 2021
First Trust SkyBridge Crypto Industry and Digital Economy ETF September 16, 2021
First Trust Multi-Manager Small Cap Opportunities ETF October 8, 2021
FT Cboe Vest Buffered Allocation Defensive ETF October 25, 2021
FT Cboe Vest Buffered Allocation Growth ETF October 25, 2021
FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF – December

December 10, 2021

FT Cboe Vest Fund of Nasdaq-100® Buffer ETFs June 14, 2022
FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF – September

September 20, 2022

FT Cboe Vest U.S. Equity Moderate Buffer ETF – January (GJAN) January 12, 2023
First Trust Multi-Strategy Alternative ETF (LALT) January 27, 2023
FT Cboe Vest U.S. Equity Moderate Buffer ETF – February (GFEB) February 10, 2023
FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF – March (XMAR)

March 10, 2023

FT Cboe Vest U.S. Equity Moderate Buffer ETF – March (GMAR) March 10, 2023
FT Cboe Vest U.S. Equity Moderate Buffer ETF – April (GAPR) April 14, 2023
FT Cboe Vest U.S. Equity Moderate Buffer ETF – May (GMAY) May 15, 20232
FT Cboe Vest U.S. Small Cap Moderate Buffer ETF – May (SMAY) May 15, 2023
FT Cboe Vest U.S. Equity Moderate Buffer ETF – June (GJUN) June 9, 2023
FT Cboe Vest U.S. Equity Moderate Buffer ETF – July (GJUL) June 9, 2023
FT Cboe Vest U.S. Equity Moderate Buffer ETF – August (GAUG) June 9, 2023

FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF – July

(XJUL)

July 12, 2023

FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF – August

(XAUG)

July 12, 2023

FT Cboe Vest U.S. Small Cap Moderate Buffer ETF – August (SAUG) August 7, 2023
FT Cboe Vest U.S. Equity Moderate Buffer ETF – September (GSEP) September 8, 2023

 

 

 

 

 

EXHIBIT A (Continued)

 

 

Fund Effective Date
FT Cboe Vest U.S. Equity Moderate Buffer ETF – October (GOCT) September 8, 2023
FT Cboe Vest U.S. Equity Moderate Buffer ETF – November (GNOV) September 8, 2023
FT Cboe Vest U.S. Equity Moderate Buffer ETF – December (GDEC) September 8, 2023

FT Cboe Vest U.S. Equity Buffer & Premium Income ETF

September (XISE)

September 9, 2023

FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF – October

(XOCT)

October 12, 2023

FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF

November (XNOV)

October 12, 2023

FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF – January

(XJAN)

October 12, 2023

FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF

February (XFEB)

October 12, 2023

FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF – April

(XAPR)

October 12, 2023

FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF – May

(XMAY)

October 12, 2023

FT Cboe Vest Laddered Moderate Buffer ETF (BUFZ) October 19, 2023

FT Cboe Vest U.S. Small Cap Moderate Buffer ETF – November

(SNOV)

November 6, 2023

First Trust Active Global Quality Income ETF (AGQI) November 17, 2023