| Filed by the Registrant ☒ | | | Filed by a Party other than the Registrant ☐ | |
Name and Address of Beneficial Owners
|
| |
Amount of Shares
Owned and Nature of Beneficial Ownership(1) |
| |
Percent of Shares
of Common Stock Outstanding |
| ||||||
Five Percent Stockholders | | | | | | | | | | | | | |
Joseph Stilwell
Stilwell Partners, L.P. Stilwell Value LLC 111 Broadway, 12th Floor New York, New York 10006 |
| | | | 79,000(2) | | | | | | 9.6% | | |
Best Hometown Bank
Employee Stock Ownership Plan Trust(1) Community Bank of Pleasant Hill (Trustee) d/b/a First Trust of MidAmerica 1901 Frederick Avenue, Suite 100 St. Joseph, Missouri 64501 |
| | | | 66,096(3) | | | | | | 8.0% | | |
Directors and Named Executive Officers | | | | | | | | | | | | | |
LaMont K. Docter, Director
|
| | | | 12,500(4) | | | | | | 1.51% | | |
Stephen J. Alabach, Director
|
| | | | 2,500 | | | | | | * | | |
Stephen G. Eovaldi, Director
|
| | | | 7,500 | | | | | | * | | |
David W. Gansner, Director, EVP — Chief Loan Officer and Director
|
| | | | 12,595(5) | | | | | | 1.52% | | |
Michael J. Keefe, Director
|
| | | | 5,000 | | | | | | * | | |
Ronnie R. Shambaugh, Director, President and Chief Executive
Officer |
| | | | 9,725(6) | | | | | | 1.18% | | |
Richard B. Wallace, Director
|
| | | | 10,000 | | | | | | 1.21% | | |
Cynthia T. Knebel, Chief Operating Officer and Treasurer
|
| | | | 5,050(7) | | | | | | * | | |
All directors and executive officers as a group (8 persons)
|
| | | | 58,870 | | | | | | 7.13% | | |
|
Name
|
| |
Position(s) Held With
Best Hometown Bank |
| |
Age(1)
|
| |
Director
Since(2) |
| |
Current Term
Expires |
|
| LaMont K. Docter | | | Chairman of the Board | | |
66
|
| |
1983
|
| |
2019
|
|
| Stephen J. Alabach | | | Director | | |
51
|
| |
2015
|
| |
2017
|
|
| Stephen G. Eovaldi | | | Director | | |
58
|
| |
2015
|
| |
2019
|
|
| David W. Gansner | | | Executive Vice President — Chief Loan Officer and Director | | |
56
|
| |
2014
|
| |
2018
|
|
| Michael J. Keefe | | | Director | | |
71
|
| |
2010
|
| |
2018
|
|
| Ronnie R. Shambaugh | | | President and Chief Executive Officer and Director | | |
67
|
| |
2013
|
| |
2019
|
|
| Richard B. Wallace | | | Director | | |
78
|
| |
1988
|
| |
2017
|
|
Summary Compensation Table
|
| ||||||||||||||||||||||||||||||
Name and principal position
|
| |
Year
|
| |
Salary
|
| |
Bonus
|
| |
All Other
Compensation(1) |
| |
Total
|
| |||||||||||||||
Ronnie R. Shambaugh
President and Chief Executive Officer |
| | | | 2016 | | | | | $ | 160,000 | | | | | $ | — | | | | | $ | 19,361 | | | | | $ | 179,361 | | |
| | | 2015 | | | | | $ | 141,628 | | | | | $ | 10,000 | | | | | $ | 17,610 | | | | | $ | 169,238 | | | ||
David W. Gansner
Executive Vice President — Chief Loan Officer |
| | | | 2016 | | | | | $ | 105,000 | | | | | $ | — | | | | | $ | 17,711 | | | | | $ | 122,711 | | |
| | | 2015 | | | | | $ | 100,000 | | | | | $ | 5,000 | | | | | $ | 14,169 | | | | | $ | 119,169 | | |
All Other Compensation
|
| ||||||||||||||||||
Name
|
| |
Board Fees
|
| |
Employer
Contributions to 401(k) Plan |
| |
Total All Other
Compensation |
| |||||||||
Mr. Shambaugh
|
| | | $ | 14,561 | | | | | $ | 4,800 | | | | | $ | 19,361 | | |
Mr. Gansner
|
| | | $ | 14,561 | | | | | $ | 3,150 | | | | | $ | 17,711 | | |
Directors Compensation Table
|
| ||||||||||||||||||
Name
|
| |
Fees earned
or paid in cash |
| |
All Other
Compensation |
| |
Total
|
| |||||||||
Stephen J. Alabach
|
| | | $ | 8,494 | | | | | | — | | | | | $ | 8,494 | | |
LaMont K. Docter
|
| | | $ | 14,561 | | | | | | — | | | | | $ | 14,561 | | |
Stephen G. Eovaldi
|
| | | $ | 14,561 | | | | | | — | | | | | $ | 14,561 | | |
Michael J. Keefe
|
| | | $ | 14,561 | | | | | | — | | | | | $ | 14,561 | | |
Richard B. Wallace
|
| | | $ | 14,561 | | | | | | — | | | | | $ | 14,561 | | |
| | |
Year Ended
December 31, 2016 |
| |
Year Ended
December 31, 2015 |
| ||||||
Audit Fees
|
| | | $ | 59,253 | | | | | $ | 49,150 | | |
Audit-Related Fees
|
| | | $ | 24,872 | | | | | $ | — | | |
Tax Fees
|
| | | $ | 12,200 | | | | | $ | — | | |
All Other Fees
|
| | | $ | 77,777 | | | | | $ | — | | |
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