The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 964 | 14,800 | SH | Put | SOLE | 14,800 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 964 | 14,800 | SH | Call | SOLE | 14,800 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,294 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,294 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,442 | 17,000 | SH | Put | SOLE | 17,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 1,247 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 1,238 | 52,500 | SH | Call | SOLE | 52,500 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 472 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06740Q252 | 1,191 | 75,400 | SH | Call | SOLE | 75,400 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06740Q252 | 346 | 21,900 | SH | Put | SOLE | 21,900 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 1,113 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 207 | 1,927 | SH | SOLE | 1,927 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,074 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 1,288 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 930 | 27,500 | SH | Call | SOLE | 27,500 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 930 | 27,500 | SH | Put | SOLE | 27,500 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 2,034 | 34,000 | SH | Call | SOLE | 34,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 778 | 13,000 | SH | Put | SOLE | 13,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 451 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
CORNING INC | COM | 219350105 | 440 | 16,300 | SH | Call | SOLE | 16,300 | 0 | 0 | |
CORNING INC | COM | 219350105 | 440 | 16,300 | SH | Put | SOLE | 16,300 | 0 | 0 | |
CSX CORP | COM | 126408103 | 466 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
CSX CORP | COM | 126408103 | 466 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
D R HORTON INC | COM | 23331A109 | 493 | 14,800 | SH | Put | SOLE | 14,800 | 0 | 0 | |
D R HORTON INC | COM | 23331A109 | 493 | 14,800 | SH | Call | SOLE | 14,800 | 0 | 0 | |
DISCOVER FINL SVCS | COM | 254709108 | 684 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
DISCOVER FINL SVCS | COM | 254709108 | 684 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 1,134 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 1,587 | 14,000 | SH | Put | SOLE | 14,000 | 0 | 0 | |
DOLLAR TREE INC | COM | 256746108 | 785 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
DOLLAR TREE INC | COM | 256746108 | 785 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 1,008 | 13,600 | SH | Call | SOLE | 13,600 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 1,008 | 13,600 | SH | Put | SOLE | 13,600 | 0 | 0 | |
FLUOR CORP NEW | COM | 343412102 | 600 | 11,400 | SH | Call | SOLE | 11,400 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 328 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 328 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 212 | 3,126 | SH | SOLE | 3,126 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,257 | 18,500 | SH | Call | SOLE | 18,500 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 747 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 541 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 541 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
HP INC | COM | 40434L105 | 358 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
HP INC | COM | 40434L105 | 358 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 729 | 20,200 | SH | Call | SOLE | 20,200 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 729 | 20,200 | SH | Put | SOLE | 20,200 | 0 | 0 | |
INTL PAPER CO | COM | 460146103 | 914 | 18,000 | SH | Call | SOLE | 18,000 | 0 | 0 | |
INTL PAPER CO | COM | 460146103 | 914 | 18,000 | SH | Put | SOLE | 18,000 | 0 | 0 | |
IRON MTN INC NEW | COM | 46284V101 | 421 | 11,800 | SH | Call | SOLE | 11,800 | 0 | 0 | |
IRON MTN INC NEW | COM | 46284V101 | 421 | 11,800 | SH | Put | SOLE | 11,800 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 1,364 | 11,300 | SH | Call | SOLE | 11,300 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 6,675 | 55,300 | SH | Put | SOLE | 55,300 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 1,089 | 9,024 | SH | SOLE | 9,024 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 657 | 7,489 | SH | SOLE | 7,489 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,413 | 16,100 | SH | Put | SOLE | 16,100 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,245 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 220 | 5,601 | SH | SOLE | 5,601 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 861 | 6,258 | SH | SOLE | 6,258 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,944 | 21,400 | SH | Call | SOLE | 21,400 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,577 | 26,000 | SH | Put | SOLE | 26,000 | 0 | 0 | |
MARRIOTT INTL INC NEW | CL A | 571903202 | 942 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
MASCO CORP | COM | 574599106 | 425 | 12,500 | SH | Put | SOLE | 12,500 | 0 | 0 | |
MASCO CORP | COM | 574599106 | 425 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 792 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 792 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 659 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 922 | 14,000 | SH | Put | SOLE | 14,000 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 685 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 413 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 413 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 557 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 557 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 855 | 13,500 | SH | Call | SOLE | 13,500 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 1,227 | 27,500 | SH | Call | SOLE | 27,500 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 1,227 | 27,500 | SH | Put | SOLE | 27,500 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 860 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 342 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 342 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 1,109 | 14,000 | SH | Call | SOLE | 14,000 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 1,109 | 14,000 | SH | Put | SOLE | 14,000 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 2,664 | 20,131 | SH | SOLE | 20,131 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 1,445 | 18,500 | SH | Call | SOLE | 18,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,009 | 42,516 | SH | SOLE | 42,516 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 771 | 32,500 | SH | Put | SOLE | 32,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 813 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 334 | 2,815 | SH | SOLE | 2,815 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,900 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,849 | 24,000 | SH | Put | SOLE | 24,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,378 | 14,330 | SH | SOLE | 14,330 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 21,240 | 90,100 | SH | Call | SOLE | 90,100 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9,995 | 42,400 | SH | Put | SOLE | 42,400 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 934 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 934 | 16,000 | SH | Put | SOLE | 16,000 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 512 | 1,840 | SH | SOLE | 1,840 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 1,007 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 1,007 | 12,500 | SH | Put | SOLE | 12,500 | 0 | 0 | |
ULTA BEAUTY INC | COM | 90384S303 | 3,565 | 12,500 | SH | Put | SOLE | 12,500 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 729 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 729 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 878 | 18,000 | SH | Call | SOLE | 18,000 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 340 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 340 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 |